Witness Testimony
Mr. Eugene Braunwald M.D.
Hersey Distinguished Professor of Medicine and Faculty Dean for Academic Programs Partners Healthcare System
Brigham and Women's Hospital
Harvard Medical School
BWH/Chairman, TIMI Study Group 350 Longwood Ave.
Boston, MA, 02215
NIH: Re-engineering Clinical Research.
Subcommittee on Health
March 25, 2004
10:00 AM
Good morning. Thank you Mr. Chairman and members of the subcommittee for
inviting me to testify today on this important subject.
I am a Professor of Medicine at Harvard Medical School. I have conducted
clinical research on heart disease for almost 50 years, from 1955 to 1968 at NIH,
then at the University of California, and since 1972 at Harvard. I have also
served as Chief Academic Officer and Faculty Dean at Partners HealthCare, an
integrated academic health care system that includes two Harvard affiliated
hospitals - Massachusetts General and Brigham and Women's.
Clinical research is the neck of the scientific bottle through which all
scientific developments in biomedicine must flow before they can be of
real-world benefit to the public. I believe that the academic community has an
essential role to play in loosening this bottleneck and I am pleased to be
representing the Association of American Medical Colleges (AAMC). The AAMC
represents the nation's 126 accredited allopathic medical schools, some 400
major teaching hospitals and health systems, and more than 105,000 faculty
through 96 academic and scientific societies. The Association is the most
appropriate representative of the academic community in this policy arena
because the performance of clinical research is a defining characteristic of
medical schools and teaching hospitals. The AAMC membership conducts a very
large share of the biomedical and behavioral research performed in this country,
and has been the source of many of the dramatic breakthroughs that have
revolutionized biology and are transforming medicine. My testimony today will
focus on the role of academia in clinical research and where there is room for
improvement.
The AAMC has been concerned about the clinical research enterprise for
several years and convened a consensus development conference in 1998, out of
which came a broadly inclusive definition of clinical research that led to the
conception of a national "clinical research enterprise," and
recommendation of actions to strengthen that enterprise. That conference led to
the establishment of the Clinical Research Roundtable in the Institute of
Medicine (IOM) and an AAMC Task Force on Clinical Research. The Task Force was
charged with assessing the opportunities and challenges facing clinical research
in medical schools and teaching hospitals, and developing a set of findings and
recommendations to strengthen clinical research in those institutions. The Task
Force report, "For the Health of the Public: Ensuring the Future of
Clinical Research" was issued in January 2000. It concluded that the future
of clinical research in medical schools and teaching hospitals is synonymous
with the viability of their defining academic missions and their commitment to
advancing the health of the public. The conclusions of the Task Force still hold
true today and my testimony will focus on the ideas generated by the Task Force
and the current thinking in this important policy arena.
Too often, clinical research has been considered synonymous with clinical
trials. Clinical research is a component of medical and health research intended
to produce knowledge essential for understanding human disease, preventing and
treating illness, and promoting health. Clinical research embraces a continuum
of studies involving interaction with patients, diagnostic clinical materials or
data, or populations, in any of these categories: disease mechanisms;
translational research; clinical knowledge, detection, diagnosis, and natural
history of disease; therapeutic interventions including clinical trials;
prevention and health promotion; behavioral research; health services research;
epidemiology; and community-based and managed care-based research. This broad
and inclusive definition is responsive to the dynamic changes that are taking
place within the biomedical and health sciences and in the organization and
financing of health care. The support and conduct of this research enable
advancements across diverse fields of science to be applied to human health and
may well transform the practice of medicine and the delivery of health care in
this century.
Both the opportunities and challenges that we face in clinical research today
are greater than at any time during my professional lifetime. The basic research
resulting from the doubling of the NIH budget and the sequencing of the human
genome have provided vast possibilities for improving human health, by improving
diagnosis, treatment and prevention. Opportunities now exist to prolong useful
life by combating the major chronic illnesses such as cancer, hypertension,
stroke, heart attack, arthritis, emphysema, Alzheimer's disease, and mental
illness.
Actually, at no time in human history has the potential been greater for
translating biological knowledge and technological capability into powerful
tools for preventing and treating disease and caring for our communities'
health.
However, the landmark developments in genetics, bioengineering, neuroscience,
and molecular and structural biology that have occurred during the past twenty
years will mean little in practical terms if clinical researchers are unable to
translate this science into new and effective medical and health practices.
Without a robust and coherent national program of clinical research that enjoys
the participation and harnesses the full strength of all components of the
health sector, the impact of revolutionary advances in the biomedical and health
sciences on the health of the public will be greatly slowed. And the national
program of clinical research that now exists is anything but robust or coherent.
The major blocks in biomedical science are now at the interface of basic
research and clinical care. The lack of coordination of the clinical research
enterprise has led to a fragmented cottage industry of investigators each going
in their own separate directions. There are great inefficiencies as teams are
assembled for specific projects, then quickly disbanded when the project is
completed and funding ceases. Regulatory burdens are enormous and growing; they
impose delays, costs, and daunting disincentives on clinical researchers and
dissuade many bright young medical graduates from choosing careers in clinical
research. Information systems available to clinical investigators and designed
to support clinical research are relatively primitive. Most of these systems are
based on the financial and administrative needs of provider organizations, and
virtually all are inadequate for clinical research.
