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Subcommittee on Health
August 1, 2001
10:00 AM
2322 Rayburn House Office Building
"As
the history of the trust doctrine shows, the doctrine is not static and sharply
delineated, but rather is a flexible doctrine which has changed and adapted to
meet the changing needs of the Indian community.
This is to be expected in the development of any guardian-ward
relationship. The increasing urbanization of American Indians has created new problems
for Indian tribes and tribal members. One
of the most acute is the need for adequate urban housing.
Both Congress and Minnesota Legislature have recognized this.
The Board's program, as adopted by the Agency, is an Indian created and
supported approach to Indian housing problems.
This court must conclude that the [urban
Indian housing] program falls within the scope of the trust doctrine
. . . ."
Id.
At 1414-1415 (emphasis added).
This Federal government's responsibility to
urban Indians is rooted in basic principles of Federal Indian law. The United
States has entered into hundreds of treaties with tribes from 1787 to 1871.
In almost all of these treaties, the Indians gave up land in exchange for
promises. These promises included a guarantee that the United States would
create a permanent reservation for Indian tribes and would protect the safety
and well-being of tribal members. The
Supreme Court has held that such promises created a trust relationship between
the United States and Indians resembling that of a ward to a guardian. See Cherokee Nation v. Georgia, 30 U.S. 1 (1831).
As a result, the Federal government owes a duty of loyalty to Indians.
In interpreting treaties and statutes, the U.S. Supreme Court has
established "canons of construction"
that provide that: (1)
ambiguities must be resolved in favor of the Indians; (2) Indian treaties and
statutes must be interpreted as the Indians would have understood them; and (3)
Indian treaties and statutes must be construed liberally in favor of the
Indians. See
Felix S. Cohen's Handbook of Federal Indian Law, (1982 ed.) p.
221-225. Congress, in applying its plenary (full and complete) power over Indian
affairs, consistent with the trust responsibility and as interpreted pursuant to
the canons of construction, has enacted legislation addressing the needs of
off-reservation Indians.
The Federal courts have also found, that the
United States can have an obligation to state-recognized tribes under Federal
law. See
Joint
Tribal Council of Passamaquoddy v. Morton, 528 F.2d 370 (1st
Cir. 1975). Congress has provided,
not only in the IHCIA,
but also in NAHASDA, that certain state-recognized tribes or
tribal members are eligible for certain Federal programs. 25 U.S.C. Section
4103(12)(A).
V.
BARRIERS TO MAINSTREAM HEALTH CARE EXPERIENCED BY
URBAN INDIANS
"The
lack of employment opportunities leads to a downward spiral that reduces the
urban Indian's life to a struggle for subsistence.
For example, the private practice system of health care is certainly
beyond the financial reach of most newly arrived urban Indian families.
They must depend on public services.
Yet here, the service
gap reveals itself again."
Final
Report of the American Indian Policy Review Commission, p. 437 (emphasis added).
The
status of Urban Indian health is as poor as that for reservation Indians.
This section describes the many barriers that are still faced by Urban
Indians in their efforts to access adequate health care in the urban
environment:
Physical/geographic
barriers can include (1) telephone availability; less access to transportation;
and (3) high mobility. Many
Native Americans do not have phones, increasing the difficulty in making
appointments. For example, in Arizona, thirty percent of urban Indians have
no household access to phone services. Indian
people have much less access to private vehicles than the general population.
Not having a vehicle creates barriers for people who must make
arrangements with others to bring them to appointments.
Public transportation (if available) makes for a longer travel time and
can be costly. The high mobility of
Indian people is another barrier to care. People
who move often are not able to follow with the same provider, and this disrupts
continuity of care and can lead to a decrease in the quality of care.
When a person moves to another area, they must go through the system
again to qualify for benefits, locate a provider, and receive care.
In addition, movement back and forth between the reservation is common,
which can significantly affect the ability of health professionals to provide
prompt, quality follow-up care.
