Witness Testimony
Dr. Richard Gorman M.D., FAAP
American Academy of Pediatrics
Publication and Disclosure Issues in Anti-Depressant Pediatric Clinical Trials
Subcommittee on Oversight and Investigations
September 9, 2004
11:00 AM
Executive Summary
The American Academy of Pediatrics (AAP) is pleased to testify today before
the Subcommittee on Oversight and Investigations of the House Energy and
Commerce Committee. The focus of this hearing, "Publication and Disclosure
Issues in Anti-Depressant Pediatric Clinical Trials," is both timely and
complex. Over the last several years, the AAP has been a champion for
disseminating information gained through pediatric clinical drug trials and has
strongly supported these efforts as they relate to all medications, not only
anti-depressants.
This subcommittee should be commended for their efforts to explore the
publication and disclosure of pediatric clinical trial findings. However, the
AAP and pediatric societies respectfully caution that this important issue is
neither simple nor easy to navigate. Acknowledging the degree of difficulty must
not be interpreted as a desire to avoid or delay addressing this issue. Rather,
it is a plea that efforts begin NOW to engage the medical community,
pharmaceutical manufacturers, researchers, scientific journals, policymakers and
other stakeholders in an open, thoughtful, thorough discussion with the goal of
developing constructive solutions to this vexing problem.
Today's testimony by the American Academy of Pediatrics and pediatric
academic societies will address several issues:
- The need to disseminate pediatric findings of information is one of great
importance to the pediatric community. Some progress has begun through the
dissemination of information provision within the Best Pharmaceuticals for
Children Act, but more is needed;
- The need to publish and disclose findings from clinical trials is not
limited to a particular class of drugs or to just infants, children and
adolescents. In fact, it is not limited to drugs, as the same concerns apply
to clinical trials focused on other non-pharmacological therapies - but
for practical reasons the AAP suggests that the initial efforts to create a
clinical trial registry center on medication trials;
- The issues surrounding the need to publish and disclose all sentinel
clinical trial findings are compelling and complex. Solutions require
thoughtful and thorough review of the needs and barriers. It is critical
that we give careful thought to the development of the means to summarize
and review with accuracy the extensive trial data and results, and develop a
system for dissemination of this information in a format that can be readily
understood by the average U.S. citizen as well as the medical community.
It is not an issue of IF there is a need to provide health care professionals
and patients appropriate information about clinical trials findings. Rather it
is a matter of HOW the information is provided. It is no simple task to develop
an appropriate mechanism but there are existing models such as the pediatric
clinical trials summaries within the Best Pharmaceuticals for Children Act that
may help shape the process. The AAP and pediatric societies stand ready to
provide our expertise and participate in such a process.
Mr. Chairman, members of the Committee, I am Richard Gorman, MD, FAAP, a
practicing pediatrician who has taken care of infants, children and adolescents
for over 26 years. I am pleased to be here on behalf of the American Academy of
Pediatrics (AAP), which represents 60,000 pediatricians nationwide.
Though I am a Clinical Associate Professor of Pediatrics at the University of
Maryland School of Medicine, and chair of the AAP Committee on Drugs, it is in
my practice, Pediatric Partners in Ellicott City, Maryland, that I see
first-hand the need for appropriately studied and approved medicines for
children. I can also say with a sense of pride that through the efforts of the
Congress, the Administration, and the Academy and pediatric societies, I am able
to provide better care to my young patients because of the passage of important
pediatric-focused legislation such as the Best Pharmaceuticals for Children Act
(BPCA - Pub Law105-155) and most recently the Pediatric Research Equity Act (PREA
- Pub. Law 108-155). With over 80,000 pediatric visits annually in the five
clinical sites in four counties in Maryland, my partners and I can attest to the
importance of having information available regarding safe and effective
pediatric drug dosing.
This testimony is also endorsed by the pediatric academic research community
that includes the Ambulatory Pediatric Association, American Pediatric Society,
Association of Medical School Pediatric Department Chairs and the Society for
Pediatric Research also supports and endorses the Academy's testimony. These
societies comprise academic general pediatricians, pediatric researchers, and
full time academic and clinical faculty responsible for the delivery of health
care services to children, the education and training of pediatricians, and the
leadership of medical school pediatric departments.
Before I begin my formal testimony, I want to thank the Energy and Commerce
Committee on behalf of the American Academy of Pediatrics and the pediatric
academic societies for its leadership and support of legislation that advances
children's health - particularly pediatric therapeutic issues. This hearing
is yet another example of the Committee's strong desire to ensure that
infants, children and adolescents are not an afterthought when it comes to
clinical studies that may affect the health and wellbeing of our citizens. I
would be remiss if I didn't also thank Representatives Jim Greenwood, Henry
Waxman, Mike Bilirakis and the other members of the Subcommittee for their
efforts on behalf of children.
