Witness Testimony
The Honorable Nils J. Diaz
Chairman U.S. Nuclear Regulatory Commission 11555 Rockville Pike
Rockville, MD, 20852
A Review of the Department of Energy's Yucca Mountain Project, and Proposed Legislation to Alter the Nuclear Waste Trust Fund (H.R. 3429 and H.R. 3981).
Subcommittee on Energy and Air Quality
March 25, 2004
09:30 AM
Mr. Chairman, members of the Committee, I am pleased to join you to testify
on behalf of the Nuclear Regulatory Commission (NRC) concerning the NRC's
regulatory oversight role in the U.S. program for management and disposal of
high-level radioactive waste and spent nuclear fuel.
The Commission continues to believe that the long-term success of the
national program to secure spent fuel and other high-level radioactive waste
requires a permanent disposal solution, and that a geologic repository can
provide the appropriate means for the United States to secure these wastes in a
safe manner. We also believe that public health and safety, the environment, and
the common defense and security can be protected by deep underground disposal of
these wastes. However, the Commission takes no position at this time on whether
construction of a repository at Yucca Mountain, Nevada, should be authorized. In
the interim, the NRC considers the available technologies for wet and dry
storage of spent fuel at reactor sites to be safe, and their use will continue
to provide adequate assurance of public health and safety until such time that a
permanent disposal solution is available. Both wet and dry storage provide
adequate storage for decades but they are not suitable for disposal.
The Nuclear Waste Policy Act of 1982 and the Energy Policy Act of 1992
provide that the NRC is to serve as an independent regulator to ensure that any
licensed geologic repository adequately protects the public health and safety,
the environment and common defense and security. I am pleased to state that the
NRC has consistently met its obligations established by these Acts. We are now
in the midst of preparations for an important transition - - from the
pre-licensing role to the role of licensing authority.
The President's Recommendation
As you know, in July 2002, Congress approved the President's site
recommendation and the Department of Energy (DOE) was authorized to submit to
the NRC a license application for a repository at Yucca Mountain, Nevada. When
DOE does so, several important steps must be taken before the Commission can
decide whether to authorize construction of a potential repository at Yucca
Mountain. First, DOE must submit a complete, high-quality license application.
Second, the NRC staff will determine to what extent, if any, it can adopt DOE's
Environmental Impact Statement (EIS). To the extent the NRC cannot adopt the EIS,
it would need to be supplemented. Third, NRC staff must conduct an independent
safety review to determine whether or not the DOE proposal to design and
construct a repository meets NRC's regulatory requirements. The results of this
review will be documented in a safety evaluation report that would be made
available to the public. Fourth, the NRC will conduct a full and fair public
hearing prior to reaching a decision on whether to authorize construction of the
repository. The Commission determination on whether the DOE license application
meets regulatory requirements will be based on the entire record, including a
review of the record of the issues contested in the NRC hearing process, as well
as the uncontested issues pertaining to findings necessary to issue a
construction authorization.
The Nuclear Waste Policy Act gives NRC the responsibility to establish
licensing criteria for a potential repository, to provide our preliminary views
on the sufficiency of certain DOE information collected during site
characterization, and to comment, along with other federal agencies, on the EIS
prepared by DOE for Yucca Mountain. The Act also requires the Commission to be
prepared to make a fair, informed, and timely licensing decision. The Commission
takes these obligations seriously and I will discuss each of them in turn.
The Regulatory Framework
Under the Energy Policy Act of 1992, the Environmental Protection Agency
(EPA) was directed to establish radiation dose-based environmental standards for
Yucca Mountain. The NRC was directed to modify its technical requirements and
criteria for the repository to be consistent with any final EPA standards
issued. We have done that.
EPA issued its final standards in June 2001. In November 2001, after
carefully considering and analyzing the public comments received on our proposed
criteria, the NRC promulgated final health and safety regulations that will
guide our licensing decision on Yucca Mountain. As required by law, our
regulations are consistent with the health and safety standards established by
the EPA. We are confident that a repository at Yucca Mountain, that can be shown
by DOE to comply with these demanding standards and regulations, will provide
reasonable assurance that there is no unacceptable risk to the environment or
health and safety of the public today and in the future.