Financial/Economic
barriers also contribute to the poor quality of urban Indian health care.
People who do not have the resources, either through insurance or
out-of-pocket, to pay for prevention and early intervention care may delay
seeking treatment until a disease or condition has advanced to the stage where
treatment is more costly and the probability of survival or correction is lower.
Medicaid
is available for urban Indians, but difficult to access.
Applying for Medicaid or other medical assistance is a long and detailed
process, presenting many barriers to people who don't understand the system or
lack the necessary skills to complete the paperwork involved.
Furthermore, the required documentation is difficult for many urban
Indians to obtain. For example, if
one does not have a car, one may not have a drivers license.
With high mobility among urban Indians, there is likely to be no
documentation with the current address; or if they have just moved to the city
from the reservation, there may be no birth certificate or identification. Once an individual is accepted, access to care is not
guaranteed. Because of Medicaid
reimbursement rates and restrictions, many providers are reluctant to accept
Medicaid patients.
Health
insurance coverage does not automatically remove financial barriers to care.
Many persons, particularly those employed at or near minimum wage, have
coverage through plans that do not cover preventive or major medical care.
While professional positions generally provide health insurance, service
and laborer positions generally do not. Urban
Indians hold more of those occupations that do not provide health insurance
benefits. Deductibles and
co-payments are high enough that many persons who do have health insurance
cannot afford to pay them and consequently do not seek care.
No
insurance or assistance is another common barrier.
Those who have no means to pay for care are often turned away.
There is a high rate of urban Indians who are uninsured.
For example, in Boston, 87% of the Boston Indian Center's clients have no
health insurance, and two out of every three urban Indians in Arizona are
uninsured.
Emergency
room use is
high among the poor, minorities and the uninsured.
Unfortunately, emergency room use as a primary medical resource is costly
and compromises quality care. Follow-up
and preventive services are not possible with emergency room personnel serving
as primary care providers. In
Arizona, urban Indians use the emergency room 250% more often than the general
public.
Cultural/structural
barriers
also exist for urban Indians receiving health care.
The Indian Health Service conducted a survey which concluded that the
majority of state, county and city health departments do not have the resources
to meet the health care needs of urban Indians.
Major stumbling blocks are inadequate funds and lack of staff trained to
work with American Indians in a culturally sensitive way.
Indians may be reluctant or unable to describe their health needs to
strangers outside their own culture. Frequently,
mainstream providers misunderstand or misinterpret the reticence and stoicism of
some Indians. Other factors include
a lack of trained Indian health professionals that get placed in urban Indian
health programs and inadequate Indian outreach.
VI.
CONCLUSION
Notwithstanding
all the difficulties, urban Indian health organizations, working with limited
funds, have made a great difference in addressing the health care service gap
for urban Indians. There is much
more work to be done. NCUIH thanks
the Committee for this opportunity to provide testimony on urban Indian health
programs.
One Federal court has noted that the "patterns of cross or circular
migration on and off the reservations make it misleading to suggest that
reservations and urban Indians are two well-defined groups."
United States v. Raszkiewicz, 169 F.3d 459, 465 (7th Cir.
1999)
The unique legal relationship of the United States with Indian tribes and
people is defined not only in the Constitution of the United States,
treaties, statutes, Executive orders, and court decisions, but also in the
"course of dealing" of the United States with Indians. As the Supreme
Court noted in a major Indian law case, "[f]rom their very weakness and
helplessness, so largely due to the course
of dealing of the federal government with them, and the treaties
in which it has been promised, there arises the duty of protection and with
it the power." United States v. Kagama
(1886) (emphasis added). Congress
acknowledged this in its findings to the Native American Housing Assistance
and Self-Determination Act: "The
Congress through treaties, statutes and
the general course of dealing with Indian tribes, has assumed a
trust responsibility . . . for working with tribes and
their members to improve their housing conditions and good
economic status so that they are able to take greater responsibility for
their own economic condition." 25
U.S.C. 4101(4). Notably,
NAHASDA also applies to state-recognized tribes.
