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Text of Printed Hearing
The Committee on Energy and Commerce
W.J. "Billy" Tauzin, Chairman

Creating the Department of Homeland Security: Consideration of the Administration's Proposal
Subcommittee on Oversight and Investigations
July 9, 2002
09:00 AM
2123 Rayburn House Office Building


<DOC>
[107th Congress House Hearings]
[From the U.S. Government Printing Office via GPO Access]
[DOCID: f:80680.wais]


 
  CREATING THE DEPARTMENT OF HOMELAND SECURITY: CONSIDERATION OF THE 
                       ADMINISTRATION'S PROPOSAL
=======================================================================



                                HEARINGS

                               before the

                            SUBCOMMITTEE ON
                      OVERSIGHT AND INVESTIGATIONS

                                 of the

                    COMMITTEE ON ENERGY AND COMMERCE
                        HOUSE OF REPRESENTATIVES

                      ONE HUNDRED SEVENTH CONGRESS

                             SECOND SESSION

                               __________

                        JUNE 25 and JULY 9, 2002

                               __________

                           Serial No. 107-113

                               __________

       Printed for the use of the Committee on Energy and Commerce







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                    COMMITTEE ON ENERGY AND COMMERCE

               W.J. ``BILLY'' TAUZIN, Louisiana, Chairman

MICHAEL BILIRAKIS, Florida           JOHN D. DINGELL, Michigan
JOE BARTON, Texas                    HENRY A. WAXMAN, California
FRED UPTON, Michigan                 EDWARD J. MARKEY, Massachusetts
CLIFF STEARNS, Florida               RALPH M. HALL, Texas
PAUL E. GILLMOR, Ohio                RICK BOUCHER, Virginia
JAMES C. GREENWOOD, Pennsylvania     EDOLPHUS TOWNS, New York
CHRISTOPHER COX, California          FRANK PALLONE, Jr., New Jersey
NATHAN DEAL, Georgia                 SHERROD BROWN, Ohio
RICHARD BURR, North Carolina         BART GORDON, Tennessee
ED WHITFIELD, Kentucky               PETER DEUTSCH, Florida
GREG GANSKE, Iowa                    BOBBY L. RUSH, Illinois
CHARLIE NORWOOD, Georgia             ANNA G. ESHOO, California
BARBARA CUBIN, Wyoming               BART STUPAK, Michigan
JOHN SHIMKUS, Illinois               ELIOT L. ENGEL, New York
HEATHER WILSON, New Mexico           TOM SAWYER, Ohio
JOHN B. SHADEGG, Arizona             ALBERT R. WYNN, Maryland
CHARLES ``CHIP'' PICKERING,          GENE GREEN, Texas
Mississippi                          KAREN McCARTHY, Missouri
VITO FOSSELLA, New York              TED STRICKLAND, Ohio
ROY BLUNT, Missouri                  DIANA DeGETTE, Colorado
TOM DAVIS, Virginia                  THOMAS M. BARRETT, Wisconsin
ED BRYANT, Tennessee                 BILL LUTHER, Minnesota
ROBERT L. EHRLICH, Jr., Maryland     LOIS CAPPS, California
STEVE BUYER, Indiana                 MICHAEL F. DOYLE, Pennsylvania
GEORGE RADANOVICH, California        CHRISTOPHER JOHN, Louisiana
CHARLES F. BASS, New Hampshire       JANE HARMAN, California
JOSEPH R. PITTS, Pennsylvania
MARY BONO, California
GREG WALDEN, Oregon
LEE TERRY, Nebraska
ERNIE FLETCHER, Kentucky

                  David V. Marventano, Staff Director
                   James D. Barnette, General Counsel
      Reid P.F. Stuntz, Minority Staff Director and Chief Counsel

                                 ______

              Subcommittee on Oversight and Investigations

               JAMES C. GREENWOOD, Pennsylvania, Chairman

MICHAEL BILIRAKIS, Florida           PETER DEUTSCH, Florida
CLIFF STEARNS, Florida               BART STUPAK, Michigan
PAUL E. GILLMOR, Ohio                TED STRICKLAND, Ohio
RICHARD BURR, North Carolina         DIANA DeGETTE, Colorado
ED WHITFIELD, Kentucky               CHRISTOPHER JOHN, Louisiana
  Vice Chairman                      BOBBY L. RUSH, Illinois
CHARLES F. BASS, New Hampshire       JOHN D. DINGELL, Michigan,
ERNIE FLETCHER, Kentucky               (Ex Officio)
W.J. ``BILLY'' TAUZIN, Louisiana
  (Ex Officio)

                                  (ii)














                            C O N T E N T S

                               __________
                                                                   Page

Hearings held:
    June 25, 2002................................................     1
    July 9, 2002.................................................   129
Testimony of:
    Allen, Hon. Claude, Deputy Secretary, U.S. Department of 
      Health and Human Services..................................    52
    Anderson, Philip, Senior Fellow, Center for Strategic and 
      International Studies......................................   107
    Atlas, Ronald, President-Elect, American Society for 
      Microbiology...............................................   113
    Baumann, Jeremiah D., Environmental Health Advocate, U.S. 
      Public Interest Research Group.............................   249
    Cassell, Gail H., Vice President, Scientific Affairs, 
      Distinguished Lilly Research Scholar for Infectious 
      Diseases, Eli Lilly and Company............................   158
    Cobb, Donald D., Associate Director for Threat Reduction, Los 
      Alamos National Laboratory:
        June 25, 2002............................................    93
        July 9, 2002.............................................   198
    Copeland, Guy, Vice President, Information Infrastructure 
      Advisory Programs, Federal Sector, Computer Sciences 
      Corporation................................................   223
    Costantini, Lynn P., Director--Online Services, North 
      American Electric Reliability Council......................   232
    Dacey, Robert F., Director, Information Security Issues, 
      General Accounting Office..................................   207
    Gordon, General John A., Administrator, National Nuclear 
      Security Administration....................................    57
    Hamburg, Margaret A., Vice President, Biological Programs, 
      Nuclear Threat Initiative..................................   166
    Hauer, Jerome M., Director, Office of Public Health Emergency 
      Preparedness, Department of Health and Human Services......   136
    Heinrich, Janet, Director, Health Care and Public Health 
      Issues, General Accounting Office:
        June 25, 2002............................................    71
        July 9, 2002.............................................   157
    McDonnell, James F., Director, Energy Security and Assurance 
      Program, Department of Energy..............................   187
    Nokes, David, Director, Systems Assessment and Research 
      Center, Sandia National Laboratories.......................    83
    O'Toole, Tara, Director, Center for Civilian Biodefense 
      Studies, Johns Hopkins University..........................   118
    Plaugher, Edward P., Chief, Arlington County Fire Department, 
      Executive Agent, Washington Area National Medical Response 
      Team.......................................................   101
    Ridge, Hon. Tom, Director of Transition Planning for Proposed 
      Department of Homeland Security and Assistant to the 
      President for Homeland Security............................    14
    Smith, William, Executive Vice President, Network Operations, 
      BellSouth..................................................   220
    Sobel, David L., General Counsel, Electronic Privacy 
      Information Center.........................................   258

                                 (iii)

    Stringer, Lew, Medical Director, Division of Emergency 
      Management, North Carolina Department of Crime Control and 
      Public Safety..............................................    97
    Sullivan, John P., Jr., President and Chief Engineer, Boston 
      Water and Sewer Commission.................................   238
    Tritak, John S., Director, Critical Infrastructure Assurance 
      Office, Department of Commerce.............................   182
    Vantine, Harry C., Program Leader, Counterterrorism and 
      Incident Response, Lawrence Livermore National Laboratory..    79
    Varnado, Samuel G., Director, Infrastructure and Information 
      Systems Center, Sandia National Laboratories...............   191
    Watson, Kenneth C., President, Partnership for Critical 
      Infrastructure Security, Cisco Systems, Inc................   242
Additional material submitted for the record:
    Ahern, Jason P., Assistant Commissioner, U.S. Customs 
      Service, prepared statement of.............................   267
    Brooks, Linton F., Acting Administrator, National Nuclear 
      Security Administration, U.S. Department of Energy, 
      prepared statement of......................................   269
    Bryden, Robert A., Stff Vice President of Security, FedEx 
      Corporation, prepared statement of.........................   272
    Holsen, Jim, Vice President, Engineering, United Parcel 
      Service, Inc., prepared statement of.......................   287
    Howe, Barry, Vice President, Thermo Electron Corporation, 
      prepared statement of......................................   284
    Jones, Gary, Director, Natural Resources and Environmental 
      Issues, General Accounting Office, prepared statement of...   291
    Martin, Steven W., Director, Homeland Security, Pacific 
      Northwest National Laboratory, prepared statement of.......   282
    Nokes, David, Director, Systems Assessment and Research 
      Center, Sandia National Laboratories, prepared statement of   288
    Panico, Frank, Manager, International Networks and 
      Transportation, U.S. Postal Service, prepared statement of.   272
    Shotts, Wayne J., Associate Director for Nonproliferation, 
      Arms Comtrol and International Security, Lawrence Livermore 
      National Laboratory, prepared statement of.................   274

                                  (iv)















  CREATING THE DEPARTMENT OF HOMELAND SECURITY: CONSIDERATION OF THE 
                       ADMINISTRATION'S PROPOSAL

                              ----------                              


                         TUESDAY, JUNE 25, 2002

                  House of Representatives,
                  Committee on Energy and Commerce,
              Subcommittee on Oversight and Investigations,
                                                    Washington, DC.
    The subcommittee met, pursuant to notice, at 9:10 a.m., in 
room 2123, Rayburn House Office Building, Hon. James C. 
Greenwood (chairman) presiding.
    Members present: Representatives Greenwood, Stearns, 
Gillmor, Burr, Whitfield, Bass, Fletcher, Tauzin (ex officio), 
Deutsch, Stupak, Strickland, and DeGette.
    Also present: Representatives Deal, Cubin, Waxman, Markey, 
Sawyer, Capps, and Harman.
    Staff present: Tom DiLenge, majority counsel; Amit Sachdev, 
majority counsel; Ray Shepherd, majority counsel; Nandan 
Kenkeremath, majority counsel; Edith Holleman, minority 
counsel; and Chris Knauer, minority investigator.
    Mr. Greenwood. The subcommittee will come to order. The 
Chair would announce before the commencement of opening 
statements that, pursuant to the rules, the chairman of the 
subcommittee and the ranking member and the chairman of the 
full committee and the ranking member of the full committee 
will be accorded 5 minutes for opening statements; other 
members of the subcommittee shall be accorded 3 minutes apiece.
    We welcome the participation of other members of the full 
committee who are not members of the subcommittee, and should 
they arrive and wish to make opening statements, we will grant 
them time--yield them time, the amount of time being dependent 
upon how many of them there are.
    And the Chair welcomes Governor Ridge, my friend--good to 
have you with us--and yields himself 5 minutes for the purpose 
of an opening statement.
    Good morning. Today the subcommittee will hold the first 
day of a multipart hearing to examine how the Bush 
Administration's proposal to establish a Department of Homeland 
Security will affect the agencies and the operations over which 
this committee now exercises principal jurisdiction. Our first 
witness is the current Director of the Office of Homeland 
Security and our former colleague, Governor Tom Ridge, who is 
appearing today in his capacity as the chief of the transition 
team for this new department.
    The President could have made no finer choice in responding 
to the disaster of September 11 than by appointing Tom Ridge to 
be Director of the Office of Homeland Security. The challenge 
before him is daunting, but those of us who know Tom also know 
that he has always heeded his country's call.
    In 1968, while still in law school, Tom Ridge was drafted 
into the U.S. Army. He fought in Vietnam as an infantry 
sergeant and was awarded the Bronze Star. He was the first 
enlisted Vietnam veteran elected to Congress.
    Now he has been enlisted in a new struggle. True to form, 
he has labored tirelessly since last September to help improve 
the security of our homeland and our fellow citizens.
    The President's proposal is a bold one. It envisions a 
department whose mission includes border and transportation 
security; emergency preparedness and response; chemical, 
biological, radiological, and nuclear countermeasures; 
information analysis and infrastructure protection. If approved 
as now proposed, only the Department of Defense and the 
Department of Veterans' Affairs would have more employees than 
the almost-170,000 workers proposed for the Department of 
Homeland Defense.
    Few would dispute the need for consolidation and 
coordination of the nearly 100 agencies that now share 
responsibility for these critical tasks. This subcommittee's 
oversight over the past 2 years also has demonstrated the need 
for a single agency to take charge of the responsibility to 
enhance the protection of our Nation's critical infrastructure 
and key terrorist targets, both in the public and private 
sector. The latter includes several industry sectors over which 
this committee has principal jurisdiction, including the 
electricity and telecommunications grids and our Nation's 
drinking water systems.
    As our hearing last April demonstrated, precious little has 
been done since 1997 when a Presidential blue ribbon panel 
urged the establishment of a robust public-private partnership 
to identify critical assets, assess their interdependencies and 
vulnerabilities, and take steps to mitigate our risks.
    Moreover, this subcommittee's oversight with respect to 
Federal counterterrorism R&D programs has raised many of the 
same concerns. As the General Accounting Office reported to 
this subcommittee last September, just prior to the anthrax 
attacks on this city, our Federal bioterrorism research 
programs, scattered throughout a dozen or more agencies, are 
poorly coordinated and lack a clear sense of priority and 
focus. The same is true for the myriad of Federal programs 
aimed at improving the preparedness of Federal, State and local 
governments and emergency response providers to deal with major 
disasters, terrorist attacks and other public health 
emergencies. In fact, there were so many such programs within 
the Department of Health and Human Services itself that in the 
bioterrorism bill this committee recently shepherded through 
the Congress, we created a new Assistant Secretary at HHS just 
to coordinate all these emergency preparedness and response 
functions.
    And this is just one department. Can there be any doubt why 
every serious study of this issue has ended in a call for some 
form of centralization, or focal point of coordination in the 
executive branch? The President's proposal moves us firmly in 
that direction.
    The focus of today's hearing is on the critical aspect of 
emergency preparedness and response and how the President 
proposes to improve our national efforts in this area. We 
cannot move too soon. Yesterday, for example, CNN reported on 
the new threats being made by a spokesman for al Qaeda who, in 
a sickening and warped reference to September 11, told 
Americans they should, quote, fasten their safety belts and 
then spoke of the death of up to 4 million Americans including 
1 million children through the use of chemical and biological 
weapons.
    Although Governor Ridge will testify today on all aspects 
of the President's proposal, the remainder of our panels and 
witnesses will focus on the emergency preparedness and response 
issue, namely Title V of the administration's proposal. With 
respect to those functions or programs that are proposed for 
transfer from any agency to the new department, two questions 
seem in order: First, how do these programs operate currently; 
and second, what are the potential advantages or disadvantages 
to the proposed transfer?
    In our case, while the President's bill is a useful 
blueprint, many important questions remain to be resolved. For 
example, what is the scope of the new secretary's authority 
over HHS's public health preparedness programs and how might it 
alter the current focus on important dual-use programs? Why are 
some of the agencies' preparedness and response programs 
transferred completely, others transferred partially and others 
left unchanged in their respective departments? And for those 
assets or functions not fully transferred to the new Secretary, 
but under his authority, how does the administration plan to 
ensure a workable model with one Secretary directing the assets 
or programs of another?
    As I said at the outset, the task before the President, the 
Congress and today's chief witness is daunting, but whatever 
the challenge, we must meet it. In the midst of the battle of 
Bunker Hill, Abigail Adams wrote these words to her husband in 
Philadelphia:
    ``Dearest friend, the day, perhaps the decisive day, has 
come on which the fate of America depends. Now the fate of 
America rests with us, and of one thing I am certain. Unless a 
spirit of cooperation and trust informs all of our efforts, we 
are unlikely to succeed. And to be successful, we have a duty 
to speak plainly to the American people about the clear and 
present dangers that lead us to this enormous investment in 
this massive undertaking.''
    Again, I want to thank Governor Ridge and all of our 
witnesses for agreeing to appear before us today, many on short 
notice.
    I will recognize the ranking member, the gentleman from 
Florida, Mr. Deutsch, for an opening statement.
    Mr. Deutsch. Thank you, Mr. Chairman. And thank you, 
Governor Ridge.
    This is an issue where I think it is accurately described 
that there is no light between any of us in the Congress, the 
435 Members of the House and the 100 Members of the Senate. And 
I think that we stand completely with the President on the 
creation of this department, which is an integral part of the 
war on terrorism.
    I think if we have learned anything post-September 11, it 
is reminding us that the most fundamental thing we can do as a 
government and as elected officials is the security of our 
constituents. And, in fact, I think we understand that 
unfortunately, prior to September 11, we were not looking at it 
quite the way we should. And specifically, I think, we 
acknowledge at this point that terrorists' or terrorist states' 
particularly weapons of mass destruction are an existential 
threat to the United States and to our people.
    And, Governor Ridge, I have read your comments and I would 
completely agree with basically all of them, but one I want to 
focus on which I think is the--in a sense, the essence for the 
creation of the department is that, at the present time, there 
really is no one who is responsible or no agency that is 
responsible, but--you are in your position, but no agency that 
is responsible for homeland security.
    And my experience in life--and I think for most of us if we 
think about our experience in life--is, something never gets 
done correctly unless someone is responsible and in charge. And 
I think that is the essence of, the purpose of this agency 
where I think the goal, the need, is absolutely imperative.
    I also think the facts of, again, what you have put 
together and what others have put together at this point 
specifically show the sort of ad hoc dispersed nature of some 
of these responsibilities. I think as we move forward--and I 
think this is one of these issues where we really are working 
hand-in-hand--in a very bipartisan tradition in this committee, 
although we have many disagreements, we have many agreements as 
well.
    We will disagree, as we did last week on prescription 
drugs, but on this, I think there are no disagreements. And I 
think what we are really looking for is working with you, 
working with each other, just really trying to make it as good 
as possible.
    And I think we are at the level of details. I don't think 
that this is a case where the devil is in the details. I really 
don't. I think it is the details of working with you to really 
try to structure a department that will maximize the imperative 
that we are successful.
    One of the analogies that I have used in talking about 
post-September 11 and I would add to this creation of this 
department, I think there are several World War II analogies--
two, really, I think, at least for me, and when I have spoken 
about this, they have been very on point.
    One is clearly, obviously, Pearl Harbor where the United 
States wasn't prepared; and if we look historically, the 
Japanese might have seen it as a short-term victory. But I 
think historically, obviously it was an incredible disaster for 
them. Had the United States entered the war in the Pacific, 
which is unclear whether we would not have--would have, and I 
think it was overdetermined once we entered the war that we 
would be successful.
    The other analogy is the Manhattan Project. And when it was 
started it was not overdetermined that we would be successful 
in that effort. But if we were not successful, obviously 
history would be a lot different.
    Governor, I speak to you, and I know your commitment is 
total on this; and I speak to ourselves about this, that I 
think that just as we had no choice but to be successful with 
the Manhattan Project, we have no choice but to be successful 
with what we are doing to prevent weapons of mass destruction 
attacking the United States. And I believe the creation of this 
department is a critical component of that.
    So I look forward to working with you and with my 
colleagues on both sides of the aisle over the next, really, 
hopefully, just several months. I think setting the date of 
September 11 to try to get it resolved by is doable. As you 
well know as a former Member, we can always argue about things. 
We will have enough things to argue about between now and 
January 20 if we want to. Hopefully, we won't.
    Hopefully, we will put deadlines on ourselves and force us 
with the minutia of details, with the minutia of jurisdiction. 
Hopefully, we will get over that and understand that we are all 
working together for one goal.
    So I yield back the balance of my time.
    Mr. Greenwood. The Chair thanks the gentleman and yields 5 
minutes for an opening to the chairman of the full committee, 
the gentleman, Mr. Tauzin.
    Chairman Tauzin. Thank you, Chairman Greenwood, and I am 
pleased to join you in welcoming Governor Ridge to testify on 
President Bush's historic proposal for the creation of the new 
Cabinet-level Department of Homeland Security.
    Governor Ridge, I think you and we, too, understand that we 
are going to play some important roles here. But the truth is 
that bureaucrats and legislators and even Cabinet-level 
officials really play a second-place role when it comes to 
defending the country in this very important time. It is the 
men and women of the military, the National Guard or the fire 
and emergency response teams and the incredible heart and 
courage of the people of America who are on the front line, the 
eyes and ears of our country, the first responders who really 
have this task at hand; and our job is to help arm them and 
properly coordinate them.
    And I, first of all, want to thank you because the other 
side of that coin is that we have learned since September 11 
that there can be a lot of finger-pointing in this country when 
things go wrong, and there can be a lot of people trying to put 
the blame on someone else for not sharing information or 
coordinating properly.
    You, however, left your job as Governor of the great State 
of Pennsyvania at the summoning of our President, and you 
decided to be the person where the buck stops in coordinating 
and making sure this awful finger-pointing exercise doesn't 
happen again. And this is the next, obviously, important step 
in that process, to make sure there is someone at a Cabinet 
level for whom the final responsibility rests in coordination.
    That is an awesome responsibility, sir, and I commend you 
for taking it on in this temporary position. And frankly, I 
would hope that the President has the good sense, when we are 
through with this work, to continue you in a permanent position 
if you are willing to undertake it.
    I wanted to talk briefly with you this morning about some 
of our roles in connection with your role in the establishment 
of this new department. First, our committee has jurisdiction, 
and we will continue to have jurisdiction, obviously, over many 
of the programs that the Department of Energy and the national 
labs, the Department of Health and Human Services, all of which 
serve vital roles in preparing and responding to chemical, 
biological, radiological and nuclear attacks. All areas where--
if this spokesman for al Qaeda is real and his statements are 
believable, all areas of vulnerability these people hope to 
exploit in these programs, such as the nuclear emergency 
support teams that identify and respond to radiological and 
nuclear threats as well as public health programs; such as the 
strategic national stockpile of drugs and vaccines that must be 
stocked and rapidly deployed, this new department will now play 
an important role.
    Title V of the President's proposal contains a plan for 
consolidating and coordinating these functions. Well, obviously 
we have to help you make sure that that is done properly. It is 
a critical function as we face new threats.
    Second, our committee has jurisdiction and will continue to 
have jurisdiction over research and development programs for 
chemical, biological, radiological and nuclear countermeasures. 
Programs that the Health and Human Services Department, DOE and 
national labs in which the country's top scientists are 
currently working on new methods for detecting and detecting 
terrorist attacks. For example, there are improved sensors to 
detect radiological devices, new scanners to screen luggage and 
cargo, new technologies to detect and neutralize biological 
hazards.
    Title III of the President's plan would transfer many of 
these programs, and it is important, I think, as we handle this 
transfer, to see what we can do about somehow coordinating the 
very diverse efforts that are going on in as many as four 
different labs on the same subject, and to make sure we get the 
best in new, innovative technologies out there to protect our 
borders and to make travel in this country as safe as we can 
make it.
    And a third of the department's jurisdiction will continue 
to have jurisdiction over the regulation of many of the 
Nation's most critical infrastructure and assets, including 
both publicly and privately owned assets in telecommunications 
and energy and safe food and drinking water, as well as many 
manufacturing facilities in the country that could be targets.
    Governor Ridge, I want to thank you for something else: for 
being accessible to this committee without subpoena, 
voluntarily meeting with us, counseling with us, as we went 
through the process post-9/11 of examining all the agencies 
under our jurisdiction and all these critical assets, and where 
the vulnerabilities might be and what we might do to encourage 
the agency heads to begin developing protection and 
countermeasures to make sure these assets are protected.
    The key is to recognize that most of the critical, 
important infrastructures are privately owned, privately 
operated. And the only way to succeed is going to be creating 
the strong public-private partnerships for national security. 
It doesn't create new regulatory regimes in this country, new 
bureaucracies that are going to make the economy worse off, but 
literally relies upon the strength of those private-sector-
owned and -operated entities to work with us in a partnership 
to make sure they are protected properly.
    We want to point out one more thing, and I will be asking 
you a couple of questions about it. In the meetings we had 
post-9/11, we were shocked to find out how many of the 
vulnerability assessments that exist in this country, how many 
of the detailed plans and drawings and important critical 
assets in this country are on the Internet, were available 
under the Freedom of Information for anybody to obtain. And 
this committee is vitally concerned, as we create this new 
department, that there are some common standards for 
vulnerability assessments and there are some real strong 
amendments, the Freedom of Information Act and other acts that 
would unfortunately allow some of this critical information to 
be available to people who might use it as a road map for 
terror in the future.
    We have to cut a delicate balance here because we are a 
free society, and we want people to know what our Government is 
doing; but there is a line we have to draw when it comes to 
providing free to anybody who wants it a road map of how to get 
into a nuclear plant or how to find a critical 
telecommunications infrastructure, and doing something with it.
    Finally, Governor Ridge, we just passed the Bioterrorism 
Act. This committee was primarily responsible for its 
development, as you know. There are some conflicts now in the 
new proposals. We are really beginning to assess, to coordinate 
the act we just passed with the new proposal the President just 
made. We are going to need your help in doing that. We don't 
want to leave some of the good work we did on bioterrorism 
undone because we are now changing the structure of things.
    Finally, I want to thank the chairman for also calling 
today Deputy Secretary Claude Allen and General Gordon, who are 
also going to assist us in this inquiry.
    Let me say, Mr. Chairman, yesterday I spent some time with 
Leader Armey, and I want to inform the committee and the 
Governor that we are sticking firmly to the July 12 timetable. 
We are going to get this work done quickly. And we in the House 
are going to finish the work on this critical national 
proposal, and we are going to do it well; and I am going to 
thank you for helping us do it right.
    [The prepared statement of Hon. W.J. ``Billy'' Tauzin 
follows:]
  Prepared Statement of W.J. ``Billy'' Tauzin, Chairman, Committee on 
                          Energy and Commerce
    Thank you Chairman Greenwood, I am pleased to join you today in 
welcoming Governor Tom Ridge to testify on behalf of President Bush's 
historic proposal for the creation of a new Cabinet-level Department of 
Homeland Security.
    Governor Ridge, let me thank you for the job that you have been 
doing--tirelessly and without complaint--to defend our borders and keep 
the citizens of this great country safe and secure, in our cities, our 
communities, and our homes. After the terrorist attacks last fall, 
President Bush asked you to accept perhaps the single most important, 
and certainly the most difficult, job in the Nation. And you have risen 
to the challenge.
    We in the Congress appreciate the job you are doing, and we will 
continue to do our part for this cause--a cause that requires us to 
make absolutely sure that the men and women who are fighting this war 
against terrorism on our behalf, including our military, our 
Reservists, the National Guard, and Federal, State, and local law 
enforcement personnel, have the tools, the resources, and the support 
they need to keep us safe from the harm our enemies seek to bring to 
our shores.
    With regard to the President's proposal, I support creating a 
Cabinet-level department--one that will not only pick up the role of 
homeland security coordinator, but a new Department with an empowered 
Secretary who has the authority and resources needed to protect our 
country from the threats of terrorism.
    The Committee on Energy and Commerce has an important 
responsibility to assist the Administration with this proposal. First, 
we have jurisdiction--and will continue to have jurisdiction--over many 
of the programs at the Department of Energy (DOE), the National Labs, 
and the Department of Health and Human Services (HHS) that serve vital 
roles in preparing for and responding to chemical, biological, 
radiological and nuclear attacks. These include energy programs such as 
the nuclear emergency support teams that identify and respond to 
radiological and nuclear threats, as well as public health programs, 
such as the Strategic National Stockpile of drugs and vaccines that 
must be stocked and rapidly deployed in the event of a chemical or 
biological attack. Title 5 of the President's proposal contains a plan 
for consolidating and coordinating these functions in the new 
Department of Homeland Security. We must ensure that this is done 
properly and that these programs are integrated in a manner that allows 
them to respond promptly in the event of a future attack.
    Second, this Committee has jurisdiction--and will continue to have 
jurisdiction--over research and development programs for chemical, 
biological, radiological and nuclear countermeasures. These are 
programs at HHS, DOE and the National Labs in which our country's top 
scientists are working to develop new methods for detecting and 
preventing terrorists attacks--such as improved sensors to detect 
radiological devices, new scanners to screen luggage and cargo, and new 
technologies to detect and neutralize biological hazards. Title 3 of 
the President's proposal contains a plan for transferring many of these 
programs to the new Department. It is important for us to remember that 
new and improved technologies and American ingenuity and innovation are 
among the greatest advantages we have in fighting terrorism, second 
only to the heart and conviction of the people of this country.
    Third, this Committee has jurisdiction--and will continue to have 
jurisdiction--over the regulation of many of our Nation's most critical 
infrastructures and assets, including both publicly and privately owned 
assets that are integral to the delivery of telecommunications and 
information technology services, the production and distribution of 
energy, and the delivery of safe food and drinking water, as well as 
manufacturing facilities that may be targets of potential terrorist 
actions. Title 2 of the President's proposal would add to the mission 
of the new Department the responsibility to analyze vulnerabilities and 
improve protection for these critical assets and infrastructures. The 
key to our success in this area is to recognize that many of the most 
important critical infrastructures are privately owned and operated, 
and the only way to succeed in assuring their protection is through a 
strong and effective public-private partnership for national security.
    After the September 11th attacks, I and other senior Members of 
this Committee on a bipartisan basis met with high-ranking private 
sector officials to encourage them to work together in a public-private 
partnership to ensure that our critical infrastructures are adequately 
protected against potential terrorist attacks. Not only must potential 
targets of terrorism be adequately protected, but we also must ensure 
that sensitive information about these assets, such as vulnerability 
assessments, are never allowed to be used as roadmaps for terrorist 
action. I believe that the new Department should develop a 
comprehensive framework across the critical infrastructure sectors, 
including common standards for vulnerability assessments, and that we 
in Congress must provide additional legal protections to protect such 
sensitive information from improper public disclosure.
    Finally, it is worth noting that, just this month, the President 
signed a sweeping $4.6 billion dollar bioterrorism preparedness bill 
into law, which was shepherded through Congress by Members of this 
Committee on a bipartisan basis. Many of the issues that we dealt with 
in crafting that new law, and many of the proposals to combat 
bioterrorism, will need to be evaluated in the context of the new 
Department of Homeland Security. Sorting out roles and responsibilities 
for the new Department and the other Federal agencies already tasked 
with many of these functions will be a significant challenge that we 
must complete quickly.
    I commend the President for his proposal. It reflects a sound 
framework to get this job done, and I believe credit is due not only to 
the President for taking this bold step, but also to those, such as 
former Senators Warren Rudman and Gary Hart, who have for sometime 
recognized this need and whose foresight and ideas are undoubtedly 
reflected here.
    Again, I want to thank Governor Ridge, and each of our other 
witnesses, including Deputy Secretary Claude Allen from the Department 
of Health and Human Services, and General John Gordon, Administrator of 
the National Nuclear Security Administration at the Department of 
Energy, for coming here today. I look forward to today's testimony and 
to working with the Administration and my colleagues on both sides of 
the aisle to craft legislation that creates a Cabinet-level Department 
of Homeland Security worthy of the people who work tirelessly everyday 
to protect us. Mr. Chairman, I yield back the balance of my time.

