Witness Testimony
The Honorable Elias A. Zerhouni M.D.
National Institutes of Health
Building 1, Room 244
1 Center Drive MSC
Bethesda, MD, 20892
NIH: Re-engineering Clinical Research.
Subcommittee on Health
March 25, 2004
10:00 AM
Mr. Chairman, Members of the Subcommittee, I am Dr. Elias Zerhouni, the
Director of the National Institutes of Health (NIH). I am delighted to appear
before you today to testify about NIH's role in clinical research.
With the support of Congress and the White House, NIH has been the driving
force behind perhaps the greatest era of discovery in the history of biomedical
research. We are gaining unprecedented knowledge about human biology and medical
conditions. The human genome has been sequenced. The scientific community is
learning how proteins and molecules function and about the mechanisms of
disease. In general, the knowledge gap about human biology is shrinking quickly.
Of course, these discoveries have far less meaning if we cannot translate
them into prevention methods and treatments for diseases and disabilities. This
translation, commonly known as the "bench to bedside" process, cannot
happen without clinical research. Broadly defined, clinical research involves
the participation of human subjects in various aspects of research. It is the
linchpin of the Nation's biomedical research enterprise. Clinical research
ultimately establishes the safety, effectiveness and availability of new
diagnostic, preventive and therapeutic approaches.
Approximately one-third - $8.4 billion - of the grants awarded by NIH support
clinical research. We have established integrated clinical research networks for
HIV/AIDS, heart disease, and cancer, among others, that have significantly
enhanced the translation of basic discoveries. At all times, our primary concern
must be the safety of the people participating in clinical studies and trials.
The Federal Government has a rigorous process for ensuring the well-being of
human subjects participating in Federally conducted, supported, or regulated
research, ranging from the initial reviews by Institutional Review Boards (IRBs),
to ongoing reviews by Data Safety and Monitoring Boards, to the authority to
investigate and discipline researchers and institutions that do not abide by
Federal requirements.
NIH continues to expand its clinical research program and provide resources
for infrastructure and training. We have established new programs to support the
professional development of medical students and medical school graduates in the
conduct and ethics of clinical research. We are funding young clinical
investigators and their mentors; reorganizing study sections to enhance the
evaluation of grant applications about clinical research; and providing
educational loan repayments for new, including minority, clinical investigators.
Longstanding programs for the support of clinical research, including the
General Clinical Research Centers located in academic health centers around the
country and the NIH Clinical Center, also have developed new training
initiatives designed to advance translational research. These programs and an
array of other infrastructural activities and training mechanisms are aimed at
ensuring that the "critical mass" of highly skilled personnel and
state-of-the-art resources necessary for a vigorous clinical research enterprise
are available.
As the Director of the largest biomedical research agency in the world,
I believe it is my responsibility to continually review our programs to ensure
that they are working well, and further, to be certain we are heading in the
right direction. So for all our success in the clinical research area, the
question is: have we done all we can do to speed the process of translation of
results from bench to bedside? The answer is, we can do more and we can do it
better.
When I arrived at NIH two years ago, I implemented an initiative across all
of our Institutes and Centers to explore the key scientific challenges facing
investigators today and to delineate the central roadblocks to scientific
progress. With a focus on those activities that would require the efforts of the
agency as a whole, and through broad consultations with scientists inside and
outside NIH, this extensive planning effort has led to formulation of a
"Roadmap" for medical research in the 21st century. One of the key
goals of the Roadmap is to re-engineer the clinical research enterprise. The
purpose of the re-engineering effort is to overcome obstacles to the conduct and
translation of clinical research by transforming its very structure. The NIH
Roadmap plan on "Re-engineering the Clinical Research Enterprise" has
four main parts: Facilitating Translational Research; Enhancing the Clinical
Research Workforce; Integrating Clinical Research Networks; and Coordinating
Clinical Research Policies.