Advances in information technology will be critical to the future of clinical
research and to improvements in health care in the 21st century. The creation of
federated, inter-operable databases is essential to help exploit the power
provided by the Human Genome Project to enrich our understanding of human
diseases, guide the development of therapeutics and preventives, identify
potential subjects for clinical trials, and track long-term outcomes through
post-trial and post-marketing surveillance. There is presently a profound lack
of public or private investment in technology development in the clinical
research arena, perhaps due to the lack of financial incentive; I believe that
this is an area of urgent need that should be an attractive target for novel
public-private partnerships. Since progress in this area is almost certain to
increase efficiency in all aspects of clinical research, it is imperative that
academia and the federal government work together to develop principles for the
standardization, collection and sharing of research data, as well as a
nationally inter-operable clinical research information system that is designed
to meet the needs, and exploit the opportunities, now presented in clinical
research.
Protecting the integrity of research and sustaining the public's trust is as
important a building block for clinical research as other more tangible items
such as informatics, molecular libraries, and physical facilities. The AAMC and
its members recognize that academic medicine and the American public have forged
a special relationship rooted in trust that is nowhere more evident, or more
fragile, than in clinical research involving human participants. The safety of
human participants in research is of the utmost importance and must continue to
be our highest priority. In this regard, the AAMC is pleased to have played a
leadership role in recently creating the Association for the Accreditation of
Human Research Protection Programs (AAHRPP). AAHRPP is a non-profit entity that
the AAMC believes can help to lead the nation's clinical research community
beyond compliance to a culture of conscience and responsibility in every
investigator, every individual who participates in clinical research, and every
supervisor of the research.
To accomplish this will require that clinical researchers operate under a
standard policy on conflicts of interest that is clear and absolute. For
example, it is my understanding from discussing this issue with colleagues at
the NIH that some of the rules have been ambiguous. This ambiguity must be
removed, but at the same time industry should not be deprived of valuable advice
and consultation, nor academic research of the enrichment provided to both
governmental and academic scientists, through appropriate consultative
interactions. The recent reports by an AAMC task force on individual and
institutional financial interests in clinical research provide a helpful
framework for structuring and monitoring such interactions.
In a paper published in the February 18, 2004, issue of the Journal of the
American Medical Association (JAMA), Kotchen, et al., state "[I]t appears
that the greatest threat to clinical research, however, is the relatively small
and shrinking pool of clinical investigators." AAMC President Jordan Cohen,
M.D., made similar arguments in a November 2003 commentary, stating "the
NIH's grand vision will become reality only if we can produce a steady supply of
well-trained physician-scientists who are both clinically and scientifically
competent, and offer them attractive, stable career pathways."
It has been my privilege to train a number of successful clinical
researchers. The route is not an easy one. After obtaining the MD degree, an
internship and residency, and rigorous research training in a specialty are
required, and a first faculty position is not usually obtained until the persons
are in their mid or late thirties. Success depends in large part on being able
to obtain funding, which in turn depends on the fortunes and sometimes the whims
of the sponsoring agency. Instability of funding coupled with the need to
support a family is the greatest deterrent to talented young physicians
considering a career in clinical research.
The answer to this problem lies with both the research sponsors and the
academic partners. The NIH has been responsive to the recommendations of the
1997 Nathan Report, and has established a number of clinical research training
mechanisms such as the K awards and the loan repayment programs authorized by
the Congress. We need to continue to increase training opportunities in all
areas of clinical research by providing additional mentoring programs, expanding
the existing federal loan repayment programs, and most importantly by providing
longer commitments of support to the most creative, energetic and humane
clinical researchers. Just as important, once they finish their training,
clinical investigators must be supported not only with adequate opportunities
for funding for their research but also with "nurturing environments"
that offer reasonable, long-term career paths.
There are many important tasks ahead in developing a workable clinical
research enterprise. One of the first challenges is in the organization of the
system. I believe that we need a balanced tripartite system. One partner must be
the federal government, which supports clinical research through several
agencies, including the NIH, the Department of Veterans Affairs (VA), the
Centers for Disease Control and Prevention (CDC), and the Agency for Healthcare
Research and Quality (AHRQ). The NIH, as the lead agency, has developed a
visionary plan for clinical research in its Roadmap initiative, a plan that we
support with enthusiasm. The second partner is academic medicine - the medical
schools and teaching hospitals where most innovative, hypothesis-driven clinical
research is conducted. A large majority of clinical researchers in this country
are faculty members and the trainees at these institutions are the future
clinical investigators. These institutions are represented by the AAMC.
The third partner is industry - largely the pharmaceutical, biotechnology and
information technology industries. Industry provides ideas, resources, and
expertise that are essential to bringing a product to market and actually making
it available to the public. Each of the three partners has a stake in the
success of the other. Stable clinical research networks involving multiple
medical schools and hospitals and their patients should be created and tied
together with modern information systems, and these networks should conduct
research sponsored by both the government and industry. Many projects should
have dual sponsorship. The stability and resources of these networks, in turn,
will attract the most creative young physicians who are eager to engage in a
career of research. After training at our medical schools they can then conduct
clinical research in a variety of sites, including academic, industrial and
federal laboratories, as well as teaching hospitals and health systems.
The ultimate winner, of course, will be the public, which has the greatest
stake in the outcome of this noble effort.
Once again, thank you for the opportunity to testify before you today. I
would be pleased to respond to any questions you might have.
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