    Mr. Greenwood. The Chair thanks the chairman of the 
committee, and recognizes the gentleman from Michigan, Mr. 
Stupak, for 3 minutes for an opening statement.
    Mr. Stupak. Thank you Mr. Chairman. I look forward to 
today's hearing and welcome Governor Ridge.
    We have spent a lot of time since September 11, and I am 
sure we will do more in the future. Let me say right away that 
I accept the principle that homeland security is so important 
that it demands a Cabinet-level position. In fact, as one of 
the early cosponsors of some of the proposals put forth by the 
Democratic Caucus, it is not whether what caucus put it 
forward, but the idea and the principle that we do need a 
Cabinet-level position for homeland security.
    As such, the Secretary serving as the head of this 
department should have the information, the authority and 
resources to carry out the task of protecting our citizens and 
our domestic resources and infrastructure.
    That said, however, I believe that Members of Congress of 
both parties want to see a homeland security proposal from the 
administration that is more than just a mere shuffling of the 
chairs at the table. If the chain of command for organizations 
like the Coast Guard and FEMA, the Federal Emergency Management 
Agency, are reorganized, we want to be able to ask about the 
missions and the staffing and the cost of the change.
    If information-gathering is reorganized--if information-
gathering is reorganized, we want to know what intelligence 
will be collected, how it will be distributed and whether the 
net change puts information in fewer hands or more hands, and 
whether it speeds distribution of intelligence, or does it 
encumber it?
    Reorganization will come, and the public needs to stay 
involved; and it needs to make the President, the Republican 
leadership in the House and the Democratic leadership in the 
Senate aware of its concerns. And with the chairman putting 
forth that July 12 deadline, it is even more important that 
those concerns are expressed immediately. Whether 
reorganization winds up being merely changed for the sake of 
change or a real improvement in protection of our Nation will 
depend on the questions that are asked, the debates that are 
held and the attention paid to the details of the President's 
proposal.
    Again, welcome, Governor Ridge; and I look forward to 
hearing from you and other witnesses today.
    And, Mr. Chairman, with that, I will yield back the balance 
of my time.
    Mr. Greenwood. The Chair thanks the gentleman and 
recognizes the gentleman from Kentucky, Mr. Whitfield, for 3 
minutes for an opening statement.
    Mr. Whitfield. Thank you, Mr. Chairman.
    And, Governor Ridge, we welcome you to the committee today 
and look forward to your testimony on what President Bush has 
described as the biggest restructuring of the Federal 
Government in 40 years. We also look forward to the testimony 
of the witnesses on the other three panels.
    I think all of us understand and recognize that this is a 
complex piece of legislation, and it will be interesting to 
determine exactly how the new Department of Homeland Security 
will interact with the existing agencies in working out the 
areas of responsibility, and who has direct authority.
    So I am looking forward to the testimony today as we embark 
on this very important legislation, and thank you for being 
here.
    Mr. Greenwood. Chair thanks the gentleman, and the Chair 
notes the presence of the two gentleladies from California who 
are members of the full committee, but not members of the 
subcommittee. We welcome your participation.
    The Chair recognizes the presence of the gentleman from 
California. The Chair will grant each of you 3 minutes for an 
opening statement, beginning with Mrs. Capps.
    Mrs. Capps. Thank you, Mr. Chairman, and I thank you for 
holding this hearing.
    And welcome and thank you, Governor Ridge, for yet again 
coming before us with information and insight into what is 
happening to this restructuring effort.
    I don't have formal remarks; I am very eager to get into 
the conversation. I came to Congress after putting in a couple 
decades' work in public health in my community. I am very eager 
to hear how this legislation, which I helped craft--the 
bioterrorism preparedness bill--to ensure those resources get 
in the hands of the first responders.
    Each time I go back to my district, the safety and health 
people there are wondering and asking about this. And I am very 
concerned that we do this with all haste. While this 
restructuring is very preoccupying, and I can understand that, 
we can't forget that our mission really is in the local 
communities, because that is where this battle needs to be 
waged.
    So I will be yielding back my time and looking forward to 
the hearing. Thank you very much.
    Mr. Greenwood. The Chair thanks the gentlelady and yields 3 
minutes to the other gentlelady from California, Ms. Harman.
    Ms. Harman. Thank you, Mr. Chairman. I also would like to 
thank the chairman of the full committee for personally 
inviting me to participate.
    Good morning, Governor Ridge. I would hope that once we set 
up this Department of Homeland Security, you would not have to 
spend the entire summer testifying before Congress ever again.
    I think this concept is very important. As you know, many 
pieces of it were borrowed from legislation some of us 
introduced on a bipartisan basis up here. You have put them in 
a different order, but I am proud to support your proposal and 
am one of the original cosponsors of the Armey bill that was 
introduced yesterday.
    I think that we, up here, can contribute a few refinements 
that would help the legislation be more successful. And I just 
want to address one area right this minute in my remaining few 
seconds, which is public-private partnerships.
    You were nice enough to participate last week in a really 
spectacular meeting that 12 members cohosted on a bipartisan 
basis called Technology and Terrorism. We had 120 CEOs up here, 
and they were talking about their frustration with connecting 
their technologies into our homeland security effort.
    The mechanism for doing this needs to be refined in this 
new department. H.R. 4629, introduced by Congressman Tom Davis, 
has some very good ideas in it, but I would hope, as we 
proceed, that we do refine this procurement process.
    Second, I said public-private partnerships. On the 
partnership point, the government at the Federal, State and 
local levels must work more closely with private entities to 
ensure homeland security. The Government is responsible for 
providing security for citizens, but the private sector shares 
the responsibility to protect against attack or disruption, and 
it controls many of the assets needed to do so.
    When we have questions, I will ask you more about this, but 
let us as a committee, especially one focused on commerce, lend 
our expertise, working with your office to make the public-
private partnership piece of this legislation more effective.
    I yield back the balance of my time.
    Mr. Greenwood. Chair thanks the gentlelady and recognizes 3 
minutes for purposes of an opening statement to the gentleman 
from Florida, Mr. Stearns.
    Mr. Stearns. Good morning and thank you, Mr. Chairman.
    Governor Ridge, you are going to have a lot of patience in 
life. Governor of Pennsylvania might look pretty good to you 
after this process. They think you are doing a great job, and 
we are here to support you in any way we can and we're just 
glad, as a U.S. citizen, you're willing to tackle this.
    Most of my speech, Mr. Chairman, I will make part of the 
record by unanimous consent.
    Mr. Greenwood. Without objection.
    Mr. Stearns. I think it's already been pointed out, not 
since--the creation of such an enormous department, like this, 
encompassing a vast organization of Government resources has 
not been attempted since the National Security Act of 1947.
    I think one of the concerns some of us have, Governor 
Ridge, is that while we take all this organization and move all 
these departments together, what about the intelligence 
failures and what are we doing to streamline within a 
department--if you just take all these departments and put them 
together and do nothing to change the individual departments 
and streamline them and give them more high tech equipment and 
make sure that these departments are talking to each other--you 
know, that would be the question: Is the President's proposal 
adequate in that respect?
    Two FBI units, a national domestic preparedness office and 
the National Infrastructure Protection Center would be 
transferred to the department under the President's plan. What 
about reform or transformation of the FBI, the CIA, related to 
counterterrorism? You know, in light of what we learn and see 
in time and U.S. News report, there has got to be something 
done there, and I think it would be a false assumption for 
Americans to think just making this new Homeland Security is 
going to solve all the problems.
    We on the Energy and Commerce Committee are very concerned 
about some of our jurisdiction and how that is going to work, 
because once we have a department getting its funds through 
you, yet the department remains in one agency, how is that 
going to work?
    So you have a daunting task ahead of you, and I want to 
commend you. And I assume you are part of the wellness 
preparedness program the President has in running every day and 
making sure you are not stressed out here. Godspeed to you and 
thank you for testifying.
    Mr. Greenwood. The Chair thanks the gentleman, and the 
Chair recognizes for 3 minutes the gentleman from California, 
Mr. Waxman.
    Mr. Waxman. Thank you very much, Mr. Chairman. And welcome, 
Governor Ridge, to this hearing. I am very glad to have this 
opportunity to further examine the Bush Administration's 
proposal for the Department of Homeland Security.
    The proposal raises many questions of importance to this 
committee as well as other committees. I am very concerned 
about the proposed transfer of important public health 
functions of the Department of Health and Human Services. I 
believe that the transfer of these functions may undermine the 
rebuilding of core public health capacities that is now under 
way. If our public health system is structured and viewed 
exclusively through the lens of fighting terrorism, it may 
seriously weaken our ability to respond to other threats to the 
health of the American people.
    It appears that several HHS offices are to be transferred. 
These include Office of Emergency Preparedness, the National 
Disaster Medical System and the Metropolitan Medical Response 
System. With these offices may go significant authority to 
oversee our Nation's response to public health emergencies.
    Such a transfer may also shift to the Department of 
Homeland Security the power to make bioterrorism and emergency 
preparedness grants to State and local public health systems. 
These grants were the cornerstone of the recently enacted 
Public Health Security and Bioterrorism Response Act. Their 
purpose was not only to fund specific preparations for 
bioterrorism. Just as critically, the grants were intended to 
turn around decades of neglect of our Nation's public health 
infrastructure.
    It is beyond argument that our public health system is in 
disrepair, and we cannot protect our citizens from bioterrorist 
attacks if our public health system is not working. Detecting 
and responding to a bioterrorist attack is just like detecting 
and responding to other emerging epidemics. It requires fully 
functioning and coordinated public health systems at the local, 
State and Federal levels.
    For this reason, the bioterrorism bill directed HHS to 
coordinate the repair of Federal, State and local public health 
systems as part of bioterrorism and emergency preparedness. The 
expertise to establish priorities and coordinate this effort 
lies with the public health experts and scientists at HHS and 
CDC. If priority-setting, coordination and/or grant-making 
functions are transferred to a new department, focused on 
terrorism, I am very concerned that the necessary rebuilding 
and upgrading of our public health response system will take a 
back seat.
    If we attempt to protect ourselves against terrorist 
attacks at the expense of our Nation's public health system, we 
may find that we have undermined rather than enhanced our 
Nation's true security.
    And I thank you for this opportunity for an opening 
statement, and I look forward to working with you, Governor 
Ridge, on this very important issue.
    Mr. Greenwood. The Chair thanks the gentleman.
    [Additional statements submitted for the record follow:]
Prepared Statement of Hon. Ted Strickland, a Representative in Congress 
                         from the State of Ohio
    Let me start by thanking Chairman Greenwood and Ranking Member 
Deutsch for holding this hearing today. All Americans are aware of the 
need to rethink how we defend our country, and so I thank Governor 
Ridge, as well as the witnesses who will follow him, for being here to 
answer our questions about the president's proposed Department of 
Homeland Security. I am pleased that the Administration has attempted 
to put together all the ideas for increased domestic security that have 
been raised during the past eight months, many of which have been 
discussed in hearings like this. Now Congress must fulfill its role to 
balance the power of the Executive Branch and question the president's 
proposal. It's our responsibility on this panel today to ask questions 
of our witnesses that will allow us to flesh out the skeletal 
suggestion put forth by the president as well as to create a new 
department that will best serve the constituents whom we represent here 
in Washington.
    When we talk about protecting America, we should be thinking in 
terms of what's proactive and preventative instead of only what's 
reactive and responsive. While we all understand the need to formulate 
``countermeasures'' and to devise plans for ``emergency preparedness 
and response,'' I am concerned that the president's proposal may not 
give the secretary of the new department enough authority to prevent 
disaster. We have learned from the news media in recent weeks that we 
might have averted the terrorist attacks on September 11th if our 
federal agencies had been configured differently or had communicated 
with each other more effectively. In other words, we might have been 
able to prevent disaster.
    In my view, we have two main strategies at our disposal: we can 
deter future attacks with our brawn, or we can halt them with our 
brain--with our intelligence capabilities. We can spend hundreds of 
millions of dollars on star wars, or we can spend a couple hundred 
dollars on language courses so that we have linguists who can translate 
the mountains of raw intelligence data that we collect but never 
analyze. But, even if all the data are analyzed and packaged in a form 
that is presentable to the secretary of the new department, what 
assurances do we have that one intelligence gathering agency, be it the 
CIA, the NSA, or the FBI with its new powers, would share its reports 
with the others? Will the new secretary have any authority to ensure 
that information is shared and that our intelligence operations are 
working together to prevent disaster? These questions are among many 
that we will be seeking answers to in the coming weeks.
    In particular, last Fall I wrote to Secretary Abraham to express my 
concern for the safeguarding of our federal nuclear facilities and the 
nuclear materials stored at these sites. Substantial quantities of 
nuclear materials, including highly enriched uranium and plutonium, are 
stored in chemically and physically unstable forms across the 
Department of Energy complex. Some of these nuclear materials are 
stored in outdated containers that often sit in deteriorated facilities 
or even outside, exposed to the elements. In either case these storage 
facilities were not built with the intention of protecting nuclear 
materials from terrorist attacks. At the DOE facility in Piketon, Ohio, 
for example, the majority of the 16,000 depleted uranium hexafluoride 
canisters stored onsite are out in the open.
    I think it is tremendously important that we have an understanding 
of how the Department of Homeland Security will protect America and its 
citizens from acts of malice against the physical structures and 
containers holding special nuclear materials, by-products, and source 
materials, especially in those cases where the physical structures may 
be vulnerable to significant radiological and other consequences.
    I anticipate hearing from the witnesses about how such drastic 
governmental restructuring will affect--good or bad--the ability of the 
different agencies to fulfill their objectives. I look forward to a 
thoughtful and candid discussion of the proposals to protect our 
nuclear assets, in addition to plans for safeguarding Americans if 
terrorists were to strike at nuclear facilities. I thank the Chair and 
yield back the remainder of my time.
                                 ______
                                 