Facilitating Translational Research
To improve human health, scientific discoveries must be translated into
practical applications. Such discoveries typically begin with observations of
patients with diseases then move to the "bench" with basic research-where
scientists study the mechanisms and progression of a disease at the molecular or
cellular level-then progress again toward the study of these phenomena in
patients at their "bedsides.".
Scientists have become increasingly aware that this
bedside-to-bench-to-bedside approach to translational research requires a
variety of non-traditional expertise and intense two-way collaborations with
clinicians. Not only do basic scientists complement the expertise of clinicians
in making novel observations, clinical researchers also make unique observations
about the nature and progression of disease that can, in turn, stimulate basic
investigations. Thus, translational research is a key junction in the process,
where new knowledge is both tested and gained, producing new observations and
hypotheses that keep the system productive and rich with discovery. However, I
believe that by strengthening the infrastructure, this critical process and
component of the clinical research enterprise can be accelerated.
Key to building a strong infrastructure will be the ability to increase the
interactions between basic and clinical scientists, and cross-training of basic
and clinical scientists in each other's disciplines, thus easing the movement of
powerful new tools from the laboratory into the clinic. In one approach aimed at
accomplishing this interaction, NIH intends to develop regional translational
research centers. These centers would provide sophisticated advice and resources
to better enable scientists to master the many steps involved in bringing a new
product from the bench to clinical use. Such steps involve laboratory studies to
understand the mechanisms of action of a therapeutic agent, preclinical studies
in animals to evaluate how the agent is absorbed by the body and distributed to
target tissues, and assessing its effectiveness as well as tendency to cause
unanticipated side effects.
Once a potential new drug is developed, sufficient amounts of the drug have
to be produced according to rigorous standards for testing first in animals and
then in people. The clinical research re-engineering plan also envisions
translational research core facilities to provide clinical researchers access to
sophisticated manufacturing capacity, along with expert advice to ensure that
drug-development regulations are observed. Some of these core facilities will be
modeled on, or may evolve through expansion of, existing programs such as the
National Cancer Institute's Rapid Access to Innovation Development program,
which currently provides support for these types of resources to members of the
cancer research community. Their availability to the broader research community
should expedite discoveries for other disease research as well.
This re-engineering initiative will also support translational research by
developing new technologies to improve the assessment of clinical outcomes. Many
of the most debilitating, chronic illnesses gradually erode the quality of life
because of the associated fatigue, pain and emotional challenges. Currently,
these critical symptoms cannot be measured objectively in the same way as, for
example, blood sugar levels or blood cell counts. More sensitive, well-validated
tools need to be developed to improve measurements of these types of symptoms.
Technologies, such as a computerized adaptive health assessment, could
revolutionize how symptoms and treatment outcomes are assessed. Scientists will
be better equipped to understand how patients perceive changes in their health
status resulting from new interventions, thereby directing research to therapies
that would be most highly valued by patients.
Enhancing the Nation's Clinical Research Workforce
The second component of the re-engineering plan is aimed at enhancing the
Nation's clinical research workforce. To fulfill the promise of 21st century
medicine and to make further progress in controlling major human diseases, the
Nation must cultivate and properly train a cadre of clinical researchers skilled
in translating the findings from clinical trials and other clinical research
studies to applications on the front lines of care.
Clinicians must be trained to work in multidisciplinary, team-oriented
environments. Specific training in disciplines important to the conduct of
clinical studies (e.g., epidemiology, behavioral medicine, and patient-oriented
research) is needed, and the expert skills of engineers, mathematicians,
physicists, and computer science experts also must be incorporated. This
component of the re-engineering plan will enhance and empower the clinical
research workforce through two programs-the Multidisciplinary Clinical
Research Career Development Program and the National Clinical Research
Associates Program.