25 U.S.C. 4103(12)(A).
Pub. L. 94-437, House Report No. 94-1026, June 8, 1976, 94th
Cong., 2d Sess. 18, reprinted in 1976 U.S. Cong. & Admin. News (USCAN)
2652,at p. 2754.
There are still scores of tribes working their way through the byzantine and
labyrinthine acknowledgement process, which is widely criticized for its
glacial pace and alleged bias against certain Indian groups.
Some tribes, like the Lumbee Tribe of North Carolina, have been
declared ineligible to go through the administrative process and, therefore,
are awaiting Congressional action on their long-prepared, extensively
documented petition for federal recognition.
"The American Indian has demonstrated all too clearly, despite his
recent movement to urban centers, that he is not content to be absorbed in
the mainstream of society and become another urban poverty statistic.
He has demonstrated the strength and fiber of strong cultural and
social ties by maintaining an Indian identity in many of the Nation's
largest metropolitan centers. Yet,
at the same time, he aspires to the same goal of all citizens-a life of
decency and self-sufficiency. The
Committee believes that the Congress has an opportunity and a responsibility
to assist him in achieving this goal. It
is, in part, because of the failure of former Federal Indian policies and
programs on the reservations that thousands of Indians have sought a better
way of life in the cities. His
difficulty in attaining a sound physical and mental health in the urban
environment is a grim reminder of this failure."
"The Committee is
committed to rectifying these errors in Federal policy relating to health
care through the provisions of title V of H.R. 2525. Building on the experience of previous
Congressionally-approved urban Indian health prospects and the new
provisions of title V, urban Indians should be able to begin exercising
maximum self-determination and local control in establishing their own
health programs."
Pub. L. 94-437, House
Report No. 94-1026, June 8, 1976, reprinted in 1976 U.S. Cong. & Admin.
News (USCAN) 2652 at p. 2754.
Federal responsibility for Indian health care is frequently declared
"primary" but it is not exclusive and preemptive of state
responsibility. See McNabb
v. Bowen, 829 F.2d 787, 792 (9th Cir. 1987).
Congress enunciated its objective with regard to urban Indians in a
1976 House Report: "To assist
urban Indians both to gain access to those community health resources
available to them as citizens and to provide primary health care services
where those resources are inadequate or inaccessible."
H.Rep. No. 9-1026, 94th Cong., 2d Sess. 18, reprinted in
1976 U.S. Cond Cong. & Admin. News (USCAN) 2652, 2657.
As originally conceived, the purpose of the Indian Health Care Improvement
Act was to extend IHS services to Indians who live in urban centers.
Very quickly, the proposal evolved into a general effort to upgrade
the IHS. See, A
Political History of the Indian Health Service, Bergman,
Grossman, Erdrich, Todd and Forquera, The Milbank Quarterly, Vol. 77, No. 4,
1999.
This section is based on the September 30, 1989 report prepared for the
American Indian Health Care Association, by Ruth Hograbe, R.D., M.P.H.,
Program Analyst and Donna Isham, Program Analyst.
The framework for the report is
the 1988 report Minority Health in Michigan:
Closing the Gap.
"Between
the intentions of the lawmakers and the reality of regulatory actions lies the service
gap that confronts the urban Indian.
The result is untold desperation and waste of human resources."
Final
Report of the American Indian Policy Review Commission, Vol. 1, p. 436 (emphasis
added).
I.
INTRODUCTION
Honorable
Chairman and Committee Members, my name is Robert Hall.
I am the president of the National Council of Urban Indian Health (NCUIH)
and a member of the three affiliated tribes of North Dakota:
Arikara, Mandan and Hidatsa. I
am also the Executive Director of the South Dakota Urban Indian Health Clinic.
On behalf of NCUIH, I would like to express our appreciation for this
opportunity to address the Committee on community health centers and urban
Indian programs.