    Prepared Statement of Hon. John D. Dingell, a Representative in 
                  Congress from the State of Michigan
    Thank you, Mr. Chairman, for holding this initial hearing on the 
President's proposed new cabinet agency for homeland security. I have 
made no secret of my skepticism that mere reorganization can solve the 
problems we face, or that reorganization would not create significant 
new problems. That is why this hearing, and others like it across the 
Congress, are so necessary. They cannot simply be ``check the box'' 
exercises.
    The Committee on Energy and Commerce will need to address several 
questions in the coming weeks about the proposed new structure. First, 
I note we just passed, and the President just signed, a carefully 
crafted comprehensive bioterrorism measure. It established programs to 
rebuild our public health infrastructures at the state and local 
levels, which are where responses to terrorism occur, as well as 
strengthened the federal capacity to address possible threats. Will the 
new Department actually increase fragmentation in the largely cohesive 
federal effort against bioterrorism and other public health 
emergencies? Will the new Department undermine the state and local 
public health focus of the new law?
    Second, will the Department's security activities undermine the 
enforcement of existing environmental, health and safety protections, 
or be otherwise detrimental to such safeguards developed over many 
years after full and open consideration by the Congress? Will the 
Department be given broad authority to override existing statutes and 
regulations? Will the accelerated and superficial treatment accorded 
thus far to this proposed reorganization provide an opportunity for 
major mischief?
    Third, and more broadly, will this reorganization result in more 
confusion, more expense, more bureaucracy, more people, more harm to 
the civil service, more harm to public employee unions--and less work? 
Will the country actually be more vulnerable during what will likely be 
a lengthy transition period? Will the Department remain fully 
accountable to the people, and to the Congress, for its security 
mission as well as for the non-security functions it may inherit?
    Our constituents will expect us to know the answers to these and 
many other questions before we act. Today's hearing is a small step 
towards developing the kind of understanding we will need to address 
this matter responsibly.

    Mr. Greenwood. Governor, you are aware that the committee 
is holding an investigative hearing and when doing so has had 
the practice of taking testimony under oath. It is my 
understanding that you have no objection to offering your 
testimony under oath.
    Mr. Ridge. None.
    Mr. Greenwood. The Chair also advises you that under the 
rules of the House and the committee, you are entitled to be 
advised by counsel. My understanding is that you don't feel the 
need to be advised by counsel.
    Mr. Ridge. That's correct.
    Mr. Greenwood. If you would stand and raise your right 
hand.
    [Witness sworn.]
    Mr. Greenwood. Thank you Governor, you are under oath and 
we look forward to your testimony and please begin.

 TESTIMONY OF HON. TOM RIDGE, DIRECTOR OF TRANSITION PLANNING 
 FOR PROPOSED DEPARTMENT OF HOMELAND SECURITY AND ASSISTANT TO 
              THE PRESIDENT FOR HOMELAND SECURITY

    Mr. Ridge. Chairman Greenwood, Ranking Member Deutsch and 
subcommittee members, I certainly appreciate the opportunity to 
testify--with the microphone on--in support of the President's 
historic proposal to unify our homeland security efforts under 
one Cabinet-level Department of Homeland Security.
    Since the terrorist attacks of September 11, all of America 
has risen to the challenge of improving the security of our 
homeland. In partnership with Congress, with States and 
localities, with law enforcement, with the private sector and 
academia, America has made great progress in securing its 
borders and preserving its way of life and the security of its 
citizens.
    The President believes our Nation must now take the next 
critical step by unifying our efforts under a single Department 
of Homeland Security. Only Congress can create such a 
department, and I am here today to personally convey the 
President's deep desire to work with Members to accomplish this 
goal. The President believes that the creation of a single 
department with a single, clear line of authority, as quite a 
few of the members of the committee have discussed, would not 
only improve our preparedness for future attack, but also 
strengthen these partnerships, thereby helping to prevent a 
future attack.
    Earlier this month, the President signed an executive order 
appointing me as Director of the Transition Planning Office for 
the Department of Homeland Security, to be housed within the 
Office of Management and Budget. While I will still retain the 
title of Assistant to the President for Homeland Security, my 
testimony today will be given as Director of this new entity.
    This proposal was the result of a deliberative planning 
process that really began with an effort led by Vice President 
Cheney a year ago, in May of 2001, and continued as part of the 
mission of the Office of Homeland Security when it was created 
on October 8, 2001, as well.
    My staff and I have met with thousands of Government 
officials at the Federal, State and local levels, with hundreds 
of experts and many, many more private citizens. Throughout 
these discussions, we have constantly examined ways to organize 
the Government better.
    The President's proposal also draws from the conclusion of 
many recent reports on terrorism, reports by blue ribbon 
commissions such as Hart-Rudman, Bremmer and the Gillmore 
Commissions, as well as a variety of reports from the many 
think tanks who have really investigated the issues relating to 
international terrorism and homeland security over the past 
several years.
    It also draws, admittedly--and proudly I might add--from 
the legislative proposals of Congressmen and Congresswomen, 
including Mac Thornberry and Jane Harman, Ellen Tauscher, Jim 
Gibbons, Saxby Chambliss and others, along with Senators Joe 
Lieberman and Arlen Specter and Bob Graham.
    This historic proposal would be the most significant 
transformation in the U.S. Government since 1947. The creation 
of this department would transform the current, rather 
confusing patchwork of Government activities related to 
homeland security into a single department whose primary 
mission--whose primary mission is to protect our homeland.
    Responsibility for homeland security is currently dispersed 
among more than 100 different Government organizations, and the 
President believes--and I sense that it is a belief shared with 
many Members of the Congress of the United States, both 
Chambers, both parties--that we need a single department whose 
primary mission is to protect our way of life and our citizens; 
a single department to secure our borders, synthesize and 
analyze intelligence, combat bioterrorism and direct Federal 
emergency response activities.
    The proposal to create a Department of Homeland Security is 
one more key step in the President's national strategy for 
homeland security. Like the national security strategy, ladies 
and gentlemen, the national strategy for homeland security will 
form the intellectual underpinnings to guide the decisionmaking 
of planners, budgeters and policymakers for years to come.
    From securing our borders to combatting bioterrorism to 
protecting the food supply, most of the initiatives of the 
Federal Government in pursuing--excuse me, the majority of the 
initiatives the Federal Government is pursuing as part of our 
strategy to secure the homeland have already been discussed 
publicly. We will certainly refine them with the national 
strategy. The strategy will pool together all of the major 
ongoing activities and new initiatives that the President 
believes are essential to our long-term effort to secure the 
secure the homeland.
    Now permit me, if you will, just a few comments with 
regards to details of the President's plan.
    Preventing future terrorist attacks must be our No. 1 
priority. Because terrorism is a global threat, we must have 
complete control over who and over what enters the United 
States. We must prevent foreign terrorists from entering and 
bringing in instruments of terror, while at the same time 
facilitate the legal flow of people and goods upon which our 
economy relies. Protecting our borders and controlling entry to 
the United States has always been the responsibility of the 
Federal Government. Yet this responsibility is currently 
dispersed among more than five major Government organizations 
in five different departments.
    The new department would unify authority over the Coast 
Guard, Customs Service, Immigration and Naturalization Service 
and Border Patrol, the Animal and Plant Health Inspection 
Service of the Department of Agriculture and the recently 
created Transportation Security Administration. All aspects of 
border control, including the issuing of visas, would be 
informed by a central information-sharing clearinghouse and 
compatible data bases. It will be greatly improved in that 
process.
    The new department would unify government's efforts to 
secure our borders in the transportation system that move 
people from our borders to anywhere in this country within just 
a matter of hours.
    Although our top priority is preventing future attacks, Mr. 
Chairman, we cannot assume that we will always succeed. We 
cannot assume--it would be perilous to assume we could create a 
fail-safe system. Therefore, we must also prepare to recover as 
quickly as possible from attacks that do occur.
    The Department of Homeland Security will buildupon the 
Federal Emergency Management Agency as one of its key 
components in this effort. The new department would assume 
authority over Federal grant programs for local and State first 
responders, such as fire fighters, police and emergency medical 
personnel, and manage such critical response assets as the 
nuclear emergency search team and the national pharmaceutical 
stockpile. It would build a comprehensive national management 
system that would consolidate existing Federal Government 
emergency response plans into one genuinely all-hazard plan.
    The department would ensure that response personnel have 
and use equipment and systems that allow them to communicate 
with one another. As the President made clear in the State of 
the Union address, the war against terrorism is also a war 
against the most deadly weapons known to mankind--chemical, 
biological, radiological and nuclear weapons. If our enemies 
acquire these weapons, there is no doubt in anyone's mind, I 
believe, that they will certainly use them. They will use them 
with consequences potentially far more devastating than those 
we suffered on September 11.
    Currently, efforts to counter the threats of these weapons 
are too few and too fragmented. The President believes we must 
launch a systematic national effort against these weapons that 
is equal in size to the threat that they pose, and the 
President's proposal, we believe, does just that. The new 
department would implement a national strategy to prepare for 
and respond to the full range of terrorist threats involving 
weapons of mass destruction.
    The Department of Homeland Security would set national 
policy and establish guidelines for State and local governments 
to plan for the unthinkable, and direct exercises and drills 
for Federal, State and local weapons of mass destruction 
response teams. At the very heart of this particular feature of 
the President's proposal is to develop even stronger 
partnerships with the State and local first responders. The 
homeland will be secure when the hometown is secure, and that 
is why the President believes very strongly that we need to 
have this relationship with the State and local governments and 
build in that relationship as the Federal support for the kind 
of equipment, drills and training essential to build a national 
capacity to be able to respond to these threats.
    The Department of Homeland Security would provide direction 
and establish priorities for national research and development, 
for related tests and evaluations and for the development and 
procurement of new technology and equipment. Additionally, the 
new department would incorporate and focus the intellectual 
power of several important scientific institutions including 
our national labs in this effort.
    Finally, preventing future terrorist attacks requires good 
information in advance. The President's proposal recognizes 
this and would develop a new organization with the authority 
and the capacity to generate and provide such critical 
information. The new department would fuse intelligence, 
integrate intelligence from multiple sources and other 
information pertaining to threats to the homeland, including 
information from the CIA and the FBI, as well as the NSA, INS, 
Customs and the many other departments and agencies that have 
an information-gathering, intelligence-sharing capability 
within this country.
    It would also comprehensively evaluate the vulnerabilities 
of America's critical infrastructure to which many of the 
Members alluded and note the pertinent intelligence against 
those vulnerabilities for the purpose of identifying protective 
priorities and supporting protective steps being taken either 
by the department, other Federal departments and agencies, 
State and local agencies and the private sector.
    The individuals that work for the organizations tapped by 
President Bush for the new department are among the most 
talented and certainly the most capable patriots in our 
Government. We are proud of what they are doing to secure our 
homeland, and we call upon them to continue their crucial work 
while the new department is created. This consolidation of the 
government's homeland security efforts can achieve great 
efficiencies and free up additional resources over time for the 
fight against terrorism. They should rest assure that their 
efforts will only be improved by the Government reorganization 
proposal made by President Bush.
    To achieve these efficiencies, the new Secretary will 
require considerable flexibility in procurement, integration of 
information technology systems and personnel issues.
    Even with the creation of a new department, ladies and 
gentlemen, there will remain a strong need for a White House 
Office of Homeland Security. Homeland security will remain a 
multidepartmental issue and will continue to require 
interdepartmental collaboration and coordination. Additionally, 
the President will continue to require the confidential advice 
of a close assistant. Therefore the President's proposal 
intends for the existing Office of Homeland Security to 
maintain a strong role. The President believes this will be 
critical for the future success for the new office itself.
    During the transition period, Mr. Chairman, the Office of 
Homeland Security will maintain vigilance and continue to 
coordinate the other Federal agencies involved in homeland 
security.
    The President appreciates the enthusiastic, bipartisan 
response from Congress and is gratified by the expressions of 
optimism about how quickly this bill might be passed. Until the 
Department of Homeland Security becomes fully operational, the 
proposed department's designated components will continue their 
mandate to help ensure the security of this country.
    During his June 6 address to the Nation, the President 
asked Congress to join him in establishing a single, permanent 
department with an overriding and urgent mission, securing the 
homeland of America and protecting the American people. 
Extraordinary times call for extraordinary measures. We know 
that the threats are real and the need is urgent. In working 
together, we all know we must succeed in this mutual endeavor.
    President Truman did not live to see the end of the cold 
war, but the war did end, and historians agree that the 
consolidation of Federal resources was critical to our ultimate 
success.
    Ladies and gentlemen, my colleagues in this effort, we, 
too, have that opportunity for leadership and to create a 
legacy that will benefit future generations as well. I thank 
you for the attention you have given my remarks and your public 
expressions of both desire and will to work together to achieve 
our mutual goal that is reorganizing Government to enhance our 
ability to protect our fellow citizens and our way of life; and 
I thank you very much.
    [The prepared statement of Hon. Tom Ridge follows:]
                  Prepared Statement of Hon. Tom Ridge
Introduction
    Chairman Greenwood, Congressman Deutsch, Subcommittee Members, I 
appreciate the opportunity to testify today in support of the 
President's historic proposal to unify our homeland security efforts 
under one Cabinet-level Department of Homeland Security.
    Since the terrorist attacks of 9-11, all of America has risen to 
the challenge of improving the security of our homeland. In partnership 
with Congress, with states and localities, and with the private sector 
and academia, we have worked to map and protect our critical 
infrastructure, including nuclear power plants; to seal our borders 
from terrorists and their deadly cargo; to strengthen enforcement of 
our immigration laws; and to prepare for and prevent attacks involving 
weapons of mass destruction.
    The President believes our nation must now take the next critical 
step by unifying our efforts under a single Department of Homeland 
Security. Only Congress can create such a Department, and I am here 
today to personally convey the President's deep desire to work with 
Members to accomplish this goal. He believes the creation of a single 
Department with a single, clear line of authority would not only 
improve our preparedness for a future attack, but also strengthen these 
partnerships, thereby helping to prevent a future attack.Earlier this 
month, the President signed an Executive Order appointing me as 
Director of the Transition Planning Office for the Department of 
Homeland Security, to be housed within the Office of Management and 
Budget. While I will still retain the title of Assistant to the 
President and Homeland Security Advisor, my testimony today will be 
given as the Director of this new entity. I look forward to responding 
to your questions after providing a short statement on the proposed 
legislation and how it would make Americans safer.
The President's Proposal
    On June 6, 2002, President Bush addressed the nation and put forth 
his vision to create a permanent Cabinet-level Department of Homeland 
Security. Two days ago, on June 18, 2002, I delivered to the Congress 
the President's proposed legislation for establishing the new 
Department. This is an historic proposal. It would be the most 
significant transformation of the U.S. government in over a half-
century. It would transform and largely realign the government's 
confusing patchwork of homeland security activities into a single 
department whose primary mission is to protect our homeland. The 
proposal to create a Department of Homeland Security is one more key 
step in the President's national strategy for homeland security.
    It is crucial that we take this historic step. At the beginning of 
the Cold War, President Truman recognized the need to reorganize our 
national security institutions to meet the Soviet threat. We emerged 
victorious from that dangerous period thanks in part to President 
Truman's initiative. Today we are fighting a new war against a new 
enemy. President Bush recognizes that the threat we face from terrorism 
requires a reorganization of government similar in scale and urgency to 
the unification of the Defense Department and creation of the CIA and 
NSC.
    Currently, no federal government department has homeland security 
as its primary mission. In fact, responsibilities for homeland security 
are dispersed among more than 100 different government organizations. 
Creating a unified homeland security structure will align the efforts 
of many of these organizations and ensure that this crucial mission--
protecting our homeland--is the top priority and responsibility of one 
department and one Cabinet secretary.
    Immediately after last fall's attack, the President took decisive 
steps to protect America--from hardening cockpits and stockpiling 
vaccines to tightening our borders. The President used his legal 
authority to establish the White House Office of Homeland Security and 
the Homeland Security Council to ensure that our federal response and 
protection efforts were coordinated and effective. The President also 
directed me, as Homeland Security Advisor, to study the federal 
government as a whole to determine if the current structure allows us 
to meet the threats of today while anticipating the unknown threats of 
tomorrow. After careful study of the current structure--coupled with 
the experience gained since September 11 and new information we have 
learned about our enemies while fighting a war--the President concluded 
that our nation needs a more unified homeland security structure.
The Department of Homeland Security
    The creation of the Department of Homeland Security would empower a 
single Cabinet official whose primary mission is to protect the 
American homeland from terrorism. The mission of the Department would 
be to:

<bullet> Prevent terrorist attacks within the United States;
<bullet> Reduce America's vulnerability to terrorism; and
<bullet> Minimize the damage and recover from attacks that do occur.
    The Department of Homeland Security would mobilize and focus the 
resources of the federal government, state and local governments, the 
private sector, and the American people to accomplish its mission. It 
would have a clear, efficient organizational structure with four 
divisions.