The Multidisciplinary Clinical Research Career Development Program will be an
NIH-wide effort to train doctoral-level candidates in clinical research settings
that are multidisciplinary and collaborative. The emphasis will be on new
strategies and curricula with training opportunities that span a variety of
disease areas; a broad range of clinical disciplines, including medicine,
nursing, dentistry, pharmacy and other allied health professions; and a variety
of research areas, including biostatistics, behavioral medicine, clinical
pharmacology and epidemiology. The new program will be coordinated with and
complement other NIH training programs that support scholars who wish to become
clinical researchers. NIH plans additional programs to help smooth out the early
career development pathway spanning from college to professional school, thus
promoting the early identification and training of students who will become the
future leaders in clinical research. By exposing students to clinical research
early in their careers, it is hoped that this program will also enhance the
integration of clinical research into both basic science and clinical medicine.
The clinical research workforce also must be broad enough to support the
testing of ideas in large scale studies at the community level, as well as the
translation of proven concepts into medical practice at the community level. The
National Clinical Research Associates program will help increase the number of
clinical investigators and diversify the settings in which clinical research is
conducted. Through partnerships with academic investigators, the Associates will
form a corps of community-based physicians trained to carry out clinical studies
in their own health care settings. Together they will form a robust and
versatile infrastructure of researchers well-trained in the responsible conduct
of clinical research and positioned to bring research opportunities to patients
while rapidly disseminating the best science-based practices.
Several projects will be required to realize the vision of the Associates.
These include a study that will examine the challenges involving community
practitioners in clinical research. Building on the results of this study,
recommendations on ways to reduce barriers to building a model workforce for
conducting clinical research are expected to evolve. Other efforts will focus on
the establishment of national core competencies and best practices needed to
conduct high-quality clinical research and to translate research into clinical
practice. These efforts will apply to researchers working in both community and
academic settings. Competencies would include relevant board certification;
knowledge of clinical research design and implementation, and
conflict-of-interest policies; and documentation of training in protecting
participants in clinical trials. To train the Associates, the NIH plans to
create several nationally recognized regional Centers of Excellence in Clinical
Research Training that will be based on the results of the feasibility and pilot
studies. These centers will use an integrated approach to conduct training in
"real-world" settings.
Integrating Clinical Research Networks
Another component of the re-engineering plan, Integrating Clinical Research
Networks, is designed to promote synergy among diverse clinical research
activities through the development of linkages among research institutions,
medical centers, and existing research networks. Because of the vast number of
therapies, diagnostics, and preventive approaches that must be evaluated
through clinical trials, many clinical research networks operate simultaneously,
but independently of each other.
Over time, this initiative aims to link research centers and existing
networks in order to develop a National Electronic Clinical Trials and Research
Network (NECTAR). This network will create a revolutionary new clinical research
infrastructure model, which will result in greatly enhanced communication,
computational capacities, access to resources, and research and analytical
tools. Such a system will ultimately offer economies of scale by allowing
complex research programs to benefit from a common infrastructure, rather than
recreating infrastructure resources time and time again at multiple sites.
Networking will provide for broad access to data and allow investigators to
learn from, utilize and build upon existing data. Integration of data will
encourage the formulation and study of new research questions and the
cross-fertilization of major fields of inquiry in the process.
This effort will promote and expand clinical research networks that can
rapidly conduct high-quality clinical studies that address multiple research
questions. An inventory of existing clinical research networks will be
undertaken to explore existing infrastructures for informatics and training, in
order to pinpoint characteristics that promote or inhibit successful network
interactivity and productivity and expand or broaden research scope. Once
identified, "Best Practices" can then be widely disseminated, further
enhancing the efficiency of clinical research networks.
To function effectively, these clinical research networks will need to
harness and help integrate information technology and develop a national
informatics network using standardized data, software tools and network
infrastructure. NECTAR, which will dovetail with current medical informatics
initiatives in the Department of Health and Human Services, will maximize
connectivity among existing and newly created clinical research networks and
help researchers to generate, use and share data, thereby reducing duplication
and unnecessary overlap among trials.
To accomplish this, NECTAR will create common vocabularies, research and
business tools, and common platforms and architectures. NECTAR will enable more
efficient business practices and processes; enhanced data sharing and analysis;
coordinated oversight and improved patient protections; and rapid translation of
research into clinical findings and practice. NECTAR ultimately will assist in
accelerating the pace of discovery and development, thereby helping clinical
researchers better serve their patients.