NCUIH is the only membership organization representing urban Indian
health programs. Our programs
provide a wide range of health care and referral services in 34 cities to a
population of approximately 332,000 urban Indians.
Our programs are often the main source of health care and health
information for urban Indian communities. According
to the 1990 census, 58% of American Indians live in urban areas, up from 45% in
1970 and 52% in 1980.
We expect that the 2000 census will show that over 60% of American
Indians now live in urban areas. Like
their reservation counterparts, urban Indians historically suffer from poor
health and substandard health care services.
NCUIH is the successor organization to the American Indian Health Care
Association which provided advocacy and educational services on behalf of urban
Indian health organizations for nearly 15 years prior to the establishment of
NCUIH.
II.
SECTION 330, COMMUNITY ACCESS PROGRAMS AND URBAN
INDIAN HEALTH PROGRAMS
NCUIH
strongly supports the Community Access Program, the National Health Service
Corps, and those programs authorized under Section 330 of the Public Health
Service Act. NCUIH would like to
emphasize, however, the unique characteristics of providing health care to the
American Indian population, and the necessity of continuing to support urban
Indian health programs that focus nearly exclusively on the urban Indian
community.
Many
Indians live in urban areas; some permanently, some periodically.
It is generally not practical for any one tribal government to set up
health service for only its own tribal members in an urban area.
In fact, "in some urban centers, there are as many as 40 tribal
governments nearby, and representation of tribes on urban Indian programs might
include over 80 different tribes."
Urban Indian health programs have arisen specifically to address this
situation. By providing a
culturally-sensitive, highly supportive environment, urban Indian health
programs have been extraordinarily successful, despite limited resources, at
reaching the urban Indian population. Many
Indians are not trustful of "mainstream" institutions.
By providing a familiar environment, urban Indian programs bridge this
cultural disconnect and, in so doing, more effectively address health care
issues of the Indian community than can generally be achieved by non-Indian
health care providers.
III.
FEDERAL POLICIES
AND THE URBAN INDIAN
"Most
Indians who migrate to the cities say they would have preferred not to do so at
all."
Final
Report of the American Indian Policy Review Commission, Vol. 1., p. 436.
The urban Indian is an Indian who has become
physically separated from his or her traditional lands and people, generally due
to Federal policies. Some of these
federal policies were designed to force assimilation and to break-down tribal
governments; others may have been intended, at some misguided level, to benefit
Indians, but failed miserably. The
result of this "course of dealing," however, is the same: a Federal
obligation to urban Indians.
A.
The Federal Relocation of Indians.
The BIA's Relocation program originated in the early 1950s as a response to
adverse weather and economic conditions on the Navajo reservation.
A limited program was initiated to relieve the distress by finding jobs
for Navajos who wanted to work off the reservation. Little or no job opportunities existed on the reservation, so
an employment campaign was developed for off-reservation employment.
Shortly afterward, the BIA converted its Navajo program into a
full-fledged Bureau of Indian Affairs program applicable to many
Indian tribes.
The BIA employees who developed the program
made many mistakes and miscalculations. Even before the 1950's had ended there
was concern that many relocatees were experiencing great difficulty adjusting to
life in a large city, or to their jobs. Some
felt they were being stranded far away from home. Solving reservation economic
problems by relocating Indians off of their tribal lands is roughly the
equivalent of the Federal government, during the Depression, sending Americans
oversee to find work - something the Federal government would never have done.
Many understood the relocation program as just another form of
"termination." A Jesuit priest on the Fort Belknap Reservation noted
that relocation programs drained the reservation of much of its potential
leadership, further weakening tribal governments.
All told, between 1953-1961, over 160,000
Indians were relocated to cities.
Where they quickly joined the ranks of the urban poor. Today,
the children, grandchildren and great-grandchildren of the 160,000 Indians
relocated by the BIA are still in the cities.