<bullet> Information Analysis and Infrastructure Protection
<bullet> Chemical, Biological, Radiological, and Nuclear 
        Countermeasures
<bullet> Border and Transportation Security
<bullet> Emergency Preparedness and Response
Information Analysis and Infrastructure Protection
    The Information Analysis and Infrastructure Protection section of 
the Department of Homeland Security would complement the reforms on 
intelligence and information-sharing already underway at the FBI and 
the CIA. The Department would analyze information and intelligence for 
the purpose of understanding the terrorist threat to the American 
homeland and foreseeing potential terrorist threats against the 
homeland.
    Furthermore, the Department would comprehensively assess the 
vulnerability of America's key assets and critical infrastructures, 
including food and water systems, agriculture, health systems and 
emergency services, information and telecommunications, banking and 
finance, energy (electrical, nuclear, gas and oil, dams), 
transportation (air, road, rail, ports, waterways), the chemical and 
defense industries, postal and shipping entities, and national 
monuments and icons. Critically, the Department would integrate its own 
and others' threat analyses with its comprehensive vulnerability 
assessment for the purpose of identifying protective priorities and 
supporting protective steps to be taken by the Department, other 
federal departments and agencies, state and local agencies, and the 
private sector. Working closely with state and local officials, other 
federal agencies, and the private sector, the Department would help 
ensure that proper steps are taken to protect high-risk potential 
targets.
    In short, the Department would for the first time merge under one 
roof the capability to identify and assess threats to the homeland, map 
those threats against our vulnerabilities, issue timely warnings, and 
organize preventive or protective action to secure the homeland.
Chemical, Biological, Radiological and Nuclear Countermeasures
    The war against terrorism is also a war against the most deadly 
weapons known to mankind--chemical, biological, radiological and 
nuclear weapons. If the terrorists acquire these weapons, they will use 
them with consequences that could be far more devastating than those we 
suffered on September 11th. Currently, our efforts to counter the 
threat of these weapons to the homeland are too few and too fragmented. 
We must launch a systematic national effort against these weapons that 
is equal to the threat they pose.
    The President's proposed legislation would accomplish this goal. It 
would authorize the Department of Homeland Security to lead the federal 
government's efforts in preparing for and responding to the full range 
of terrorist threats involving weapons of mass destruction. To do this, 
the Department would set national policy and establish guidelines for 
state and local governments. It would direct exercises and drills for 
federal, state, and local chemical, biological, radiological, and 
nuclear (CBRN) attack response teams and plans. The result of this 
effort would be to consolidate and synchronize the disparate efforts of 
multiple federal agencies currently scattered across several 
departments. This would create a single office whose primary mission is 
the critical task of protecting the United States from catastrophic 
terrorism.
    The Department would serve as a focal point for America's premier 
centers of excellence in the field. It would manage national efforts to 
develop diagnostics, vaccines, antibodies, antidotes, and other 
countermeasures. It would consolidate and prioritize the disparate 
homeland security related research and development programs currently 
scattered throughout the Executive Branch. It would also assist state 
and local public safety agencies by evaluating equipment and setting 
standards.
Border and Transportation Security
    Our number one priority is preventing future terrorist attacks. 
Because terrorism is a global threat, we must attain complete control 
over whom and what enters the United States in order to achieve this 
priority. We must prevent foreign terrorists from entering our country 
and bringing in instruments of terror. At the same time, we must 
expedite the legal flow of people and goods on which our economy 
depends.
    Protecting our borders and controlling entry to the United States 
has always been the responsibility of the Federal government. Yet, this 
responsibility is currently dispersed among more than five major 
government organizations in five different departments. Therefore, 
under the President's proposed legislation, the Department of Homeland 
Security would for the first time unify authority over major federal 
security operations related to our borders, territorial waters, and 
transportation systems.
    The Department would assume responsibility for operational assets 
of the United States Coast Guard, the United States Customs Service, 
the Immigration and Naturalization Service (including the Border 
Patrol), the Animal and Plant Health Inspection Service, and the 
Transportation Security Administration. The Secretary of Homeland 
Security would have the authority to administer and enforce all 
immigration and nationality laws, including, through the Secretary of 
State, the visa issuance functions of consular officers. As a result, 
the Department would have sole responsibility for managing entry into 
the United States and protecting our transportation infrastructure. It 
would ensure that all aspects of border control, including the issuing 
of visas, are informed by a central information-sharing clearinghouse 
and compatible databases.
Emergency Preparedness and Response
    Although our top priority is preventing future attacks, we cannot 
assume that we will always succeed. Therefore, we must also prepare to 
minimize the damage and recover from attacks that do occur. The 
President's proposed legislation would require the Department of 
Homeland Security to ensure the preparedness of our nation's emergency 
response professionals, provide the federal government's emergency 
response to terrorist attacks and natural disasters, and aid America's 
recovery.
    To fulfill these missions, the Department would oversee federal 
government assistance in the domestic disaster preparedness training of 
first responders and would coordinate the government's disaster 
response efforts. The Federal Emergency Management Agency (FEMA) would 
become a central component of the Department of Homeland Security, and 
the new Department would administer the grant programs for 
firefighters, police, emergency personnel, and citizen volunteers 
currently managed by FEMA, the Department of Justice, and the 
Department of Health and Human Services. The Department would manage 
certain crucial elements of the federal government's emergency response 
assets, such as the Strategic National Stockpile. In the case of an 
actual or threatened terrorist attack, major disaster, or other 
emergency, the Secretary of Homeland Security would have the authority 
to call on other response assets, including Energy's and the EPA's 
Nuclear Incident Response teams, as organizational units of the 
Department. Finally, the Department would integrate the federal 
interagency emergency response plans into a single, comprehensive, 
government-wide plan, and ensure that all response personnel have the 
equipment and capability to communicate with each other as necessary.
State/Local Government & Private Sector Coordination
    The Department of Homeland Security would consolidate and 
streamline relations on homeland security issues with the federal 
government for America's state and local governments, as well as the 
private sector. It would contain an intergovernmental affairs office to 
coordinate federal homeland security programs with state and local 
officials. It would give state and local officials one primary contact 
instead of many when it comes to matters related to training, 
equipment, planning, and other critical needs such as emergency 
response.
Secret Service
    The Department of Homeland Security would incorporate the Secret 
Service, which would report directly to the Secretary. The Secret 
Service would remain intact and its primary mission will remain the 
protection of the President and other government leaders. The Secret 
Service would also continue to provide security for designated national 
events, as it did for the recent Olympics and the Super Bowl.
Non-Homeland Security Functions
    The Department of Homeland Security would have a number of 
functions that are not directly related to securing the homeland 
against terrorism. For instance, through FEMA, it would be responsible 
for mitigating the effects of natural disasters. Through the Coast 
Guard, it would be responsible for search and rescue, navigation, and 
other maritime functions. Several other border functions, such as drug 
interdiction operations and naturalization, and would also be performed 
by the new Department.
White House Office of Homeland Security and Homeland Security Council
    The President intends for the White House Office of Homeland 
Security and the Homeland Security Council to continue to play a key 
role, advising the President and coordinating a vastly simplified 
interagency process.
Making Americans Safer
    The Department of Homeland Security would make Americans safer 
because our nation would have:

<bullet> One department whose primary mission is to protect the 
        American homeland;
<bullet> One department to secure our borders, transportation sector, 
        ports, and critical infrastructure;
<bullet> One department to integrate threat analyses and vulnerability 
        assessments;
<bullet> One department to coordinate communications with state and 
        local governments, private industry, and the American people 
        about threats and preparedness;
<bullet> One department to coordinate our efforts to protect the 
        American people against bioterrorism and other weapons of mass 
        destruction;
<bullet> One department to help train and equip for first responders;
<bullet> One department to manage federal emergency response 
        activities; and
<bullet> More security officers in the field working to stop terrorists 
        and fewer resources in Washington managing duplicative and 
        redundant activities that drain critical homeland security 
        resources.
The New Department Would Improve Security Without Growing Government
    The Department of Homeland Security must be an agile, fast-paced, 
and responsive organization that takes advantage of 21st-century 
technology and management techniques to meet a 21st-century threat.
    The creation of a Department of Homeland Security would not 
``grow'' government. The new Department would be funded within the 
total monies requested by the President in his FY 2003 budget already 
before Congress for the existing components. In fact, the President's 
FY 2003 budget will increase the resources for the component parts by 
$14 billion over the FY 2002 budget. We expect that the cost of the new 
elements (such as the threat analysis unit and the state, local, and 
private sector coordination functions), as well as department-wide 
management and administration units, can be funded from savings 
achieved by eliminating redundancies inherent in the current structure.
    In order to respond to rapidly changing conditions, the Secretary 
would need to have great latitude in re-deploying resources, both human 
and financial. The Secretary should have broad reorganizational 
authority in order to enhance operational effectiveness, as needed. 
Moreover, the President will request for the Department significant 
flexibility in hiring processes, compensation systems and practices, 
and performance management to recruit, retain, and develop a motivated, 
high-performance and accountable workforce. Finally, the new Department 
should have flexible procurement policies to encourage innovation and 
rapid development and operation of critical technologies vital to 
securing the homeland.
Working Together to Create the Department of Homeland Security
    President Bush recognizes that only the Congress can create a new 
department of government. During his June 6th address to the nation, 
the President asked Congress to join him in establishing a single, 
permanent department with an overriding and urgent mission: securing 
the homeland of America, and protecting the American people. I am here 
to ask, as the President did, that we move quickly. The need is urgent. 
Therefore, the President has asked Congress to pass his proposal this 
year, before the end of the congressional session.
    Preliminary planning for the new Department has already begun. The 
formal transition would begin once Congress acts on the President's 
proposed legislation and the President signs it into law. Under the 
President's plan, the new Department would be established by January 1, 
2003, with integration of some components occurring over a longer 
period of time. To avoid gaps in leadership coverage, the President's 
proposal contemplates that appointees who have already been confirmed 
by the Senate would be able to transfer to new positions without a 
second confirmation process.
    During this transition period, the Office of Homeland Security will 
maintain vigilance and continue to coordinate the other federal 
agencies involved in homeland security. Until the Department of 
Homeland Security becomes fully operational, the proposed Department's 
designated components will continue to operate under existing chains of 
command.