Coordinating Clinical Research Policies
The last critical component of re-engineering the clinical research
enterprise recognizes that other potential impediments to efficient clinical
research are the diverse regulations and policies of the multiple federal
agencies that fund, conduct and oversee clinical research. For example,
researchers face varying requirements that pertain to reporting adverse events
to NIH, the Food and Drug Administration, the Office for Human Research
Protections and IRBs, among others. Clinical researchers must understand and
fulfill these varying requirements.
NIH is working in concert with regulatory agencies, research communities, and
patient advocacy groups to catalyze Federal-wide coordination of policies
pertaining to clinical research, to develop better processes, and to standardize
requirements for reporting adverse events, human subjects protections, privacy
and conflict-of-interest policies, and standards for electronic data submission.
Coordinating policies and reporting requirements will help minimize unnecessary
burdens that slow research while enhancing patient protections. Thus, the goal
of NIH's Clinical Research Policy Coordination Initiative (CRPCI) is to work
within the federal system of clinical research oversight to promote the
coordination of policies, requirements, and procedures concerning clinical
research, and, where appropriate, to help create streamlined approaches. The
CRPCI will examine an array of issues and activities on behalf of the NIH and
all its Institutes and Centers and work with other Departmental components and
Federal agencies to help stimulate the development of coordinated policies,
practices and new tools for compliance that take account of the goals and points
of view of NIH's varied organizational components and stakeholders. As the most
important part of our system of human subjects protections, IRBs will be a
primary audience for our efforts. Some representative activities will include:
-
Studying existing requirements for the conduct
and oversight of clinical research to assess the extent to which unnecessary
or duplicative rules can be addressed without diminishing protections;
-
Exploring the expanded use of central
Institutional Review Boards to facilitate and achieve greater efficiency in
the review of multicenter clinical trials, such as the National Cancer
Institute's Central Institutional Review Board program for adult oncology
trials;
-
Developing tools and materials to help ensure
and facilitate compliance with existing rules;
-
Promoting the development of coordinated
clinical research policies by working with other Federal entities (such as
FDA, OHRP, and the Departments of Defense and Veterans Affairs) that fund,
conduct, oversee, and establish policy for clinical research;
-
Soliciting input on various policy goals from
key communities, such as patients, scientists, institutional leadership, IRB
members, and other constituencies with a stake in the conduct of clinical
research; and
-
Developing educational and training tools to
assist investigators and IRBs in the interpretation of and compliance with
human subjects and related research requirements.
While NIH has assumed a leadership role in conceptualizing and implementing
this plan to reconfigure the clinical research enterprise, many other
stakeholders have broader roles and vital responsibilities in assuring the
future of clinical research, including other federal agencies, academic health
centers and biomedical research institutions, private foundations, the
pharmaceutical and biotechnology industries, the health insurance industry,
patient advocacy groups, and the general public. In implementing the
re-engineering plan, NIH recognizes that success will depend on continuing close
collaborations and consultations with these many partners. Conclusion
In taking bold steps to re-engineer the clinical research enterprise, NIH
hopes to create a new infrastructure to support clinical research that will
facilitate the rapid translation of discoveries from the laboratory to the
clinic and provide a robust force of clinical investigators to test new
diagnostic, therapeutic and preventive strategies in patients far sooner than is
possible at present. By enhancing the interoperability of clinical research
networks, and by improving the coordination of the important rules and
regulations that ensure the safety and ethics of these studies, the system will
be more efficient and there will be far fewer impediments to the conduct of
clinical research. Clinical research will advance more swiftly, more and better
therapies and preventive measures will be developed more quickly, and,
ultimately, significant improvements will be made in human health and the
quality of life. We look forward to keeping Congress apprized of our continuing
progress in Re-engineering the Clinical Research Enterprise. Attachment to Testimony (Adobe PDF)
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