The EPA and NRC regulations are being challenged in the Federal courts. We
expect a Court ruling later this year.
NRC Preparations for Licensing
As part of our overall pre-licensing strategy, we continue to hire staff with
the knowledge, skills, and abilities needed to review a license application. We
have also recently created a new organization dedicated solely to addressing the
full scope of licensing activities associated with review of a DOE repository
application. We have developed guidance to help focus the review on the issues
most relevant to repository performance. Our staff has applied the experience
gained in the reviews of DOE documents and pre-licensing interactions to the
preparation of a Yucca Mountain Review Plan, which was published in final in
July 2003. The Yucca Mountain Review Plan, which is available on our website,
will guide the NRC's review of any DOE license application for the repository.
Also, the staff is in the early stages of developing the inspection and
enforcement programs that would be in effect if the license application is
accepted for a detailed review.
In addition, our Atomic Safety and Licensing Board Panel is actively engaged
in developing the infrastructure, including automation tools, for addressing the
repository licensing hearing schedule set out in the Nuclear Waste Policy Act.
We have developed an Internet based Licensing Support Network (LSN) to provide a
document discovery database to make the hearing process more efficient.
Currently, the LSN provides electronic access to over 15,000 documents out of
the anticipated millions of such pages that are likely to comprise the document
discovery database when such documents are made available to the LSN by the
parties and potential parties to the licensing proceeding through the LSN.
Further, working with the General Services Administration, NRC awarded a
contract for a hearing room facility in the Las Vegas area that should be
operational by May 2005, in time for the start of hearings.
DOE's Collection of Information
Over many years, NRC has performed reviews of DOE program documents and pre
application technical material and held extensive pre-licensing interactions
with DOE staff and various stakeholders, including the State of Nevada, affected
units of local government, Indian Tribes, representatives of the nuclear
industry, and interested members of the public. The DOE and the NRC staff have
reached and documented numerous agreements regarding additional information that
will be needed for a licensing review. Approximately two-thirds of these
agreements call for DOE to provide information that is sufficient for the staff
to undertake a detailed technical review of the DOE application. The remainder
oblige DOE to perform specific tests or analyses, to document prior tests or
studies, or to provide other information. DOE continues to address these
agreements and the NRC staff continues to review the results promptly and notify
DOE of its findings. Addressing these agreements increases the likelihood that
DOE can assemble the information necessary for an application that NRC can
accept for review. Last May, the staff provided DOE information on how NRC staff
ranked the agreements in accordance with their importance to repository safety.
The staff continues to use similar information and insights to focus its
technical review and licensing and inspection programs on those areas most
important to repository safety. NRC has made, and will continue to make,
information on its regulatory program publicly available, and expects to have
continued dialogue with DOE and other stakeholders on these matters.
It is important to note that the NRC staff is also focusing on the quality of
DOE documentation that would support a license application for Yucca Mountain.
Over the course of its pre-licensing interactions, the staff has had ongoing
discussions with DOE on its implementation of a quality assurance program and
the quality of the data, models and software that DOE will rely on to support a
license application. In a May 29, 2003, letter to NRC, the DOE committed to
ensure that improvement initiatives in its quality assurance program will be
fully and effectively implemented. Quality management remains a challenging
program area for DOE, one which the NRC staff continues to monitor.
DOE's Final Environment Impact Statement
As required by the Nuclear Waste Policy Act, Secretary Abraham included a
final EIS with his recommendation to the President along with the comments other
agencies including those of NRC provided on the final EIS. Our comments were
developed on the basis of reviews of DOE's draft EIS for Yucca Mountain, the
supplement to the draft EIS and the final EIS. Our reviews were informed by the
NRC staff's extensive pre licensing interactions with DOE, the State of Nevada,
affected units of local government, Indian Tribes, representatives of the
nuclear industry, and interested members of the public. The analyses provided in
the EIS appear to bound appropriately the range of environmental impacts. We
expect that DOE's current efforts to refine the repository design and define
transportation modes and routes will allow for more precise estimates of
impacts. In this regard, DOE announced that if it selects a rail corridor, it
will issue a Notice of Intent to initiate preparation of a rail alignment EIS.