    Mr. Greenwood. Thank you, Governor; thank you very much.
    The Chair recognizes himself for 5 minutes for purposes of 
questions.
    Governor, as you know, this committee worked hard to pass 
the Public Health Security and Bioterrorism Preparedness and 
Response Act of 2002; and the title of that act, Public Health 
Security and Bioterrorism Preparedness and Response was meant 
to underline the dual-use nature of the programs and the grants 
that we wanted to create.
    We directed the Secretary of Health and Human Services in 
that statute to award grants to States, cities and hospitals 
and other health care facilities and providers to enhance 
education, training, supplies and equipment at the local level 
for bioterrorist attacks and other public health care 
emergencies, many of them naturally occurring.
    The--we noticed in the bill, DOJ--we did that because we 
know that DOJ and FEMA were geared toward more traditional 
first responders, such as fire and police, and we wanted to get 
these grants out to the health care providers.
    In the President's homeland security proposal, these 
bioterrorism programs would be continued to run through HHS, 
but the Secretary of the Department of Homeland Security could 
essentially control the HHS programs by establishing its 
parameters and setting its priorities. The question is, how do 
we make sure that these resources are there to prepare for an 
assault by West Nile virus or a new strain of influenza, so we 
have preparedness for the naturally occurring disasters and 
still are prepared for possible terroristic--bioterroristic 
attacks and how do you see the Secretary coordinating those 
concerns?
    Mr. Ridge. Mr. Chairman, first of all, you and your ranking 
member on the committee need to be congratulated once again for 
the extraordinary effort on the bioterrorism measure. It went a 
long way in helping focus the departments and the Government 
and on the critical need not only now, but in the future in 
dealing with this issue.
    You raise a very important issue that hopefully is dealt 
with to your satisfaction within the legislation. You note very 
appropriately that the public health system really is a dual 
infrastructure. Whether the microbes of an infectious disease 
are brought to us in an envelope from a terrorist or as a 
result of Mother Nature, it is still problematic to citizens 
and communities.
    The Health and Human Services will continue to have an 
independent funding stream to direct the resources to the dual 
infrastructure, the CDC and NIH and other laboratories and 
research facilities as well. But by specific legislative 
language included in this proposal the President submits to 
you, there is a direct responsibility for the new Cabinet 
Secretary to cooperate and coordinate and establish priorities 
in conjunction with the Secretary of Health and Human Services.
    It, incidentally, is a partnership that predated the 
legislative proposal. Secretary Thompson has worked very, very 
closely with the Office of Homeland Security and the White 
House, and in fact, Secretary Thompson and his people worked 
closely with us on the language of this legislation.
    So your interests are appropriate in ensuring that the 
collaboration that preexisted, that this proposal continues to 
exist; and we believe that the language in the President's 
initiative ensures that.
    Mr. Greenwood. Kind of a day-to-day basis, I mean, what 
happens if the Secretary of Homeland Security calls up the 
Secretary of HHS and says, I am concerned about some 
intelligence that we are gathering about the potentiality of a 
bioterrorist assault in a particular part of the country, and I 
would like to marshal some CDC forces out there, and the 
Secretary of Health and Human Services says, I don't think we 
can spare that right now, I am worried about an outbreak of a 
pathogen naturally occurring that the CDC has been monitoring 
in another part of the country; and the two Secretaries become 
less than congenial in their cooperation?
    How do you see that being resolved?
    Mr. Ridge. I think there probably would be a two-step 
process. First of all, since the President seeks to retain the 
Office of Homeland Security within the White House, we will 
continue to have a coordination role. The matter may be 
resolved by the intervention of the Assistant to the President, 
bringing the parties together.
    It is a process that we have used on several occasions 
internally, and I suspect that would be used again. I believe 
that is at the heart of the President's decision to keep that 
Assistant to the President for Homeland Security operational 
within the White House.
    But, second, obviously if there is a disagreement between 
Cabinet members or among Cabinet members, the ultimate tie 
breaker is the President of the United States.
    Mr. Greenwood. So it is your understanding that the 
Secretary of Homeland Security would not be able to say to the 
Secretary of Health and Human Services, I have listened to what 
you have said, appreciate your concerns, now do what I tell 
you--wouldn't have the power to override unilaterally?
    Mr. Ridge. I believe the President preserves the autonomy 
of both Cabinet Secretaries.
    Clearly, the intelligence information that would be 
available to the Secretary of Homeland Security would also be 
available to the Secretary of Health and Human Services; and 
based upon that information, based upon vulnerability 
assessments that are available to both, it would hopefully 
result in an agreement on joint action.
    But in the possible event that a difference of opinion 
would arise, there are tie breakers to move quickly.
    Mr. Greenwood. The Chair recognizes the gentleman from 
Florida, Mr. Deutsch, for 5 minutes.
    Mr. Deutsch. Thank you, Mr. Chairman. And I guess my focus 
is a follow-up on what the chairman mentioned.
    We are getting into some of the details. I think there is a 
concern, just trying to flesh out this issue, of how we 
envision--because we actually think we have done a good job and 
are doing a good job and continue to make strides in the public 
health area that--you know, taking public health into--or what 
would be left.
    What is your vision of what would be left in HHS of public 
health issues after the Department of Homeland Security takes 
out the significant component?
    Mr. Ridge. One of the most critical pieces, I believe, is 
our public health infrastructure. NIH and CDC remain an 
integral and robust part of the Health and Human Services 
research effort, outreach effort and response effort.
    So I think the point of the legislation is to create an 
environment and a means by which the Secretary of Homeland 
Security, working in collaboration with the Secretary of Health 
and Human Services and understanding that the research 
infrastructure preexisted the Department of Homeland Security 
and has a longstanding relationship with Health and Human 
Services, CDC, NIH and the other laboratories to which they may 
refer research--that infrastructure continues to exist.
    And Health and Human Services will obviously have the 
opportunity to come up and work with Congress on public-health-
related issues specifically. But as they work on health-related 
issues, bioterrorism issues, there will be that collaborative 
relationship between the two.
    And when it comes to local preparedness, that grant program 
that heretofore had been in Health and Human Services, will be 
shifted to the Department of Homeland Security. It will be in 
everyone's best interest, however, recognizing the dual nature 
of the infrastructure that exists out there in the public 
health system, that the work is done in collaboration; and that 
is the specific reason that the Secretary of Health and Human 
Services is mentioned in this legislation--in Title III, I 
believe.
    Mr. Deutsch. Again, this is not really in any way a 
critique, but the best result.
    Mr. Ridge. We are trying to work to refine it.
    Mr. Deutsch. Focusing on this issue specifically--and you 
just mentioned it, and that is--our understanding is that the 
public health funding mechanism that HHS does, the department 
will take over all of that. And theoretically--again within 
your mission, or not your person, but the mission of the new 
department, this is again--I guess where the concern lies is 
that in my opening statement, I talked about the fact that I 
think people are doing a much better job. In fact, it is a 
necessary condition that they have responsibility, that they 
have goals and that they achieve those goals.
    Unfortunately, a lot of the things related to public health 
are not what we, I think, really envision as your goal as a new 
department. And I guess the concern I have, and I think many of 
the members of this subcommittee and committee share, is that, 
if anything, we need to be pushing forward on all sorts of 
public health issues that are really not a component of--as you 
said in your answers previous to this, are not really a 
component of bioterrorism or chemical, you know, potential 
weapons of mass destruction against the United States.
    So how do we--I mean, I understand what you are saying. But 
as we are structuring an agency, how do we deal with this 
concern, I think, is a very real question. And I know you 
responded----
    Mr. Ridge. I think you raised a very important point and 
you have offered, as all the committee members have, to work 
with us on refining the language so that it continues to meet 
the goals of the President as well as the committee's goal of 
continuing to buildup a public health infrastructure that has 
been--that has deteriorated over the past decade or so for lack 
of funding; and that refinement we'll just have to work with 
you on as we go about moving this legislation forward.
    But it is clear that the public health infrastructure, any 
investment from--either directly from Health and Human Services 
or Homeland Security will end up having dual value, one in 
combating terrorism, another just making our public health 
system more robust and, frankly, long-term, improving the 
overall health of the country generally.
    So working out that refinement with you in the language to 
make sure that we meet both objectives is certainly something 
we want to do.
    Mr. Deutsch. I see my time is running out. I would like to 
ask one much more general question, which is, what lessons have 
we learned and going forward at this point in the creation? 
Obviously we talked about what happened post-World War II and 
the creation of the National Security apparatus. But really, 
the more recent agencies, the Department of Energy, other 
agencies in terms of their creation. And I've read a number of 
press accounts of just historically your interviews with people 
that the creation of a new department almost by definition has 
inherent bureaucratic problems in terms of staffing issues, in 
terms of other issues.
    I mean, how are you approaching the just systemic problems 
of, you know, creating that large of a bureaucracy, and what's 
the apparatus that you have in place at this point in time to 
deal with some of those acknowledged issues that you will face?
    Mr. Ridge. Congressman, first of all, the legislation 
provides from the effective date a year transition period, 
because clearly your ability to aggregate all these people and 
all these departments and the infrastructure is certainly going 
to take some time. And so there is a year transition process. 
And you and I can well imagine that it will probably take even 
longer than that to get the kind of specific changes and 
refinements we need to maximize the effectiveness of this 
organization. But we have got a good period of time, a year 
transition.
    Second, the President has asked in his proposal that the 
new Secretary be given more flexibility and greater agility in 
order to deal with issues such as the information system 
integration procurement and, for that matter, personnel. And 
depending on the wish and will of the Congress of the United 
States investing in the new Secretary the ability--the 
flexibility to deal with some of these issues I think would 
depend how quickly we can get the system operating to maximum 
effectiveness.
    Mr. Greenwood. The Chair thanks the gentleman, and 
recognizes the Chairman of the full committee, Mr. Tauzin.
    Chairman Tauzin. Thank you, Mr. Chairman.
    Governor Ridge, I hope you will give me a minute just to 
get something off my chest. There is a lot of work in this bill 
and a lot of work that I know you are doing in terms of 
securing our borders, and they need to be secured, but there's 
three points I want to quickly make.
    One is that the instruments for terrorists to use against 
our people are here. The jet fuel that was exploded at the 
World Trade Center and here at the Pentagon was made in 
America. The airplanes were built in America. And the fuel 
trucks and the ambulances that a couple of people in New Jersey 
were trying to buy this week were made in America. And I 
suspect that we haven't paid enough attention to that. We had 
better, that someone with an evil intent against our people 
doesn't have to bring a doggone thing in through our borders. 
We have got a lot of stuff right here in America that they can 
turn against us if they are evil enough and intentional enough 
to do it.
    Second, the terrorists are here. They are not in 
Afghanistan. If anybody has not seen Jihad in America, pick it 
up from PBS. The cells are operating not just in New York and 
Washington, but in little communities all over this country, in 
St. Louis, in New Orleans, in Kansas City and communities all 
over this country. They are here, they are operating, and they 
have come in under student visas. And in the 1990's, I started 
an effort to try to do something about students, and could not 
get any attraction to the issue. But we have let people in 
under student visas and left it entirely up to the school to 
track their movements. Some of them never registered to go to 
school; if they did register in school in English, they could 
switch to chemical engineering or nuclear engineering, for all 
we know, and nobody ever notified the State Department. And if 
they graduated or if they left, nobody notified the State 
Department, and they have settled in in communities all over 
this country. And we need to face that fact. We have let them 
in and they are here, and they are waiting for new 
instructions. And we had better face that fact. And the 
information they need to do is harm is so readily available in 
a free society. We really have to be careful.
    In the 1960's, 1970's, in the State legislature in 
Louisiana, I tried to require a--pass a bill to require the 
desensitization of something as common as ammonium nitrate 
fertilizer and make sure you wouldn't mix it with fuel oil and 
make a bomb. Couldn't get any traction on it. This committee 
held hearings on this issue. But a guy named McVeigh simply had 
to go in an agriculture center and buy some fertilizer and go 
to a hardware store and buy a few canisters of butane gas, and 
he built a bomb that took down a Federal building.
    We predicted that in the 1970's when we were debating 
whether we should desensitize ammonium nitrate fertilizer 
before it's sold in the markets. Information about how to do 
that is on the Internet. Information about how to use thousands 
of available chemicals and products we make in America to turn 
them into weapons of destruction, here in America, not 
imported, not bringing a doggone thing in through a ship or a 
plane, but right in this country, the information on how to use 
those things, readily available.
    You have got an awesome task; we have an awesome task. But 
we have to face the facts: We have let the enemy in; he resides 
among us; and he is prepared to use the things, the common 
things in our lives to turn them against us, to do us harm. And 
a free society, a Nation that prides itself on freedom of 
information and a free access to goods and supplies and 
information suddenly is challenged about how to balance all 
those incredibly important rights that make us special, make 
this country special, against now the threat that lives at home 
with us in our own neighborhoods. And, this department is going 
to be critical.
    And I want to ask you a couple of questions about it, but I 
want to make that statement first, because I hope everyone 
realizes just how serious this business is, and how creating a 
department with the absolute buck-stops-here authority to 
organize and coordinate and to do anything within our legal 
system to stop these people from harming our citizens here in 
America now, unlike any threat we have faced in the history of 
our country, is going to be simply awesome, and we have got to 
do this thing right.
    I noticed in the President's proposal, for example, that 
the Freedom of Information changes. The changes you recommend 
being made about providing new protections against public 
disclosure of some sensitive information is limited only to 
information that's provided voluntarily, and is non--it is 
provided by non-Federal entities with respect to critical 
infrastructure activities. I wonder why that's limited. I 
wonder why, when the government compels a private entity, such 
as a safe water drinking facility or an electric generation 
facility or a manufacturing plant that's manufacturing critical 
components--when the government complies, they have to submit a 
vulnerability assessment, and it's under government requirement 
mandate to do so, why we couldn't protect that information as 
much as we would protect information that's voluntarily 
supplied. I hope you look at that.
    Mr. Ridge. We will.
    Chairman Tauzin. I hope you look at whether or not the non-
Federal entity limitation is a good one, or whether there are 
some Federal entities that may supply information to your--to 
our new Department of Homeland Security that ought not be in 
the public domain; that may be accessible by the right persons 
in the government, but nevertheless protected from disclosure 
on the Internet because it may open the door to some sort of 
road map for destruction. We need to be careful, very careful 
about that, as we go down the future.
    I notice in the bill, Governor Ridge, that one of the R&D 
programs, nuclear smuggling, is exempted from complete transfer 
to the Homeland Security office, that it suggests instead that 
the DOE jointly operates the program. I wonder if that isn't a 
better model for a number of R&D programs. And I would--you 
don't need to respond today, but I would love your office, 
before we act on this proposal, to explain to us why that model 
wouldn't work for a number of the other R&D programs which are 
equally sensitive as nuclear smuggling might be in terms of 
joint operation, rather than simple pure transfer out of the 
department.
    I want to emphasize the points that Mr. Waxman made about 
our public health entities, and I believe Chairman Greenman 
made it, too. When we debated the bioterrorism bill, we were 
very, very careful not to create a special unit at the CDC that 
strictly related to terrorist attacks to our public health, 
because, frankly, when an outbreak of infectious disease hits 
or something else happens in this country, we don't know at the 
start how it happened, we just know we have got a problem on 
our hands. CDC has to respond whether it's a terrorist or 
whether it's a natural pathogen in our society. And we have to 
be careful that we don't create a situation where bureaucrats 
have to first debate where to send the issue before we can 
respond. And I would hope that as we evolve this new 
department, we are careful about that.
    I would like to point out to the committee again in regards 
to my opening statement, we discovered just last week that the 
smallpox--rather, the anthrax bacteria that was sent in the 
mail was probably cultured here in America, not brought in over 
borders, again, but cultured here in America and may be 
cultured again in America.
    CDC needs to respond whether it's someone culturing it in a 
lab and it accidentally gets out, or someone has got an evil 
intent in sticking it in the mail trying to kill people. They 
have got to have a clear capacity to respond and not wait for 
some bureaucrat to say, ``Okay. We don't think it's a terrorist 
attack, so you are in charge instead of us.'' that's a very, 
very sensitive decision we have to make.
    I want to also mention that in regard to--in regard to the 
President's proposal, there is a proposal in here to give the 
new Secretary authority to take, seek--or, seek to effect 
protective measures to secure critical assets, including those 
in the private sector. I mentioned this in the opening 
statement, but I hope you pay an awful lot of attention. I want 
to look at this very carefully before we complete action on 
this bill.
    The last thing we need is to create another bureaucracy 
with regulatory authority in this area, and I would hope this 
is not designed to do that. And we are going to be watching 
very carefully that this truly represents an effort to 
coordinate the public/private partnership rather than creating 
new lines of authority that are going to contradict other 
regulatory agencies of the government in some of these private 
sector operations.
    Finally, Governor Ridge, I think one of the best pieces of 
information and advice that came to the President the other day 
at our meeting with you came from John Dingell of Michigan, the 
ranking member of our full committee, who pointed out to the 
President and to you--and I wanted to emphasize his words 
again--that we have seen in the past creation of Federal 
agencies cobbled together out of pieces of different other--
different agencies, with other different cultures and with 
other different organizational structures. We have seen the 
creation of some big messes. He cited the Energy Department as 
one. I want to second that.
    The Energy Department represents one of the most difficult 
organizations in the government to manage because it was 
cobbled together, with all sorts of different pieces, some of 
which contradict one another; there are fiefdoms all over that 
department that don't cooperate with one another, that the 
right hand doesn't know what the left hand is doing, and 
wouldn't want to know if it was told.
    The problems inside the Energy Department are not because 
of the--of any particular leaders, and Mr. Abraham is doing his 
best, as you know, to manage that department, as other 
Secretaries have done before him. It was a problem inherent in 
the way it was constructed.
    I would urge you and the President to pay special attention 
to Mr. Dingell's words here, as we cobble together a new 
department, one that may be more critical than any we have ever 
cobbled together in a long, long time. I would hope that you 
pay special attention to the pieces you put together, and to 
make sure we don't create another mess like we have created 
with the Energy Department.
    Thank you, Mr. Chairman.
    Mr. Ridge. Thank you very much for your commentary, your 
observations, and the recommendations and concerns you have 
expressed. Let me just try to summarize a quick response, 
noting the many interests and concerns you have with the 
legislation: That a good organization isn't necessarily a 
guarantee of success. A flawed organization is guarantee of 
failure. And that's why we believe that working together with 
Congress as we refine the ideas and address the concerns, 
hopefully, we can avoid the pitfalls that have undermined 
earlier reorganization efforts, and never really led to the 
unity of command and the kind of effectiveness that I think 
those who had organized it way back when had intended and had 
hoped. We need to avoid all those pitfalls as we ramp up this 
new organization.
    Mr. Greenwood. The Chair thanks the gentleman, and 
recognizes for 5 minutes for inquiry the gentleman from 
Michigan, Mr. Stupak.
    Mr. Stupak. Thank you, Mr. Chairman.
    Governor Ridge, you said in your statement that homeland 
security works when the hometown is secure. I want to talk a 
little bit about IBETs and some of the intelligence-gathering 
stuff that we have going on in this country. The IBETs, as you 
know, are Intelligence Border Enforcement Teams, and there are 
13 of them, and after September 11, I think Customs did a 
pretty good job. But I want to point out where I think there is 
a gaping hole. I want to see if this is still driven by 
Customs, or will Homeland Security now take charge.
    Thanks to my friend here, Mr. Strickland, here is Michigan. 
It's just a map of Michigan. You have an IBET down here in the 
Detroit area, right down here. And that comes right around 
here, so that's pretty much covered here. But then you don't 
have another IBET until you get way over here to Thunder Bay, 
Canada. So all this area in here--and by the way the crow 
flies, if you did a straight line, it's about 700 miles. But 
where we have a lot of activity is here in Sault Sainte Marie, 
Canada.
    Mr. Ridge. Right.
    Mr. Stupak. And that's about 700 miles. When you come over 
here, the islands are right here by Drummond and then the 
Channels. It's very easy, St. Mary's River, are very easy to 
cross. It's a major hole in our IBETs. So my question is, if 
you are going to do an IBET, who will make that determination 
now? Customs? Or will Homeland Security?
    Mr. Ridge. Customs will be an integral part of the 
reorganization effort. Interestingly, you talk about this 
rather unique alignment of multiple agencies led by Customs. 
Because when I complete the hearing today, I am going to spend 
a little time with some of the officials that are running one 
down in Key West. It's a good model. It's been very effective 
where it has been deployed. I see no reason why the new Cabinet 
Secretary would do anything other than to try to continue to 
enhance and empower its activity.
    As you know, the President in his 2003 budget proposal also 
calls for I think the largest increase in support for the Coast 
Guard ever. We need additional people and boats and platforms 
to buildup their capacity, because clearly now border security 
and port security has taken on an enhanced dimension. So----
    Mr. Stupak. But then who would do an IBET then? Coast Guard 
or Homeland Security now?
    Mr. Ridge. Well, by definition, if the Coast Guard's doing 
it under the new department, Homeland Security would be doing 
it. Again, it is a best practice that I would suspect that the 
new Secretary would continue to try to deploy. It has proven to 
be successful.
    Mr. Stupak. Well, at these IBETs, and even--we don't have 
an IBET here at Sault Sainte Marie, where I think we should. We 
do have the Sault Area Intelligence Committee, and they are 
working with the Canadians, and we have 12 Federal agencies 
working out here trying to help secure the border here. But the 
problem with that one--that's one of the problems we are 
concerned about--is, while you have 12 agencies working well 
with the Canadians and all the local and county law 
enforcement, no is one is in charge. You have 12 agencies. They 
are all working together cooperatively--and I don't mean to be 
critical of what they do. I think they do a great job. But if 
something happens or if someone has to call a shot, we are 
going to do this, there is no one there who is in charge. And I 
think that's one of the problems we have when we start talking 
about security at our borders and elsewhere. And I would hope 
the new Homeland Security would have, at least at these area 
intelligence committees, someone to go to. Who is the go-to 
person in that local area, is what we sort of need to do.
    Mr. Ridge. You highlight a feature of border security that 
became evident to me as we put together a team from Customs and 
Coast Guard and INS and other agencies that deal with border 
security to develop a 21st century smart border accord with our 
friends in Canada.
    Mr. Stupak. Sure.
    Mr. Ridge. That's an ongoing process, where we look to 
critical review of our infrastructure, protective 
infrastructure, and how we facilitate the flow of people and 
goods, at the same time enhancing security.
    So under the new agency, the coordinating function to a 
certain extent would be replaced by a command function, because 
you have Customs in one department, you have INS in one 
department, you have Border Patrol in another.
    Mr. Stupak. FBI.
    Mr. Ridge. Now, under the President's proposal, they would 
be all aligned singularly under an under secretary. So I think 
you will enhance the effectiveness of that kind of program, 
because you now have a command structure that can direct that 
it be done. And it is a good practice.
    Mr. Stupak. But if it's the IBET or like the Sault Area 
Intelligence Committee, I guess what I want to know, so we 
aren't pointing fingers like we do after September 11, where 
would I go to get full accountability on the issue? Who or what 
department--and, as we say--does the buck stop here? And, will 
the department order Customs to do it, the new department? Who 
is going to have the accountability? Where does the buck really 
stop with that new proposal?
    Mr. Ridge. I think it's a very appropriate question that 
you've asked, because you want the authority to get things 
done, be aligned with the accountability. And, at the end of 
the day, that will be determined by the new Cabinet Secretary. 
But----
    Mr. Stupak. So the Cabinet Secretary would be----
    Mr. Ridge. Clearly, I think that's the primary reason 
behind the President's reorganization effort aligning authority 
with accountability.
    In here, what you finally have is a consolidation of the 
many agencies involved in IBET under one command structure. You 
can do--you can go so far trying to coordinate activity among 
organizations. I think you can go even further when you can 
command activity among organizations. And now I think you have 
a unitary command structure that will enhance the capacity of 
those multiple agencies to do that kind of job.
    Mr. Stupak. Well, when you see your Florida IBET, I would 
be interested in seeing your reaction to it, and see if there 
is one person in charge down there, or are we still all 
cooperatively.
    Mr. Greenwood. The time of the gentleman has expired.
    Mr. Stupak. Thank you, Mr. Chairman.
    Mr. Greenwood. The Chair recognizes the gentleman from 
Kentucky, Mr. Whitfield, for 5 minutes.
    Mr. Whitfield. Thank you, Mr. Chairman.
    Governor Ridge, Chairman Tauzin touched on a matter that 
I'm interested in and I'm sure other members of the committee 
are also, and that was the FOIA protection in the President's 
proposal being limited to voluntary information supplied by 
non-Federal entities. And, as he has indicated, EPA and others 
sometimes require entities to provide vulnerability 
assessments, which, under the President's legislation, would be 
subject to a FOIA request. Is that an issue that you all are 
willing to revisit and determine whether or not his proposal 
would be subject to change in that area, or not?
    Mr. Ridge. Yes, it is, Congressman. I mean, the legislation 
as drafted was directed specifically at a problem that has been 
experienced by a lot of the Cabinet Secretaries, and even 
during the work of the Office of Homeland Security, and that 
is, getting an understanding that 80 to 90 percent of the 
critical infrastructure in this country is owned by for-profit 
entities. And they are anxious, just as all Americans are, to 
help. They are anxious to participate. They want to let the 
government know, for a variety of reasons, where they view 
themselves as vulnerable. As--the companies are custodians of 
not only the proprietary interests, but they're neighbors in 
communities, they're corporate citizens, and have a 
responsibility to all these different groups. But they are 
not--our sense is that they would be a lot more forthcoming 
voluntarily in sharing this kind of information with us if it 
was part of a limited exemption to the Freedom of Information 
Act.
    So whether or not we expand it is certainly worth 
consideration, not only in this bill but down the road in the 
years ahead.
    Mr. Whitfield. Okay. Well, thank you, Governor. And I 
notice also that some of the transferred functions that would 
be coming into the new department relate to DOE's non-
proliferation work with certain countries, and particularly 
Russia. And this is a little bit parochial interest of mine, 
narrowly focused, and maybe you don't know the answer to it, 
but recently DOE entered into a new agreement with the United 
States Enrichment Corporation to be the executive agent for 
bringing in enriched uranium from Russia as a part of the non-
proliferation efforts in that country. Is that the type of an 
agreement that would be transferred to the new agency, or would 
that remain with the National Security Council? Or do we know?
    Mr. Ridge. That kind of agreement as presently drafted, I 
believe, with remains with the National Security----
    Mr. Whitfield. Okay.
    Mr. Ridge. [continuing] apparatus of this country.
    Mr. Whitfield. Okay.
    Mr. Ridge. You should know that the agencies and 
departments and programs that we have drafted into the 
Department of Homeland Security has been done with very close 
collaboration with the Department of Energy and others. And 
because of the complex nature of these programs--you just 
alluded to one of them--there are international aspects to this 
that involve issues that are related to homeland security, but 
also involving the Department of State and the National 
Security Advisory and the like. So, we have been very careful 
in drafting these programs. But that would remain with the 
national security apparatus of this country.
    Mr. Whitfield. I notice that we have some private 
companies, like FedEx and the Port of Virginia that are 
actively testing and pursuing installation of radiation 
detection devices throughout their systems right now. But there 
are no Federal standards in this regard for radiation detection 
devices, and there is no single Federal entity to which the 
companies can look to guidance--for guidance and support. Will 
this new Department of Homeland Security be able to assist in 
providing leadership in that area for these private companies 
that want to pursue this?
    Mr. Ridge. Congressman, you've raised that question; 
Congresswoman Harman has raised that question. Literally dozens 
of your colleagues have done the same thing.
    It is the purpose of the creation of the unit within 
Homeland Security of weapons of mass destruction 
countermeasures, and to involve a means by which we can 
establish the kind of standards and the point of access so the 
companies can work--know, one, the standards that we would like 
their equipment to meet; and, two, a point of access to get 
their equipment, their technology tested against those 
standards.
    So, again, this is a work in progress, but develop a center 
of excellence around the Lawrence Livermore Lab, but using the 
other national labs and the other research facilities in this 
country, we would hope to, one, create a point of access for 
testing and evaluation; and, two, as we develop national 
strategy, to set national standards.
    One of the big challenges we have in setting a--in 
developing a national strategy over a Federal system is we 
can't necessarily dictate to State and locals or Federal 
agencies, for that matter, the kinds of equipment that they 
must acquire or purchase. But by setting standards, we can go a 
long way in making sure that the equipment, from whomever the 
vendor might be, is interoperable with the other equipment that 
may be needed at the time.
    Mr. Whitfield. Thank you.
    Mr. Greenwood. The time of the gentleman has expired. The 
Chair recognizes the gentleman from Ohio, Mr. Strickland, for 5 
minutes.
    Mr. Strickland. Thank you. And my friend from Michigan has 
a quick question here. I do have some questions, but I will 
yield the time to him temporarily.
    Mr. Stupak. Thanks.
    Exactly on that point, on the radiation detection issue. 
Customs said we are going to do it, and then Customs says we 
know nothing about it, so they give it to DOE. DOE says we 
don't know anything about it, so we give it to Lawrence 
Livermore now. So now we have three ways down the scale. Who is 
making the decision? Who is going to be ultimately responsible 
and accountable? This has been going on for some time.
    Mr. Ridge. It has.
    Mr. Stupak. And someone has got to say enough is enough. 
Let's get the decision done. Let's get it made. Here, you have 
got Customs in saying, do this. Then they say, well, we really 
don't know anything about it, so we will give it to DOE. They 
contract to DOE; DOE says, yeah, good idea. We should do a 
standard, but we don't know what it is. Let's contract to one 
of our labs.
    Now we are three ways down the ladder and three rungs down 
the ladder. How is this ever going to get done? We need someone 
to take the bull by the horns and say get it done.
    Mr. Ridge. Congressman, I think you reflect a challenge not 
only for Homeland Security in terms of how those three 
departments operate, but overall the operation of the Federal 
Government. You know, bringing some kind of a concerted effort 
to resolve these issues and getting someone to make a decision 
based upon a national strategy, national priorities, and 
national vulnerabilities is what needs to be done, and that is 
at the heart of the President's proposal.
    One, the Department of Homeland Security, where this kind 
of issue can be resolved once a strategy is developed, 
priorities have been developed based on vulnerabilities and 
threat assessments, and then targeting the research, the 
appropriate research dollars to that end.
    We have a fairly robust and fairly expansive and expensive 
series of research and development activities within the 
Federal Government. It's ad hoc, and at least under the 
umbrella of the Department of Homeland Security, those kinds of 
efforts relating to protecting our way of life and our citizens 
would be given, I think, a strategic focus, long overdue, as 
you pointed out in your question.
    Mr. Stupak. Right. And in this whole thing, we have 
entities willing to install the equipment, we have vendors 
willing to sell the equipment. How do we bring it all together 
is really sort of the crux. Going back to the accountability 
issue, we have vendors, again, willing to sell, you have got 
people willing to install. But what do we install? What's the 
standard? How do we do it? That's--that's the part we have got 
to get our hands on, and I'm just looking for more specific 
proposals in the President's legislation that would put someone 
in charge to get it done, to get that accountability.
    Mr. Ridge. Well, I think if you take a look at the one unit 
in there that deals with research and development and science 
and technology, that is the President's intention, that the 
centerpiece of the strategic--the strategic direction for 
homeland security research and development would be here. It 
would be through the Lawrence Livermore Laboratory. You would 
have centers of excellence at some of the other laboratories. 
We have got an extraordinary system of academic research 
institutions around this country. I mean, we have got plenty of 
people who are prepared intellectually with the laboratories 
and the experience to direct their focus once the Federal 
Government decides where that--where that research should be 
directed. We have got plenty of people out there that can help 
us do it, once we give them specific direction. We don't do it 
now. We just do it on an ad hoc basis.
    Mr. Strickland. Mr. Secretary, I just wanted to share some 
information that was in the Youngstown Vindicator regarding the 
possible location of the new department, and just to let you 
know that Youngstown, Ohio would be more than happy to provide 
a home for your new department. There has been some discussion.
    Mr. Ridge. I thought maybe in Pennsylvania somewhere. But 
apparently----
    Mr. Strickland. That's exactly what I was thinking.
    Mr. Ridge. We can get close to the river.
    Mr. Strickland. Sir, so that we both can benefit. But I 
have been thinking about this new department since the 
President has made his proposal, and one of the things that has 
concerned me is the fact that it appears that there was at 
least some failure to analyze data and to communicate data and 
so on. And I've been wondering how this new Secretary who is 
going to be responsible for homeland security is going to be 
able to do what they need to do--he or she needs to do if they 
don't have some direct authority over the agencies that are 
most responsible for intelligence in this country, specifically 
the FBI. And I'm wondering, how will the new Secretary be able 
to assure us and the Nation that the failures that have been 
identified in terms of not only data collection but data 
analysis and dispensation and the sharing of data and so on, 
how will the Secretary be able to deal with that problem, if it 
continues to exist, without having some direct authority over 
that agency?
    Mr. Ridge. Congressman, your question goes to the heart of 
the ultimate desire of the President, the Congress of the 
United States, and the people of this country, must do 
everything we can to prevent the attacks from occurring in the 
first place. And at the very heart of that effort is acting on 
credible intelligence and information, interdicting and 
preventing the attacks from occurring.
    By specific legislative language, the Congress of the 
United States will empower the new Secretary to secure the 
reports and the assessments and the analytical work done by the 
CIA and the FBI, but also be empowered to get the information 
and intelligence that any other agency generates. This is an 
historic new capacity within the intelligence community, 
because within the Department of Homeland Security there will 
be an integration and fusion function that heretofore has not 
existed. It will be based upon whether or not that assessment--
there are credible assessments with regard to threats, because 
in the same department you will match that up against potential 
vulnerabilities. More often than not, private rather than 
public. But if you have a credible threat targeted to a 
specific sector, to a specific company, to an area, you will be 
able to match and take a look at the vulnerabilities that may 
exist there, and then, again, in the same department have a 
recommendation of prescriptive or protective measures to be 
taken in response to the threat based upon the vulnerability.
    Let me just say, if I might, that the President believes 
very, very strongly that the CIA, which obviously gathers from 
time to time information that is relevant to domestic 
terrorism, also secures information with regard to terrorism 
around the world, also is involved on a daily basis with 
securing information with regard to challenges from sovereign 
states. Weapon systems, biochemical systems, and the like. So 
the portfolio of responsibilities for the CIA far, far exceeds 
just the targeting of domestic terrorist information.
    The President also believes very strongly that there is a 
direct line of authority, the DCI to one person in the 
executive branch, and that's directly to the President of the 
United States.
    The President also believes that the FBI should remain an 
integral part of the chief law enforcement agency of this 
country, the Attorney General's Office.
    But again, by specific legislative language, if the 
Congress adopts the President's proposal, you will create a new 
capacity of intelligence, integration, fusion, analysis, and 
then application. Because the reports and the assessments--the 
Phoenix memo would come to the new agency. Prior to this 
legislation, the Phoenix memo might have been lost in the 
department, in the FBI; but as the language is written with 
regard to the President's new Department of Homeland Security, 
the Phoenix memo would obviously be shared internally, but also 
be a piece of the information, the gathering that the FBI has 
done that would be shared with the new Department of Homeland 
Security.
    Mr. Greenwood. The time of the gentleman has expired.
    Mr. Ridge. I'm sorry. It's a long-winded answer to a very 
appropriate question.
    Mr. Greenwood. That's what we are here for.
    Mr. Ridge. All right.
    Mr. Greenwood. The gentleman from Kentucky is recognized 
for 5 minutes.
    Mr. Fletcher. Thank you, Mr. Chairman.
    And, Governor, I want to thank you. I know we all have some 
questions how this new agency will operate. I think there is 
very little question as to your capability of leadership and 
the choice that the President has made in you. So I want to say 
thank you for your leadership thus far.
    As I look over your testimony, and of the three really 
mission areas of this new agency, to prevent terrorist attacks, 
reduce America's vulnerability, and minimize the damage and 
recovery from attacks that do occur, I think I understand a 
little more clearly the prevention portion and kind of the 
reducing vulnerability. In the minimizing the damage and more 
in the response, as I understand it, if there were a major 
terrorist attack today, of whatever type it might be that the 
roles and responsibilities of the various Federal agencies that 
respond to such emergencies are currently well-defined in the 
Federal response plan.
    Mr. Ridge. Right.
    Mr. Fletcher. The FBI would be the lead for the crisis 
management portion; FEMA would lead for consequence management; 
and, if the attack occurred overseas on foreign soil, then the 
State Department would take the lead. And there are various 
other scenarios as well where the lead Federal agency may 
change.
    I think we have all been assured that this seemingly 
convoluted system would work and that everyone would understand 
the chain of command in it. But under this new plan, let me ask 
you, would the new Homeland Security Secretary be the lead 
Federal agency for all events, whether criminal or whether of 
natural origin, whether domestic or foreign? How would that be 
sorted out?
    Mr. Ridge. I believe it is the intent of the President that 
the unit within the new department dealing with the emergency 
preparedness and response become an all-hazard agency, and that 
is the Federal Emergency Management Agency. Heretofore, it 
would be responsible for the consequence management of acts of 
nature and potentially even horrific accidentally caused acts, 
such as the fires out in Arizona, but under the President's 
proposal become the lead agency to respond to both terrorist 
incidents and natural incidents as well.
    Mr. Fletcher. Well, what--given that, and the FBI--say you 
went back to an event like 9/11--of course, the Justice 
Department, there is criminal investigations of the Department 
of Defense.
    Mr. Ridge. Right.
    Mr. Fletcher. How would you see as far as the leadership 
role of the Secretary of the agency in responding? What roles 
would the FBI take? Would they still lead the criminal aspect 
and FEMA the natural disaster, if it were a different 
situation? And what would the new Secretary's responsibility--
and who would be the lead--who is going to be the boss in some 
of these decisions?
    Mr. Ridge. First of all, I would share with you that at the 
time the disaster occurs, I think the lines are--between law 
enforcement and FEMA are very much blurred, because the natural 
impulse of the men and women who rush to the scene, whether 
they are police, firefighters, emergency medical folks, or 
civilian volunteer, are to save as many lives as possible. And 
so I think you'll find that the first responders at the scene 
as you go about trying to save lives as quickly as possible 
will ultimately have the responsibility. That means as soon as 
FEMA can get to the scene, they would oversee the response and 
recovery effort. That is not to exclude, if the circumstances 