The issue of today's hearing "Publication and Disclosure Issues in
Anti-Depressant Pediatric Clinical Trials," is both timely and complex. Over
the last several years, the AAP has been a champion for disseminating
information gained through pediatric clinical drug trials and has strongly
supported these efforts as they relate to all medications, not only
anti-depressants.
The recent media attention regarding allegedly suppressed negative study
results related to antidepressant use in children is just the latest volley on
the issue of pediatric use of psychotropic medications. While the New York
Attorney General's lawsuit against GlaxoSmithKline, the makers of Paxil, may
be an appropriate trigger to action, the AAP and pediatric societies urge that
the response by policymakers, whether in the public or private sectors, not be
simply reactive but rather thoughtful and comprehensive.
This committee should be commended for their efforts to explore the
publication and disclosure of pediatric clinical trial findings. However, the
AAP and pediatric societies respectfully caution that this important issue is
neither simple nor easy to navigate. Acknowledging the degree of difficulty must
not be interpreted as a desire to avoid or delay addressing this issue. Rather,
it is a plea that efforts begin NOW to engage the medical community,
pharmaceutical manufacturers, researchers, scientific journals, policymakers and
other stakeholders in an open, thoughtful, thorough discussion with the goal of
developing constructive solutions to this vexing problem.
Let me propose an analogy: publication and disclosure of anti-depressant
pediatric clinical trails is a small tip of an iceberg visible above the water
line, giving warning to great danger lurking nearby - if we responded by
simply addressing drug trials of antidepressants it would be comparable to
removing only the tip of the iceberg - thereby obscuring the rest of the
iceberg and increasing the overall danger.
I would like to address several issues during my testimony.
- The need to disseminate pediatric findings of information is one of great
importance to the pediatric community. Some progress has begun through the
dissemination of information provision within the Best Pharmaceuticals for
Children Act, but more is needed;
- The need to publish and disclose findings from clinical trials is not
limited to a particular class of drugs or to just infants, children and
adolescents. In fact, it is
not limited to drugs, as
the same concerns apply to clinical trials focused on other
non-pharmacological therapies - but for practical reasons the AAP suggests
that the initial efforts to create a clinical trial registry center on
medication trials;
The issues surrounding the need to publish and disclose all sentinel
clinical trial findings are compelling and complex. Solutions require
thoughtful and thorough review of the needs and barriers. It is critical
that we give careful thought to the development of the means to summarize
and review with accuracy the extensive trial data and results, and develop a
system for dissemination of this information in a format that can be readily
understood by the average U.S. citizen as well as the medical community.
Disseminating Pediatric Clinical Trial Information:
There currently exists a mechanism to provide a public summary of clinical
and medical information gathered through pediatric clinical trials of
medications -- the "Dissemination of Information" provision within the Best
Pharmaceuticals for Children law (Pub Law 105-115). The AAP was a catalyst for
inclusion of this provision in BPCA.
Congress acknowledged that timely dissemination of information to
pediatricians, health care practitioners, and the public about findings in the
pediatric studies is critical to ensuring that infants, children, adolescents
and their caregivers have appropriate information about the medications
available for their use. Dissemination of information is intended to not only
complement the label information by providing pediatricians and other health
professionals with significant clinical findings that are necessary for
pediatricians and physicians to review but which may not be included in the
label.
The intention of the law is to make important information available to
pediatricians and other health professionals within 6 months of submission of a
report on a pediatric study, while ensuring that confidential and commercial
trade secrets are not revealed through the summary process. These clinical and
medical summaries are available on the pediatric page of the Food and Drug
Administration web site. As an attachment to my testimony, I have included a
copy of the pediatric Clinical Review of Effexor (venlafaxine) used for major
depressive disorders (MDD) to illustrate the concise and useful information
included in the summaries.
These pediatric clinical summaries are an important starting point. They
currently focus on a narrow but important segment of pediatric clinical studies
and may be used as a model for the development of a dissemination tool for all
clinical trial data that is determined to have important clinical findings.
Determining the Scope of Clinical Trial Reporting:
Science must drive the process to define clinical trial reporting. Media
attention, legal filings or isolated incidents should not dictate the
availability or dissemination of the results of clinical trials. While there are
compelling reasons to focus on medications related to the treatment of mental
illness at this particular moment, given recent events, there is limited
scientific rationale as to why medications for this class of conditions
should be highlighted over other medications in developing a national
response to prevent subsequent miscommunication about clinical drug trial
results. Unfortunately, limited access to clinical drug trial data has long had
an impact on the choice and use of all classes of drugs - antidepressant use
in children is only one recent example. We therefore strongly encourage the
inclusion of ALL classes of medications within any registry or monitoring system
that is developed as a result of this effort.
In addition, there is a need to define the kind of clinical trials that will
be considered. Thus far, the discussions have focused on drug/medication trials;
however, clinical trials include a great deal more than just drug/medication
trials. Including all clinical trials (e.g., research related to human subjects;
surgical, pharmacological, and non-pharmacological interventions; devices, etc.)
may prove to be unwieldy to track in one database.