The outcome of such reviews will help inform an NRC determination regarding to
what extent the EIS can be adopted, in connection with issuance of a
construction authorization or license, as required by the Nuclear Waste Policy
Act. NRC continues to interact with DOE and other interested stakeholders to
consider and address outstanding technical and environmental issues, as needed.
Safety and Security of Spent Fuel Transportation
The Commission believes that the spent fuel and high-level radioactive waste
stored at multiple sites can be safely and securely transported to a single
location for geologic disposal.
Responsibility for Federal regulation of spent fuel transportation safety is
shared by the U.S. Department of Transportation (DOT) and the NRC. DOT regulates
the transport of all hazardous materials, including spent fuel, and has
established regulations for shippers and carriers regarding radiological
controls, hazard communication, training, and other aspects. For its part, NRC
establishes design standards for the casks used to transport licensed spent
fuel, and reviews and certifies cask designs prior to their use. Further, cask
design, fabrication, use and maintenance activities must be conducted under an
NRC-approved quality assurance program. In addition, NRC periodically inspects
cask vendors and has enforcement authority over such licensed activities.
NRC does not have authority to regulate shipments made by DOE. For spent fuel
shipments made by commercial shippers, over which NRC has regulatory authority,
NRC reviews and approves physical security plans. These plans provide
information on how shippers and carriers comply with NRC spent fuel shipment
protection requirements, including advance notification of each shipment to the
appropriate State Governor's designee, the establishment of redundant
communication capability with the shipment vehicle, the arrangement of law
enforcement contacts along the route, and provision of shipment escorts.
The Nuclear Waste Policy Act requires DOE to utilize NRC-certified casks for
spent fuel shipments to a repository, follow NRC's advance notification
requirements, and provide emergency response training along shipment routes. NRC
has reviewed and certified a number of package designs that could be used for
transport of spent fuel to a repository, and is ready to review any new design
that may be proposed by DOE.
The NRC believes the safety measures provided by the current transportation
regulatory system are well established. Nonetheless, we continue to examine the
safety of the transportation program. In FY 2000, NRC re-evaluated its generic
assessment of spent fuel transportation risks to account for the fuel, cask, and
shipment characteristics likely to be encountered in future repository shipping
campaigns. The NRC also began development of the Package Performance Study to
conduct confirmatory research to demonstrate the robustness of full-scale spent
nuclear fuel transportation casks using an enhanced public participation
process. The confirmatory research will involve testing the integrity of a
full-scale transportation rail cask and validating the scaling methodology used
in cask design and transportation risk assessment analyses. NRC is also
supporting a study by the National Academies' Board on Radioactive Waste
Management that is examining radioactive material transportation, with a primary
focus on spent fuel transport safety. As a part of its evaluation, the NRC staff
has analyzed appropriate national transportation accidents, such as the 2001
train tunnel fire in Baltimore, Maryland. For example, the staff analyzed a
currently approved spent fuel transportation cask design, under thermal
conditions similar to those experienced during the Baltimore tunnel fire, and
concluded that there would be no release of radioactive material from such an
event. Our reevaluation of generic assessments of spent fuel transportation
risks, the significant history of safe shipments, the rigor of our
pre-certification design reviews, and our inspections provide confidence that
spent fuel can be shipped safely today and in the future. We are committed to
continue to work with our stakeholders openly to increase public confidence in
the NRC regulatory process. Finally, NRC is sponsoring a study to update its
evaluation of cask response to acts of sabotage and will utilize the results of
these studies as input to its overall assessment of the safety of cask design
and transportation risks. Results to date show that a large commercial aircraft
crashing into a transportation cask would not result in release of radioactive
material.
Conclusion
The Commission believes that deep geologic disposal is appropriate for
high-level radioactive wastes and spent fuel and that such wastes can be safely
and securely transported to a disposal location. However, the Commission takes
no position at this time on whether construction of a repository at Yucca
Mountain, Nevada, should be authorized. NRC's role is to ensure that a
regulatory program is in place that adequately protects public health and
safety, the environment and common defense and security, and to review and
evaluate any license application submitted to determine compliance with
regulatory requirements. As I believe this statement makes clear, we take that
obligation very seriously and we are ready to fulfill our statutory role.
I will be pleased to answer any questions you may have.
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