They maintain their Indian identity even if, in some cases, these
"descendants have been unable to re-establish ties (including membership) with
their tribes."
B.
Failure of Federal Efforts to Economically Develop the Reservations.
The second major reason Indians have moved to the city is the near total
failure of Federal programs to promote economic development on Indian lands,
coupled with the ongoing success of the Federal efforts in the 1800's to
undermine the economic way of life of Indian peoples, locking nearly all Indians
into hopeless poverty which still plagues most reservations today.
The long history of treaty-breaking by the Federal government is an
important part of this tale. As a result, out of desperation, a number of Indians have
left their homelands to go to the cities in search of work, even without the
dubious benefit of the BIA's relocation program.
Generally, these Indians were no better equipped to handle life in the
city than the BIA relocatees and quickly joined the ranks of the urban poor.
Congress has noted the correlation between the failure of Federal
economic policies and the swelling of the ranks of urban Indians: "It is, in
part, because of the failure of former Federal Indian policies and programs on
the reservations that thousands of Indians have sought a better way of life in
the cities. His difficulty in
attaining a sound physical and mental health in the urban environment is a grim
reminder of this failure."
C.
Termination of Tribes. In
1953, Congress adopted a policy of terminating the Federal relationship with
Indian tribes. Essentially, this
was an abrogation of the Federal government's numerous commitments, in
treaties, laws, executive orders, and through the "course of dealing" with
Tribes, to protect their interests. Many
tribes were coerced to accept termination in order to receive money from
settlements for claims against the United States for misappropriation of tribal
land, water or mineral rights in violation of treaties.
The results of termination were devastating: having lost Federal support,
and without tribal sovereign authority over an established land basis, and with
tribal members no longer eligible for Federal programs and IHS services, the
Tribes collapsed. Some members remained in the area of their old reservations;
many went to the cities, where they, too, joined the ranks of the urban poor.
D.
Indian Patriotism -- World War I and World War II.
Many Indians served the United States in time of war and, subsequently, were stationed in or
near urban centers. At the end of
their service to the United States, seeing the poor economic conditions on their
reservations (resulting from the Federal war on Indians), many chose not to go
back. The fact that they chose to
stay in an urban area did not make them any less Indian, nor did it reduce the
Federal government's obligation to them.
E.
The General Allotment Act. The
General Allotment Act ("Dawes Act") had two principal goals: (1) by allocating communal tribal land to individual Indians
it would breakdown the authority of the tribal governments while encouraging the
assimilation of Indians as farmers into mainstream American culture; and (2) it
provided for unalloted land (two-thirds of the Indian land base) to be
transferred to non-Indians. CITE. The
General Allotment Act succeeded at transferring the majority of Indian land to
non-Indians and further disrupting tribal culture. For the purposes of this testimony, we only need to note that
some Indians who received allotments became U.S. Citizens and, after losing
their lands, moved into nearby cities and towns.
F.
Non-Indian Adoption of Indian Children.
The common practice of adopting Indian children into non-Indian families
has created another group of Indians in urban areas who, because of the racial
bias of the courts, have lost their core cultural connection with their tribal
people and homelands. Many of the
adopted Indians have successfully sought to restore those connections, but
because of their upbringing are likely to remain in urban areas.
G.
Boarding Schools. The
Federal program of taking Indian children and educating them away from their
reservations in boarding schools where they were prohibited from speaking their
native language and otherwise subject to harsh treatment, created a group of
Indians who struggled to fit back into the reservation environment.
Eventually, some moved to the cities.
The boarding school philosophy of "Kill the Indian, Save the Man"
epitomizes the thinking behind this approach and the racist Federal effort to
assimilate American Indians which, as a result, led to a number of Indians
moving to urban areas.
H.
The Fracturing of the Indian Nations.