We anticipate that the effort required to develop a safe and effective
clinical drug trial registry will be extensive and therefore recommend that the
focus, at least initially, be on clinical drug trials. Clinical drug approvals
are already overseen by one federal agency - the Food and Drug Administration
(FDA) - and this may help facilitate the development of a single, centralized
drug trial registry. The success (and challenges) of this registry can inform
the later development of comparable efforts to promote broader access to
clinical trials of non-pharmacological interventions.
Publication and Disclosure of Clinical Trial Data: Understanding the
Challenges/Identifying Possible Solutions:
There is a need to define the scope of the challenges related to publishing
and disclosing clinical trial data in order to best address them. A series of
questions helps illustrate the information necessary in order to determine the
best course of action: How are clinical trials being defined (e.g., just for
medications or for non-pharmacological interventions as well)? Will the
information released be peer reviewed (if not, who will review the data and at
what time during the clinical trial)? How will the information be distilled and
updated (e.g., summaries, full release of unfiltered trial results, etc.)? How
are "negative studies" being defined? Who is the audience for these trial
results (e.g., physicians, patients, researchers, etc.)? What is the intended
outcome for releasing the clinical trials data (e.g., improved patient care,
legal pursuits, etc)? What might be the unintended consequences of
well-intentioned policies?
A number of proposals have been raised. Each comes with potential benefits
but must be carefully examined within the context of potential issues. Proposals
include:
Review of Clinical Trial Findings: There are considerable concerns
that non-published studies which have not undergone peer review (or for that
matter, any review) may be included in a database that will be easily accessible
by the general population and will contain insufficient
information by which to judge a study's validity. Examples include:
- Medications have the FDA for oversight, but there is little to prevent a
company or individual from posting "results" of their independent
research that demonstrates the benefit of a completely non-efficacious or
potentially harmful intervention (with claims based on seriously flawed
research).
- Through the media and advertising industry there are many claims of
product or intervention efficacy that are likely based on research that
would not be judged as supported if subjected to the peer review process of
professional journals (e.g., dietary supplements, some non-evidence-based
mental health interventions, non-pharmacological diet or pain
"treatments" to name just a few).
- Inclusion of a disclaimer that a study did not undergo
"peer-review" will not likely have sufficient impact, especially
if the study is posted on a government website along with the best of
scientific studies. The general population may likely view the study as
having more credibility, irrespective of any disclaimers.
Clinical Trial Registries and Databases: A central clinical trial
registry or database for clinical trial information would go a long way towards
addressing concerns about a lack of awareness outside the scientific community
of the full nature, scope, and results of clinical trials.
One of the most frequently-cited rationales for registries is that such a
database would lead to a decrease in reporting bias - the tendency of
scientists to publish only those studies yielding positive results. However,
this may not necessarily be the case. If all results, including negative ones,
are available in a registry, then it is quite possible that the prevalence of
positive studies reported in peer-reviewed journals might actually increase,
since the negative studies will have already been disclosed elsewhere (and
possibly in a relatively cursory manner).
There are many other concerns that must be addressed on this issue of a
registry, including what entity will administer it and how compliance will be
enforced, how the raw data will be filtered and presented in a way to allow
those outside the scientific community to interpret it, concerns of industry
over the disclosure of proprietary information, etc.
Clearly it is imperative that any effort to establish or expand clinical
trial registries be well considered and thoughtful, as well as taken at a
reasonable pace.
Conclusion and Recommendations
It is not an issue of IF there is a need to provide health care professionals
and patients appropriate information about clinical trials findings. Rather it
is a matter of HOW the information is provided. It is no simple task to develop
an appropriate mechanism but there are existing models such as the pediatric
clinical trials summaries within the Best Pharmaceuticals for Children Act that
may help shape the process.
The AAP and pediatric academic societies propose the following initial
recommendations:
- We urge Congress to broaden their investigation to include all
medications, rather than simply anti-depressants. In addition, it is
necessary to include all populations and ages in order to best improve
patient care.
- While concerns related to publication and disclosure of clinical trial
findings are not limited to medications, it may be necessary to begin with
that therapy as an incremental step.
- Thoughtful and deliberative assessment of how data collection and
registries are developed is essential. The role of peer-review of studies
must be thoroughly explored. The AAP urges the medical community,
pharmaceutical manufacturers, scientific journals, policy makers,
researchers and other stakeholders to work together to identify the scope of
the problems and develop appropriate solutions. We must work with deliberate
speed but must also ensure that the solutions adequately address the problem
and do not, in fact, cause even more problems.
On behalf of the American Academy of Pediatrics and the pediatric academic
societies, thank you for the opportunity to testify on this important issue. We
offer our assistance and expertise to the Congress and other stakeholders as
this important discussion continues.
Attachments: FDA Summaries of Pediatric Clinical Review (Effexor/venlafaxine)
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