warranted, the FBI from the very beginning trying to preserve 
whatever evidence there might be at the scene. But as we have 
discovered in the two horrific--in the multiple horrific events 
around 9/11, the first impulse is to save lives. And that's 
exactly what they did. And the information that the FBI has 
gleaned isn't so much from the scene of the crime, it's from 
other sources as they patch together the profile of the 
terrorists and learned what they did and how they did it in 
preparation of the 9/11 tragedies.
    Again, the anthrax is a little bit different situation 
where you really had to have a collaborative effort at the 
scene.
    So I think it's going to vary from incident to incident. 
But at the end of the day, I believe you are going to have--you 
need FEMA to be in charge of the response. Mr. Fletcher. Then 
the FBI would still maintain control and the lead of the 
criminal aspect of it?
    Mr. Ridge. Correct.
    Mr. Fletcher. FEMA, kind of the first response and the 
humanitarian----
    Mr. Ridge. Right.
    Mr. Fletcher. To make sure to reduce the loss of life, and 
recovery.
    Mr. Ridge. Correct. Interestingly enough, when I visited 
Fort McClellan in Alabama where they are preparing first 
responders to get to the scene, they were training the firemen 
and the emergency medical technicians and others to be 
sensitive, depending on the scene and the kind of incident, 
about the necessity of trying to preserve what might be viewed 
later as evidence. And, at the same time, they were training 
the police, the local police, the State police, the auxiliary 
police, how to respond in a more traditional life-saving 
capacity.
    So there is a sensitivity within the first responder 
community to protect each--to support each other in the long-
term--with regard to their long-term duties. But the first 
response when people get to that scene is to save lives, not to 
gather evidence. But then it sorts itself out down the road.
    Mr. Fletcher. And I think, certainly, as this goes along I 
think, at least in my mind, it would help to be a little more 
clear of, you know, who is going to be in charge of what, 
who's--because one of the problems you have in management is 
always if you have two or more bosses, it makes it very 
difficult where the responsibility lies in a lot of these 
issues.
    Mr. Ridge. Clearly, the law enforcement function related to 
a terrorist incident, the investigation, the follow-on would 
vest in the Federal Bureau of Investigation. I mean, hopefully, 
there is no confusion there. Where there is confusion from time 
to time is who is in charge as soon as the incident occurs. And 
the experience that America witnessed and participated in on 9/
11, people didn't pay any attention to the authority given to 
them by virtue of the badges, whether it was law enforcement or 
first responder. The first impulse is, let's go in and save 
lives. Then you have a very appropriate delineation of 
responsibilities. But the investigative, the law enforcement 
side of this still belongs to the FBI.
    Mr. Fletcher. Thank you. I see my time has expired.
    Mr. Greenwood. The Chair thanks the gentleman.
    The gentlelady from California, Mrs. Capps, is recognized 
for 5 minutes.
    Mrs. Capps. Thank you, Mr. Chairman.
    And, again, Governor Ridge, I want to pick up on a theme 
you referred to earlier, that our homeland is secure when the 
hometown is secure, going back to that local system and systems 
in place.
    I want to concentrate, if I could, on the Center for 
Disease Control, the CDC, and how that affects our local 
communities. In the third panel, a representative from the GAO, 
Janet Heinrich, has made a couple of statements that I want to 
bring into this and give you a chance to respond to her.
    She is expressing ``concerns about the proposed transfer of 
control from HHS, to the new Department for Public Health 
Assistance programs that have both basic public health and 
homeland security functions.'' And she says ``these dual-
purpose programs have important synergies that we believe 
should be maintained.'' And she expresses concern ``that 
transferring control over these programs, including priority 
setting to the new department, has the potential to disrupt 
some programs that are critical to basic public health 
responsibilities. We do not believe''--these are her words--
``that the President's proposal is sufficiently clear on how 
both the homeland security and public health objectives would 
be accomplished.''
    And, if I could, again, I was privileged to visit with 
Congressman Deutsch the Center for Disease Control site not 
long after 9/11, and to see that CDC was stretched beyond 
capacity before that date and now have so many additional 
responsibilities. And acknowledging that when I, in my years of 
being a school nurse, relied on them very directly for help 
with ongoing epidemics and issues of, for example ``is there 
enough flu vaccine on hand?'' These are the questions that my 
first responders are asking me. And so can you describe and 
will you describe how these fears can be allayed?
    Mr. Ridge. Well, first of all, again, you and your 
colleagues have raised a very important question with regard to 
the distinction between homeland security, related research and 
activities of the CDC, and the traditional public health work 
of the CDC. And we believe there is a very distinct care line 
here where the Department of Homeland Security would be 
involved in those issues that had primary--not necessarily 
exclusive, but primary homeland security dimension. That's not 
to say that the CDC would not continue to deal with public 
health issues, maternity care, child care, immunizations. I 
mean, are they going to continue to have the same programs they 
have working with the States and the localities on a variety of 
public health issues, continue to have the programs dealing 
with the restoration of some of the public health 
infrastructure, continue to have money for research-related 
issues of cancer and smoking and things of that sort?
    Mrs. Capps. Right.
    Mr. Ridge. So I think--I think there is a distinguishable 
line now. And if we need to further clarify that with language 
in the legislation, we certainly want to entertain that. But 
it's also, I think, very important to note that the legislation 
specifically calls for the two Secretaries to establish the 
kind of relationship so that both can take advantage of the 
dual-use infrastructure that has been built up through the 
extraordinary work of the Health and Human Services and the CDC 
over the past decades.
    Mrs. Capps. Let me thank you, and--but push this even 
further.
    Mr. Ridge. Sure.
    Mrs. Capps. Because we can talk about charts and flow 
charts, but it really becomes clear when you talk about 
dollars. And CDC, many would say, including me, was underfunded 
before 9/11. How will the dollars flow to do those basic 
activities?
    And let me add on to that an additional challenge that we 
have faced here in our House subcommittee, what some would 
say--at least from where I sit in California--a crisis of 
health care delivery. And the upper payment limit cuts to the 
State of California, for example, will take $300 million from 
our public health safety net hospitals. That's going to be 
difficult if there is no bioterrorism attack. That's going to 
be a real hardship on a State like ours. And those institutions 
are exactly where people go when they--when the flu epidemics 
hit and when if, God forbid, there is a bioterrorist attack. 
That's exactly where people will go.
    If we continue to cut resources to these programs, these 
hospitals, how can we add on another layer of preparedness?
    Mr. Ridge. Well, I tell you, I think you raise a question 
that under a new configuration of the executive branch would be 
appropriately raised with both the new Secretary of Homeland 
Security and the Secretary of Health and Human Services. The 
point being is that there will be an identifiable money stream 
with regard to specific programs that I think that can be 
identified and can be identified today. Over the years, 
obviously the Congress of the United States will have 
opportunity to increase dollars, whether it's through homeland 
security for those issues and that research relating more 
particularly to weapons of mass destruction, bioterrorism, 
chemical attacks and the like, but also work with the Secretary 
of Health and Human Services to bolster and fund programs 
related strictly to public health.
    I mean, so many of these programs--and again, that will be 
a balancing act that will require the best efforts of both the 
executive branch, but working in collaboration with the 
Congress of the United States that ultimately has the 
constitutional responsibility and authority to appropriate the 
monies. So you'll help create that balance.
    Mrs. Capps. Well, I know my time is up. But, you know, the 
President has said there are no additional dollars for this 
effort; and we are saying there weren't enough in the 
beginning. What shall we do now?
    Mr. Ridge. Well, there are--for the--for 2003, as we ramp 
up the new Department of Homeland Security, the President has 
spoken, recognizing what he has in the 2003 budget, which 
includes about a $14 billion increase for homeland security 
initiatives over the 2002 budget. What happens in the 2004 and 
beyond again will depend upon the interaction and the 
priorities set collectively between the Congress of the United 
States and the President.
    Mr. Greenwood. The Chair thanks the gentlelady, and 
recognizes for 5 minutes the gentleman from Ohio, Mr. Gillmor.
    Mr. Gillmor. Thank you, Mr. Chairman.
    And, Governor, one of the things I wanted to inquire about 
was in the bioterrorism bill, which we just completed, we 
provided for drinking water systems' vulnerability assessments 
and recommendations for action be done by EPA. Now under the 
proposed bill we have, it's my understanding that would take 
that authority out of EPA and put it under the new department. 
I guess the question is, does it make a lot of difference? Is 
it something that you feel really is an improvement in homeland 
security, or would it just as well be left with EPA where there 
is at least some body of expertise?
    Mr. Ridge. It would be our hope that the President's 
initiative could be embraced to include pulling that into the 
Department of Homeland Security because of the vulnerability 
assessment requirements that will be imposed upon the new 
department. If it's the congressional will to keep it at the 
EPA and mandate that that information be shared and become part 
of the infrastructure, the information infrastructure upon 
which the Department of Homeland Security operates, so be it. 
But it's just a feeling that we--in this new department, we 
have got, remember, the threat assessment matched against the 
vulnerabilities. And clearly, the water system, the energy 
systems, telecommunications, utilities, financial systems and 
the like are part of our critical infrastructure. So it was 
consistent with the President's belief that we ought to have 
that information-gathering capacity with regard to critical 
infrastructure within this department.
    Mr. Gillmor. I wasn't strongly suggesting that it stay with 
EPA; I was just trying to feel you out on where you were coming 
on that.
    Mr. Ridge. We think it would be better to put all this 
within this--this assessment within the new department.
    Mr. Gillmor. In title 3, the President proposes to transfer 
certain R&D programs from DOE to the new Secretary. And mostly 
those are the ones dealing with development of detectors or 
sensors for nuclear, bio, and chemical agencies.
    Now, most of the research is done by DOE's laboratories, 
which are public and private entities under control of DOE. The 
labs conduct such research, however, not just for DOD; they do 
similar research under the work for other programs where the 
CIA, FBI, State, and the Secret Service can also request their 
own work.
    Now, while it seems to make sense to have a single agency 
coordinating and prioritizing all the research, I'm not sure 
that the proposal does that since it only transfers the DOE 
programs and doesn't touch the rest of them.So why just 
transfer the DOE programs? Why not also transfer the work for 
other programs at the labs? Is that an oversight, or is there a 
reason for that?
    Mr. Ridge. I think we focused, Congressman, on the programs 
within the Department of Energy because of the very specific 
focus they have at the national labs and the expertise they 
have developed. But particularly, the Chem-Bio National 
Security Program where they have as their mission the 
development, the demonstration, and delivery of technologies 
and systems that will help this country prepare for, prevent, 
and respond to a terrorist attack. And they have been--this is 
work that they have been doing for years. It deals with bio and 
chem detectors, it deals with modeling capabilities to predict 
the effects of a chemical-bio attack. And again, in 
consultation with the Department of Energy, as we try to pull 
into the new Department of Homeland Security those programs, if 
not exclusively, then at least primarily deal with securing the 
homeland, this was very appropriate.
    Mr. Greenwood. The time of the gentleman has expired. The 
gentlelady from California, Ms. Harman, is recognized for 5 
minutes.
    Ms. Harman. Thank you, Governor Ridge, for your testimony. 
I have been listening carefully, and agree with your testimony 
and with your answers to questions.
    I would like to associate myself with the comments of our 
Chairman about the urgency of the threat and the fact that it 
is among us right now. And that prompts me to talk about the 
urgency I believe there is, not just to pass this legislation, 
but to implement certain changes which we could do this minute 
and not even wait for the legislation. One of them is 
information-sharing across the Federal Government and between 
the Federal Government and local first responders.
    As you know, Governor, H.R. 4598, a bill that Saxby 
Chambliss and I introduced some months back, has now been 
reported by the House Judiciary Committee, and also has the 
unanimous support of the House Intelligence Committee, and is 
ripe for action on the House floor. I would like to thank you 
for your help in fashioning this legislation, and just mention 
to my colleagues that this is a way to share information now, 
stripping out sources and methods so that those without 
security clearances can receive it. It would cover the FBI, the 
CIA, and all those agencies not in this new department, and 
would get their information down to first responders who 
desperately need to understand better what our threats are. So, 
thank you for your help with this. That's one thing we can do 
now.
    The other thing we can do now, I think, relates to 
interoperability. When Saxby Chambliss and I visited your 
excellent emergency facilities some weeks back, at your 
invitation, we saw state-of-the-art technology that you have 
been putting together. There is still an enormous amount of 
work down the road, and we all agree about hooking in private 
sector, cutting-edge technology into this new department. But 
meanwhile, there exists now integrating devices that can bring 
together the different frequencies and different handheld 
communication devices in an emergency. This would create 
interoperability, which we absolutely need for first responders 
from different police and fire and EMT agencies to come 
together at the scene of a terrorist attack in somebody's 
hometown. As you point out, all terrorist attacks are local.
    There is a device called the ACU-1000, which is built in 
North Carolina, and which many communities are using. Its 
problem is that it is too small to handle the requirements of 
large metropolitan areas like Los Angeles County. Yesterday, in 
front of this building I saw in a van a technology developed by 
a large aerospace company that wraps this ACU-1000, a technical 
term meaning adds to it, and can connect five or more vans to 
cover the frequencies that an entire metropolitan area might 
need to use in an emergency.
    Example: L.A. County has 88 cities, 55 police departments, 
33 fire departments. It could, they allege, cover L.A. County.
    My question to you is, how do we get to these bridging 
technologies--they may not be the perfect answer, but they sure 
are better than where we are--now? How do we make things like 
this happen right now, even before this department is up and 
running? Because, as our Chairman points out, these terrorists 
are among us and could attack us in 20 minutes from now.
    Mr. Ridge. First of all, Congresswoman, I think your point 
about bridging technologies and systems integration now, as we 
develop even more robust technologies and better systems down 
the road, is very appropriate, because I think it will take 
us--once we determine what our mission is and how we are going 
to achieve our goals, I think we can have the technology 
overlay, but we still have to work out some of these--some of 
these matters before we take advantage of the entrepreneurial 
nature of this country and our extraordinary technology sector.
    I would suggest that there are a couple of things that we 
have done and we can do. One, our Office of Homeland Security 
has been working with the President's Office of Science and 
Technology Policy. And my recommendation would be that we take 
a look at the technology application that you have just 
discussed, make it available to this--to these groups, and have 
them give us an assessment as to the impact on particularly 
urban communication systems where there remains a huge gap. 
Obviously, we need interoperable communications, we need a 
bridging system now. Down the road, we hope to have a unified 
system not only within urban America, but within the country.
    The second thing I would recommend, and I say this with 
enormous respect, the $3.5 billion first responder money is 
sitting in the 2003 budget. So, as Congress sets its priorities 
in dealing with the budget proposal in 2003, if we could make 
the homeland security portion, or many of those portions, 
available to local communities as quickly as possible, once 
there is a stamp of approval, once there is an imprimatur on 
pieces of equipment like this that it does the job it claims it 
can do, then we'll be in a position to buy these technologies 
immediately.
    Ms. Harman. Thank you. My time is up.
    Mr. Chairman, I just want to note--it is going to 10 
seconds--that at our Conference on Technology and Terrorism 
last week, Dr. Marburger was there from the Office of Science 
and Technology Policy. He was talking in terms of this whole 
effort coming on line in 2004.
    I think this effort is on line this minute, and bridging 
technologies, as you have just said, are the answer; and I 
would hope you would encourage him to be thinking with a little 
more urgency of the need to tap these various technologies in 
our country to confront the various terrorists in our country 
now. Thank you, Mr. Chairman.
    Thank you, Governor Ridge.
    Mr. Burr [presiding]. The gentlelady's time has expired. 
The Chair will recognize himself at this time. Let me welcome 
you and apologize--I was not here for opening statements--but 
also say that I am supportive of the President's proposal. 
There are a number of areas of the bioterrorism bill that we 
took a tremendous amount of time in trying to integrate. Where 
we knew there were strengths in agencies, we tried to beef up 
those strengths; where there were weaknesses, we tried to 
compensate, through the legislation, to make sure that the 
tools and resources were there for that in fact to be a 
success.
    And I think that many of those areas, as we anticipated, 
would be encompassed in the new homeland security agency; and I 
think, in most cases, we are very supportive of that. My 
questions are going to deal more with the areas where not 100 
percent of the responsibility of that area that we saw, where 
it might have been weak to start with, is shifting over and 
whether we thought through exactly the consequences of stealing 
half the responsibility and leaving the other half.
    The new department is a security entity first and foremost. 
Tasking it with the disaster mitigation and response and to a 
certain extent research and development might distract from the 
security responsibilities that homeland security has.
    Do you have any reservations about the pieces that you pick 
up that deal with research and development and mitigation of 
disaster response?
    Mr. Ridge. I believe the President's proposal tries to 
encompass the broadest range of homeland security matters under 
one agency, and that is from prevention and detection through 
preparation and response. And it is for that reason that you 
see the--this is a multitasked agency, and it covers the full 
spectrum of activities that would be appropriately associated 
with securing our homeland.
    And I think, in time, the integration of these different 
responsibilities--the establishment of a strategic plan dealing 
with research and development clearly has implications for the 
new analytical unit potentially, for the border aggregation 
clearly, and for the preparedness and response. So I think you 
can see that if you take a look at the different units, they 
are not really stovepiped. At the end of time, there is really 
a relationship among all of them.
    Mr. Burr. We looked very closely at things like that, the 
national medical response teams that we had. We tried to 
explore why they weren't more effective, that they are very 
crucial to our entity today; and I think through our efforts on 
bioterrorism, we felt there was a need to create an assistant 
secretary at HHS to sort of shepherd those areas. Now we sort 
of shift those responsibilities.
    I guess my question is, do you still think there are enough 
areas at HHS that we need that assistant secretary there, or 
can you envision the need, whether it is HHS or other agencies, 
where you have pulled in jurisdiction and responsibilities, do 
you need an assistant secretary there as a liaison for homeland 
security?
    Mr. Ridge. I know the committee was very concerned about 
creating that capacity within Health and Human Services, and I 
would leave it to your good judgment to determine whether or 
not you would want to create another one to work as a liaison. 
Clearly, given the dual nature of the infrastructure that both 
a Department of Homeland Security and HHS would be using; 
clearly, given the benefit of many of the research dollars and 
the need for communication and coordination, I am going to 
leave that to your best judgment as to whether or not you think 
it would enhance that collaborative effort to create a similar 
position now in HHS as we bring this position over to the 
Department of Homeland Security.
    Mr. Burr. Clearly, there are areas--I think section 905 of 
the President's proposal, and 906, deal with pharmaceutical 
stockpiles and select agent registration. Select agent 
registration was something that in the last administration was 
by default handed over to CDC because we found we didn't have a 
successful means to keep up with it.
    I am a little bit concerned. We all believe there needs to 
be a list that is kept, one that the appropriate people have 
access to, one that we don't question its accuracy.
    The difficulty that exists is that CDC seems to still be 
responsible for allowing these agents out for the purposes of 
research, but there is the problem of making sure that, in 
fact, that information gets from CDC to Homeland Security 
where, in fact, the registration of where that product has gone 
would have to be.
    Do you have any concerns about that?
    Mr. Ridge. I think, for security reasons, the select agent 
list must be--should be part of the Homeland Security function 
and any regulations attendant to the preservation and 
maintenance of that list. But CDC continues to have that public 
health responsibility and would continue to do the research on 
these pathogens and continue to oversee the work done, whether 
it is done at CDC or elsewhere in conjunction with the 
Department of Homeland Security.
    Mr. Burr. I truly do not raise it as a criticism, but there 
is a link where we are almost relying on the system we had 5 
years ago of somebody making a notification to another agency 
when the decision is made to let one of the pathogens go out 
for research purposes. And I know we were all faced with a 
shocking reality when the anthrax scare came, and we tried to 
track down how many places might have had anthrax under 
research.
    Mr. Ridge. And we weren't sure.
    Mr. Burr. Title VII of the bill deals with the coordination 
with non-Federal entities, the IG and the Secret Service. My 
only concern in section 701, which requires the secretary to 
direct and supervise grant programs of the Federal Government 
for State and local emergency response providers. And it is not 
a lack of confidence in Homeland Security to make those grants.
    I guess the question that I would have, how much input will 
the agencies that currently have that responsibility have, 
since a lot of the grant, a lot of the research, a lot of the 
programs that the grant money will be for might still be the 
responsibility of the other agency.
    Mr. Ridge. If I might, Congressman, give you a good 
example, the folks at the local level generally would like to 
go to one Federal agency to get emergency preparedness and 
response grants. They also recognize that they take many forms. 
There is a bioterrorism response initiative that HHS has. There 
is an Office of Domestic Preparedness that actually has even 
more dimensions, but that is in the Department of Justice. And 
then, obviously, FEMA.
    What I think is proposed under this legislation is, one, 
that we have by statute continued the collaboration with Health 
and Human Services so when these dollars go out they do go out 
in collaboration with Health and Human Services as it relates 
to the bioterrorism prevention and public health prevention.
    Two, the Office of Domestic Preparedness and the Department 
of Justice where it is envisioned that that entire operation 
would become a more robust and more muscular agency that FEMA 
becomes when they have responsibility for in excess of $3 
billion under the President's 2003 budget. And then clearly 
FEMA has been reaching out over the past several months working 
with States and local communities trying to work with them to 
set up a framework through which these multiple grants can be 
issued. So FEMA has also undertaken as part of its longer term 
goal the establishment of the kind of relationship they need 
with the States and the local communities to help frame the 
issuance of these grants.
    The goal here is to buildup a national capacity of some 
sort around the country. Obviously, it will not be done in a 
year. Congresswoman Harman pointed out the need for 
interoperability of communications. My sense, in talking to 
FEMA and a lot of other people is, that may be the No. 1 
priority. If you're going to save lives, it is predicated on 
time. The best way you minimize time is better communication; 
and unfortunately, we don't have integrated communications 
systems in too many places in this country.
    Having said that, FEMA is working with State and local 
governments to develop these plans. And what we are, what the 
President is hopeful of as it relates to the 2003 budget--and I 
know I am going off just a bit, but I say this to members who 
will be appropriating the dollars--is that the moneys that 
would be issued, not just in 2003, but in future years as we 
buildup a capacity to respond to terrorist activity, that we 
build it up consistent with plans that begin at the local level 
and then take it to the regional level and move up to the 
State, that we begin to develop a capacity around mutual aid 
packs, a capacity built on standards that are designed after 
consultation within the departments and agencies that are also 
designed based on threat assessments and vulnerabilities.
    So we still have a lot of work to do. And the purpose of 
the President's integration of all these agencies is to give 
some strategic focus not only to the efforts of the men and 
women that have been providing homeland security services for 
this country for a long time, but also give strategic focus to 
the dollars and technology and the kinds of equipment that we 
provide to this country to prepare for a potential response to 
a terrorist act.
    Mr. Burr. Governor, thank you. My time has expired.
    One more time I want to commend you personally for the job 
that you have done. You were asked to step in at a--I can't 
think of a more difficult time to take on a task that was then 
undefined and not understood. You were asked to do it with a 
limited group of people, and I think that you have done an 
extraordinary job. My hope is that as we take up this 
legislation and, hopefully, pass it in an expedited way that 
you, like we, remember that we can do things of this magnitude 
without growing bureaucracies that are bigger than the last 
one.
    And I know that the President's legislation chooses a 
secretary and a deputy and five under secretaries and no more 
than six assistant secretaries, but there is room for an 
additional 10 assistant secretaries. My hope is you will always 
think smaller from the standpoint of the internal structure up 
here and, in fact, remember what I think you learned very early 
on, that most of the intelligent folks and the best ideas 
happen in the localities around the country that are ultimately 
the ones that we need to communicate with in real time, so less 
emphasis is spent up here and more around the country.
    The Chair would recognize the gentleman from Massachusetts, 
Mr. Markey, for questions.
    Mr. Markey. Thank you, Mr. Chairman, very much.
    Governor Ridge, the Nuclear Regulatory Commission and the 
Departments of Energy and Defense have historically had 
jurisdiction over nuclear facilities whether they be civilian 
or government. And they have had the responsibility for 
constructing the design basis threat against which each of 
these facilities has to be protected, and they also have 
responsibility for conducting the force-on-force test against 
those facilities.
    Now, in the overriding--in the legislation you have sent up 
it says that this new department will have primary 
responsibility for infrastructure protection. And so the 
question is, what does that mean in terms of the agency, yours 
or the NRC or the Department of Energy or Defense that will 
have primary responsibility over the security around nuclear 
facilities once the legislation is passed?
    Mr. Ridge. Congressman, I believe that your question 
highlights a characteristic of homeland security that can't be 
underscored enough, and that is the continuing need for 
intergovernmental and interdepartmental communication and 
coordination. It is a point you make very effectively. DOD and 
DOE and the Nuclear Regulatory Commission have multiple 
responsibilities with regard to the security of our nuclear 
facilities whether they be power plants or storage systems for 
nuclear weapons. That will continue to be the case.
    However, this new department, working particularly with the 
Nuclear Regulatory Commission on the design threat assessment 
as it relates to the potential vulnerabilities that exist, will 
play a very important role as we go about matching threats 
against vulnerabilities and taking prescriptive actions.
    Mr. Markey. So, for example, the Nuclear Regulatory 
Commission 9 months after September 11 have refused to begin a 
new design basis threat rulemaking, even though we know it 
moved from nonsuicidal, nontechnically sophisticated handfuls 
of terrorists that had to be protected against before September 
11 to something which is suicidal, technically sophisticated, 
heavily armed and large numbers.
    Would, under the new system, the Office of Homeland 
Security have responsibility for ordering the design basis 
threat regulation to be upgraded, or would that still remain 
with the Nuclear Regulatory Commission? Who would have the 
ultimate authority, the NRC or the Office of Homeland Security?
    Mr. Ridge. Ultimately, Congressman, if the Department of 
Homeland Security felt that the Nuclear Regulatory Commission 
hadn't moved either quickly enough or effectively enough vis-a-
vis the threat you are talking about, one would hope that the 
new Cabinet Secretary, in conjunction with the chairman of the 
Nuclear Regulatory Commission, can resolve that.
    Clearly, the President has said that he seeks to retain as 
part of the White House apparatus the Assistant to the 
President for Homeland Security that has been tasked with 
coordinating that activity and resolving differences of 
opinion. But if there is a difference of opinion finally, you 
get one tie breaker, and that is the President of the United 
States.
    Mr. Markey. The tie breaker is the President. The tie 
breaker is not whoever heads up the Office of Homeland 
Security?
    Mr. Ridge. I think the new Secretary of Homeland Security 
is going to be empowered with enormous authority and 
responsibility to deal with vulnerability assessments.
    Mr. Markey. I guess all I am saying is, if you identify a 
flaw in the security at Livermore or at Diablo Canyon and you 
go to the NRC or the Department of Energy and you say, upgrade, 
they say, no, we are not going to upgrade, we are not going to 
go to a new system, you are saying that the head of the Office 
of Homeland Security can't say, upgrade.
    Then it goes to the President to resolve the dispute 
between the two offices?
    Mr. Ridge. Well, first of all, I think it is important that 
we always play out the worst case scenario. And my judgment, 
Congressman, is that if the vulnerability assessment is 
significant, we won't have any difficulty getting the 
cooperation.
    But if you want to go to the worst case scenario----
    Mr. Markey. Yes.
    Mr. Ridge. [continuing] the matter would--since the assets 
themselves--none of the national labs are part of the 
infrastructure of the Department of Homeland Security.
    You talked about having problems at--the national lab at 
Livermore or Los Alamos does not have direct command and 
control over those entities. The first responsibility is to 
identify the vulnerability, convince them of the vulnerability 
and get them to do something about the vulnerability. If there 
remains a conflict, it would be resolved presumably within 
the--by the Assistant to the President for Homeland Security. 
There is a coordinating function, and that function remains 
within the White House.
    Mr. Markey. That would be someone on the President's staff 
that would resolve it?
    Mr. Ridge. Assistant to the President.
    Mr. Markey. That is the job to get then.
    Mr. Ridge. It's a pretty good job. It is the one I have 
right now. You are addressed with a great deal of authority.
    Mr. Markey. When you----
    Mr. Greenwood. The time of the gentleman has expired.
    Mr. Markey. Could I have 1 more minute?
    Mr. Greenwood. Unanimous consent, the gentleman is granted 
an additional minute.
    Mr. Markey. When you say, presumably the person on the 
President staff will then break the tie between the Office of 
Homeland Security and the NRC or the DOE, is that going to be 
written into the statute?
    Mr. Ridge. It is a function of the executive order signed 
by the President of the United States creating the office on 
October 8.
    I am going to say the other leverage that you have on any 
department or agency changing its direction or focus is also, 
the Congress of the United States would have to be--could be a 
potential partner in that enterprise as well. But if we are--as 
we've said before, this is an enterprise within which we are 
all engaged, and I guess I can imagine a worst case scenario, 
and I guess we have to plan for it, but I think it is very 
unlikely.
    Mr. Markey. Thank you very much. We appreciate your being 
here.
    Mr. Greenwood. The Chair thanks the gentleman and 
recognizes the gentleman from New Hampshire, Mr. Bass, for 5 
minutes.
    Mr. Bass. Thank you very much, Mr. Chairman. And thank you, 
Governor, for coming here. This must be a very interesting time 
in your life and certainly one of the most important issues 
that this Congress will deal with.
    I have a question having to deal with DOE's nuclear 
emergency support teams, the NEST teams. I served on the 
Intelligence Committee, and we had some involvement with this 
issue in prior years.
    Now, it is my understanding that the President's proposal 
transfers the control of DOE's nuclear response teams to the 
new Secretary in the event of an attack or emergency, and also 
gives the new Secretary the authority to set standards for 
DOE's group, as well as conduct training and exercises for 
these teams. But as I understand it, these DOE teams also 
always--almost always work in concert with DOD, and usually 
conduct joint exercises with DOD, FBI, State and other 
agencies, and that is because of their responsibility to deal 
with more than just a nuclear issue.
    Will the new Secretary coordinate the exercises and 
training of all of these interagency components or just the 
DOE, Department of Energy, portion?
    Mr. Ridge. I believe it is envisioned from time to time 
that we would want to deploy all of these agencies in a 
realistic drill or exercise. So depending on the circumstances 
and the nature of the drill, Congressman, it could very well 
oversee an exercise involving all those agencies and serving in 
a coordinating function.
    Mr. Bass. Okay. That is good.
    I also understand that DOE's radiological assistance teams, 
which are spread out regionally throughout the country, are 
currently authorized to respond to requests from State and 
local officials for assistance and need not wait until the 
Secretary of Energy formally calls them into action.
    Will the President's proposal change that requiring action 
by the new Secretary before these teams can be deployed for any 
reason?
    Mr. Ridge. Congressman, in that change in the--I cannot 
give you a specific answer to the change in the historical 
relationship. I will get back to you on that. That is the way 
they used to be deployed. I think there is a lot to be said for 
maintaining that kind of a relationship, but I will have to get 
back to you for a specific answer.
    Mr. Bass. I appreciate that and I yield back to the 
chairman.
    Mr. Greenwood. The Chair recognizes for 5 minutes the 
gentleman from California, Mr. Waxman.
    Mr. Waxman. Thank you very much, Mr. Chairman.
    Mr. Ridge, in your own home State of Pennsylvania, a 
newspaper reporter for the Pittsburgh Tribune-Review conducted 
an investigation to determine how vulnerable chemical 
facilities were to terrorists after September 11; and I don't 
know if this article came to your attention, but it is pretty 
shocking. According to that article, which was published on 
April 7, the security was so lax at 30 sites that in broad 
daylight a Trib reporter wearing a press pass and carrying a 
camera could walk or drive right up to tanks, pipes and control 
rooms considered key targets for terrorists. And I want to read 
to you specifically what they found.
    ``Absent dilapidated or unfinished fence lines or 
carelessly opened gates allowed access to 18 sites. Inside the 
sites no one stopped the reporter from going wherever he 
wanted, even into control rooms and up to tanks and train 
switching and derailing levers. No security at the potentially 
deadliest plants of the 123 plants nationwide that individually 
could endanger more than a million people; two are in western 
Pennsylvania. The reporter spent more than an hour walking 
through each without encountering a guard or an employee.''
    Now, I wrote to the President on this issue on September 
26, 2001, asking him to use just $7 million out of the $40 
billion of the Emergency Supplemental Appropriations Act for 
recovery and response to terrorist attacks to examine the 
vulnerability of these facilities to attack. Congress required 
these vulnerability assessments to be completed by this August, 
yet apparently the administration has not even begun them.
    I am also concerned the administration has failed to make 
any proposal to address these significant risks. Does the 
administration support Congress, requiring decisive action to 
address these risks, and if so, why isn't it in your proposal?
    Mr. Ridge. Congressman, your reference to that--the 
critical infrastructure and the potentially devastating 
consequences associated with the terrorist attack on chemical 
facilities is something that the Office of Homeland Security 
has been focused on and clearly will become a priority of the 
new Department of Homeland Security. And I think, clearly, that 
not only this President, but previous Presidents have called 
on, and I believe the Congress of the United States has called 
on, the private sector and others to do a--perform critical 
infrastructure assessments and then take action to deal with 
the vulnerabilities.
    Obviously, the pace of the change within some sectors of 
the economy and within some companies hasn't been what you or I 
or most Americans would like.
    At the end of the day, when you have a Department of 
Homeland Security, Congressman, whose responsibility is to 
match threats with vulnerabilities and to work with other 
agencies within the Federal Government to harden these targets 
that are owned by the private sector, I think that will 
certainly accelerate the changes that are needed. And until 
such time, we continue to--the administration continues to work 
with all industry sectors to identify vulnerabilities and get 
them committed to taking action.
    I refer to a conversation that I had with some folks with 
regard to these vulnerabilities across the board in various 
sectors. And I think one of the ways, Congressman, that we can 
make sure that those chemical facilities or some of these other 
facilities in your neighborhood and my neighborhood, your State 
or mine, everybody else's, is up to the standard that we seek 
is to have our first responders in those communities visit and 
work with those companies to make sure that the standards are 
met, because these are the men and women who are going to have 
to show up if these facilities are attacked.
    Mr. Waxman. With all due respect, you just said we want 
this new department to be sure to do this job, we want the 
cooperation in the private sector to run these plants to be 
sure they're doing the job, and then we want the first 
responders to be doing the job. But you have been head of the 
Office of Homeland Security, and one of the mandates from 
Congress was to look at these vulnerabilities and do something 
about them.
    So does it strike you that maybe I am hearing you just 
point your finger at everybody else, but not taking 
responsibility for getting this done?
    Mr. Ridge. Oh, no. I wouldn't want you to interpret it that 
way. I suspect that there has been sufficient follow-up by 
Congress, and I would assure you there has been sufficient 
follow-up within the Office of Homeland Security.
    As part of the President's directive to our office, we were 
to--in the designing of a national strategy, we were to work 
with both the public and the private sector to do a critical 
infrastructure vulnerability assessment. That process is an 
ongoing process. It is something that needed to be done for a 
long, long time, and we are in the process of doing that, and 
that will be part of the national strategy that we will present 
to the President and to the Congress and to the public in the 
next several weeks.
    Mr. Waxman. Just one last short question. Was I incorrect 
when I said this was required to have been completed by August, 
but the administration has not even begun the assessment of the 
risk at these facilities?
    Mr. Ridge. The administration began that some time ago. It 
has been a work in progress within the Office of Homeland 
Security; and my recollection of the executive order creating 
our office, there was no specific timetable. We created our 
internal timetable and are trying to get most of it done before 
we submit the strategy to the President, to the Congress and 
the people sometime in July. But you can----
    Mr. Waxman. What is your own internal deadline?
    Mr. Ridge. We have said we are going to get the strategy to 
the President for his eyes by the 1st of July, mid-July. We are 
working on it.
    Mr. Waxman. That is a strategy, but there is a 
vulnerability.
    Mr. Ridge. Congressman, the enormity of that task, we don't 
shy away from it in any manner, shape or form. But this is a 
process that I believe Congress has been and probably will be 
working on years and years as well. We have taken advantage of 
some of the work that Congress has done, but our own internal 
work started several months ago. It will need a few more months 
to be completed to give you the kind of specificity that I 
think you are looking for.
    But we are doing our job, and when Congress completes its 
work and when the other agencies complete that work, I think we 
are going to have a pretty good system of determining where the 
vulnerabilities are and working together to come up with the 
means to harden those targets and reduce the vulnerability.
    Mr. Greenwood. The time of the gentleman has expired.
    Mr. Waxman. But assessments required by Congress are to be 
completed by August 2002?
    Mr. Greenwood. The time of the gentleman has expired. The 
Chair would note that the mandate from Congress to do the 
vulnerability assessment of the chemical facilities was passed 
in 1999, and it was the Clinton Administration that did nothing 
subsequent to that.
    The Chair thanks the Governor for your presence with us and 
for your testimony and for your guidance.
    Mr. Waxman. That is a little cheap, Mr. Chairman.
    Mr. Greenwood. The Chair has the floor and the gentleman 
may or may not be recognized in the future.
    The Chair notes, Governor, that you are thanked for your 
service many times a day for good reason because you have given 
us such a sense of confidence.
    But I would like to take the opportunity, as your friend, 
to thank your wife, Michelle, to thank your daughter, Leslie, 
and your son, Tommy. I know that after 10 years or so in the 
Congress, 8 years as Governor of Pennsylvania, they were 
probably and you were probably expecting to take off the mantle 
of responsibility and hang it up in the home cabinet for 
awhile. And I know it is only because of the dire circumstances 
that we faced and your sense of duty to your country that you 
put that mantle--and a large mantle it is--back on your broad 
shoulders, and we thank you for that. And we want to thank your 
family for the sacrifices they make every day in letting you do 
this job. Thank you. Thank you very much.
    The Chair then calls forward the second panel consisting of 
the Honorable Claude Allen, Deputy Secretary of the Department 
of Health and Human Services, as well as General John Gordon, 
Administrator of the National Nuclear Security Administration. 
Gentlemen, welcome. We thank you for being with us this 
morning. Thank you for your forbearance. Let me begin by saying 
that I believe you are aware that the committee is holding an 
investigative hearing and, when doing so, has had the practice 
of taking testimony under oath.
    Do either of you have any objection of giving testimony 
under oath?
    Chair then advises, under the Rules of the House and the 
rules of the committee, you are entitled to be advised by 
counsel. Do either of you care to be advised by counsel?
    Seeing negative responses, the Chair would ask that you 
rise and raise your right hand, and I will swear you in.
    [Witnesses sworn.]
    Mr. Greenwood. Thank you; you are under oath. And, Mr. 
Allen, I believe we will begin with your testimony.