The
result of these, and other Federal Indian policies, has been the fracturing of
Indian tribes and the creation, in the urban setting, of highly diverse Indian
communities with members who fall into one or more of the following categories:
Federal relocatees; economic hardship refugees; members of Federally
recognized tribes, terminated tribes, state recognized tribes, and unrecognized
Tribes (that is, unrecognized by the Federal government);
and adoptees.
IV.
THE FEDERAL GOVERNMENT AND THE PROVISION OF HEALTH CARE
TO URBAN INDIANS
The
Congress has long recognized that its obligation to provide health care for
Indians, includes providing health care off the reservation.
"The
responsibility for the provision of health care, arising from treaties and laws
that recognize this responsibility as an exchange for the cession of millions of
acres of Indian land does
not end at the borders of an Indian reservation. Rather, government relocation policies which designated
certain urban areas as relocation centers for Indians, have in many instances
forced Indian people who did not [want] to leave their reservations to relocate
in urban areas, and the responsibility for the provision of health care services follows
them there."
Senate
Report 100-508, Indian Health Care Amendments of 1987, Sept. 14, 1988, p. 25
(emphasis added).
Congress has "a responsibility to assist" urban Indians in achieving
"a life of decency and self-sufficiency" and has acknowledged that "[i]t
is, in part, because of the failure of former Federal Indian policies and
programs on the reservations that thousands of Indians have sought a better way
of life in the cities. Unfortunately,
the same policies and programs which failed to provide the Indian with an
improved lifestyle on the reservation have also failed to provide him with the
vital skills necessary to succeed in the cities." House Report No. 94-1026 on
Pub. Law 94-437, p. 116 (April 9, 1976).
The Supreme Court has also acknowledged the
duty of the Federal government to Indians, no matter where located:
"The overriding duty of our Federal Government to deal fairly with
Indians wherever
located has been recognized by this Court on many occasions."
Morton
v. Ruiz, 415 U.S. 199, 94 S.Ct. 1055, 39 L.Ed.2d 270 (1974) (emphasis
added), citing Seminole Nation v. United States, 316 U.S. 286, 296 (1942);
and Board
of County Comm'rs v. Seber, 318 U.S. 705 (1943).
In other areas, such as housing, the Federal courts have found that the
trust responsibility operates in urban Indian programs.
"Plaintiffs urge that the trust doctrine requires HUD to affirmatively
encourage urban Indian housing rather than dismantle it where it exists.
The Court generally agrees." Little
Earth of United Tribes, Inc. v. U.S. Department of Justice, 675 F.
Supp. 497, 535 (D. Minn. 1987).
Congress enshrined its commitment to urban
Indians in the Indian Health Care Improvement Act where it provided:
"that
it is the policy of this Nation, in fulfillment of its special responsibility
and legal obligation to the American Indian people, to meet the national
goal of providing the highest possible health status to Indians and urban Indians and to
provide all resources necessary to effect that policy"
25
U.S.C. Section 1602(a)(emphasis added). In so doing, Congress has articulated a
policy encompassing a broad spectrum of "American Indian people."
Similarly, in the Snyder Act, which for many years was the principal
legislation authorizing health care services for American Indians, Congress
broadly stated its commitment by providing that funds shall be expended " for
the benefit, care and assistance of the Indians throughout
the United States for the following purposes: . . . For relief of distress and
conservation of health." 25 U.S.C.
Section 13 (emphasis added).
The courts have also stated that there is a
trust responsibility for individual Indians.
"The trust relationship extends not only to Indian tribes as
governmental units, but
to tribal members living collectively or individually, on or off the reservation." Little Earth of United Tribes, Inc. v. U.S. Department of Justice,
675 F. Supp. 497, 535 (D. Minn. 1987)(emphasis added).
"In light of the broad scope of the trust doctrine, it is not
surprising that
it can extend to Indians individually, as well as collectively, and
off the reservation, as well as on it."
St. Paul Intertribal Housing Board v.
Reynolds, 564 F. Supp. 1408, 1413 (D. Minn. 1983) (emphasis added).
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