   TESTIMONY OF HON. CLAUDE A. ALLEN, DEPUTY SECRETARY, U.S. 
 DEPARTMENT OF HEALTH AND HUMAN SERVICES; AND JOHN A. GORDON, 
    ADMINISTRATOR, NATIONAL NUCLEAR SECURITY ADMINISTRATION

    Mr. Allen. Thank you, Mr. Chairman, and members of the 
committee for the opportunity to appear before you to discuss 
the proposed Department of Homeland Security and how it will 
interface with the Department of Health and Human Services. 
Secretary Thompson and I support strongly the initiative that 
the President announced earlier this month and feel that this 
is the best direction for the Nation to move in order to ensure 
our homeland security.
    The threat of terrorism has become a part of our daily 
lives since September 11, and this new Department of Homeland 
Security will enable us to make significant advances in 
protecting the American public from terrorism. We are pleased 
that the Congress is giving the President's proposal such 
prompt and thorough review and attention. And Secretary 
Thompson and I look forward to working with you to ensure the 
passage of this important legislation.
    The President's proposal will transfer several terrorism-
related activities that are housed currently within HHS to the 
new Department of Homeland Security. Homeland security will 
assume responsibility also for setting goals and providing 
strategic direction for other relevant public health and 
medical activities, but will rely upon HHS to implement and 
operate them on a day-to-day basis. First, I want to talk with 
you about the activities that will go to homeland security. 
Those areas include the Select Agent registration enforcement 
program, the Office of the Assistant Secretary for Public 
Health Emergency Preparedness and the Strategic National 
Stockpile.
    Right now, the Centers for Disease Control and Prevention 
regulates the transfer of certain dangerous pathogens and 
toxins commonly referred to as ``Select Agents'' from one 
registered facility to another. These agents, such as the 
bacterium that caused anthrax, the bacterium that causes 
Plague, and the viruses that causes Ebola are used widely in 
the research laboratories across America. These Select Agents 
are prime examples and candidates for use by would-be 
bioterrorists, so when they are used in research, they must be 
kept under constantly safe and secure conditions.
    The Public Health Security and Bioterrorism Preparedness 
and Response Act of 2002 authorized HHS to promulgate and to 
enforce regulations concerning the possession and use of Select 
Agents as well as their transfer. While CDC has done its best 
to manage the Select Agent program, CDC is a public health 
agency and not a regulatory body. Therefore, we believe that 
the new department is better suited to prevent Select Agents 
from falling into the wrong hands.
    HHS will be prepared to provide homeland security with 
whatever scientific expertise and other technical expertise 
they may need to manage the program. In fact, under the 
administration bill, the Secretary of Homeland Security would 
administer the Select Agents program in consultation with the 
HHS Secretary, and HHS would continue to make key medical and 
scientific decisions, such as which biological agents should be 
included in the Select Agent list.
    Let me talk about the Office of the Assistant Secretary for 
Public Health and Emergency Preparedness. The Public Health 
Security and Bioterrorism Preparedness and Response Act of 2002 
also created the HHS Office of the Assistant Secretary for 
Public Health Emergency Preparedness. The responsibilities of 
this new office include the supervision of the Office of 
Emergency Preparedness, the National Disaster Medical System 
and the Metropolitan Medical Response Systems, as well as 
related HHS emergency management functions. By having this 
office within the Department of Homeland Security, we will have 
a seamless integration of our national public health and 
medical emergency management assets with the Nation's new 
preparedness and response infrastructure.
    Third, the National Pharmaceutical Stockpile, which 
currently CDC manages: The stockpile consists of 12 ``push 
packages'' of pharmaceuticals and medical supplies and 
equipment which are located strategically across the United 
States, and additional lots of pharmaceuticals and caches of 
medical materiel are maintained also by manufacturers under 
special contractual arrangements.
    The Secretary and I are proud of the job that CDC has done 
in managing our Strategic National Stockpile, which was 
evidenced in our ability to get a push package into New York 
City on September 11. This fine work has set the stage for 
smooth integration of the stockpile with our other national 
emergency preparedness and response assets within Homeland 
Security.
    The Secretary of Homeland Security will assume 
responsibility for continued development, maintenance and 
deployment of the National Stockpile, while the HHS Secretary 
will continue to determine its contents. This arrangement will 
ensure effective blending of our public health expertise with 
the logistical and emergency management expertise of Homeland 
Security.
    With the strong integration and cooperation that exists 
between HHS and Homeland Security, two functions of the new 
department will be carried out by HHS unless otherwise directed 
by the President. The first is Homeland Security's civilian 
human health-related biological, biomedical and infectious 
disease defense research and development work.
    We recognize the expertise, successful track record and 
unique capabilities of the National Institutes of Health and 
the Centers for Disease Control and Prevention. The Secretary 
of Homeland Security, in consultation with the HHS Secretary, 
shall have the authority to establish the research and 
development program that will be implemented through HHS. This 
means that Homeland Security will provide strategic direction 
regarding the Nation's biological and biomedical countermeasure 
research priorities.
    Certain public health-related activities will also be 
directed by Homeland Security and carried out through HHS. This 
would include activities like enhancing the bioterrorism 
preparedness of State and local governments and non-Federal 
public and private health care facilities and providers. The 
object of this provision is to continue the important role that 
CDC plays, that the Health Resources and Service Administration 
plays and other elements of HHS play in assisting States and 
local governments and the hospitals and public health community 
in preparing for and responding to large-scale public health 
emergencies.
    As with the research program, the Secretary of Homeland 
Security, in consultation with HHS Secretary, will have the 
authority to establish the Nation's antiterrorism preparedness 
and response program. But the implementation of the public 
health components of that program will be carried out largely 
through HHS.
    Mr. Chairman, members of the committee, our Nation needs a 
Department of Homeland Security. The Secretary and I strongly 
support the President's proposal and look forward to doing 
whatever is necessary to effect a smooth and swift transition 
of responsibilities and operations. We believe that the 
President's proposal strikes the right balance by playing to 
the strength of HHS and recognizing this agency's core mission 
that is the protection of the Nation's public health, while 
capitalizing on the strategic and logistical strength of the 
new Homeland Security. We will ensure that HHS fulfills its 
obligation to the new department and provides that whatever 
public health, medical and scientific expertise it may require.
    At this time, I would be happy to answer any questions that 
the committee may have.
    [The prepared statement of Hon. Claude A. Allen follows:]
     Prepared Statement of Hon. Claude A. Allen, Deputy Secretary, 
                Department of Health and Human Services
    Thank you, Mr Chairman and members of the Committee for giving me 
the opportunity to appear before you today to discuss the proposed 
Department of Homeland Security. Secretary Thompson and I strongly 
support the reorganization initiative that the President announced 
earlier this month.
    The threat of terrorism in its myriad forms has become an ever-
present part of our daily lives. The new Department will enable us to 
make further significant advances in protecting the American people 
from those who are bent upon inflicting death, destruction, and social 
disorder to achieve their ideological ends. We are pleased that the 
Congress is giving the President's proposal prompt and thorough 
attention. Secretary Thompson and I look forward to working with this 
and other Committees to ensure passage of the legislation for the new 
Department.
    The President's proposal deals with certain terrorism-related 
activities that currently are the responsibility of the Department of 
Health and Human Services (HHS). Some of these HHS activities would be 
transferred to the Department of Homeland Security (DHS). For other 
relevant public health and medical activities, DHS would assume 
responsibility for setting goals and providing strategic direction but 
would rely upon HHS to implement and operate the activities on a day-
to-day basis.
    I will discuss examples from each group of activities in turn.
      examples of activities proposed for transfer from hhs to dhs
    HHS functions conveyed to the new Department in the President's 
proposal include:

<bullet> The Select Agent registration enforcement program;
<bullet> The Office of the Assistant Secretary for Public Health 
        Emergency Preparedness; and
<bullet> The Strategic National Stockpile.
Select Agent Registration Program
    Within HHS, the Centers for Disease Control and Prevention (CDC) 
currently regulates the transfer of certain dangerous pathogens and 
toxins--commonly referred to as ``Select Agents''--from one registered 
facility to another. These agents are widely used in research 
laboratories across America. Examples are the bacterium that causes 
anthrax, the bacterium that causes Plague, and the virus that causes 
Ebola, a lethal hemorrhagic fever. Select Agents are prime candidates 
for use by would-be bioterrorists and thus, when used in research, must 
be kept constantly under safe and secure conditions.
    The recently enacted Public Health Security and Bioterrorism 
Preparedness and Response Act of 2002 authorized HHS to promulgate and 
enforce regulations concerning the possession and use of Select Agents, 
as well as their transfer. While CDC has done its best to manage the 
Select Agent program, CDC is a public health agency and not a 
regulatory body. We believe that the new department, with its strong 
multi-purpose security and regulatory infrastructure, will be well-
suited to prevent nefarious or other irresponsible uses of Select 
Agents. HHS will be prepared to provide DHS with whatever scientific 
expertise and other technical assistance it may seek to help it manage 
the program. Under the Administration bill, the Secretary of Homeland 
Security would administer the select agents program in consultation 
with the HHS Secretary, and HHS would continue to make key medical and 
scientific decisions, such as which biological agents should be 
included in the select agents list.
Office of the Assistant Secretary for Public Health Emergency 
        Preparedness
    The Public Health Security and Bioterrorism Preparedness and 
Response Act of 2002 created the HHS Office of the Assistant Secretary 
for Public Health Emergency Preparedness. The responsibilities of this 
new office include the supervision of the Office of Emergency 
Preparedness, the National Disaster Medical System, the Metropolitan 
Medical Response Systems, and related HHS emergency management 
functions. This cluster of activities is a logical and proper candidate 
for transfer to DHS--thereby enabling seamless integration of national 
public health and medical emergency management assets with the Nation's 
new preparedness and response infrastructure at DHS. The Public Health 
Service Officers and other HHS employees who have faithfully performed 
disaster relief work over the years have done a wonderful service for 
our Nation. They are a credit to HHS as they surely will be to the new 
Department.
National Pharmaceutical Stockpile
    CDC currently manages 12 ``push packages'' of pharmaceutical and 
medical supplies and equipment strategically located around the United 
States; additional lots of pharmaceuticals and caches of medical 
materiel are maintained by manufacturers under special contractual 
arrangements with CDC. You may recall that one of the push packages was 
dispatched to New York City on September 11th and that elements of the 
stockpile were used to respond to the anthrax attacks. The Secretary 
and I strongly believe that CDC has done an exemplary job managing what 
is now called the Strategic National Stockpile and this fine work has 
set the stage for integration of the Stockpile with other national 
emergency preparedness and response assets at DHS.
    The President's proposal is designed to achieve this integration by 
tapping the strengths of DHS and HHS in a precisely coordinated way. 
Thus, the Secretary of Homeland Security will assume responsibility for 
continued development, maintenance, and deployment of the Stockpile--
making it an integral part of the larger suite of federal response 
assets managed by FEMA and other future DHS components--while the 
Secretary of Health and Human Services will continue to determine its 
contents. The arrangement will ensure effective blending of the public 
health expertise of HHS with the logistical and emergency management 
expertise of DHS.
              dhs functions to be carried out through hhs
    Certain specific program level details and administrative choices 
are still being studied in order to ensure the most seamless 
transition, and to give the greatest possible levels of efficiency and 
effectiveness to our fight against the threat of biological warfare and 
to protect the public health. However, the President's proposal clearly 
designates the following two activity areas that the Secretary of 
Homeland Security will carry out through the Department of Health and 
Human Services:
1. Civilian Human Health-Related Biological, Biomedical and Infectious 
        Disease Defense Research and Development
    The President's proposal provides that the new Department's 
civilian human health-related biological, biomedical, and infectious 
disease defense research and development work shall--unless the 
President otherwise directs--be carried out through HHS. Under the 
President's proposal, the Secretary of Homeland Security, in 
consultation with the Secretary of Health and Human Services, shall 
have the authority to establish the research and development program 
that will be implemented through HHS. Thus, as the agency responsible 
for assessing threats to the homeland, DHS, in consultation with the 
HHS Secretary, will provide strategic direction regarding the Nation's 
biological and biomedical countermeasure research priorities.
2. Certain Public Health-Related Activities
    The President's proposal provides that the new Department shall--
unless otherwise directed by the President--carry out through HHS 
certain public health related activities (such as programs to enhance 
the bioterrorism preparedness of state and local governments and non-
federal public and private health care facilities and providers). The 
object of this provision is to continue the important role that HHS 
plays in assisting state and local governments and the hospital and 
public health community in preparing for and responding to large scale 
public health emergencies. As with the research program, the Secretary 
of Homeland Security, in consultation with the Secretary of Health and 
Human Services, will establish the Nation's anti-terrorism preparedness 
and response program and priorities, but the implementation of the 
public health components of that program will be carried out largely 
through HHS.
                               conclusion
    Mr. Chairman and members of the Committee, our Nation needs a 
Department of Homeland Security. The Secretary and I strongly support 
the President's proposal and look forward to doing whatever is 
necessary to effect a smooth and swift transition of responsibilities 
and operations. The Secretary and I believe that the President's 
proposal strikes the right balance: it plays to the strengths of HHS 
and recognizes this agency's core mission--the protection of our 
Nation's public health--while capitalizing on the strategic and 
logistical strengths of the new Department of Homeland Security. We 
will ensure that HHS fulfills its obligations to the new Department and 
provides it with whatever public health, medical, and scientific 
expertise it may require.
    At this time, I would be happy to answer your questions.

    Mr. Greenwood. Thank you very much, Mr. Secretary.
    General Gordon you are recognized for your opening 
statement

                  TESTIMONY OF JOHN A. GORDON

    Mr. Gordon. Thank you, Mr. Chairman. Again, on behalf of 
Secretary Abraham, we offer full support for the Homeland 
Security Act. My remarks this morning will focus primarily on 
what is Title V. We can go beyond that in the questions if you 
like.
    The President's proposal to organize the Department of 
Homeland Security is really quite visionary and enjoys the full 
support of the Secretary and I. It will significantly improve 
the way the government responds to threats.
    And the President's plan makes good sense. Centralizing the 
responsibility for our response to weapons of mass destruction 
can leverage resources currently spread across the government 
and allow us to operate more effectively and more efficiently. 
At the same time, leaving the nuclear response assets home-
based in DOE and the National Nuclear Security Administration 
will allow us to maintain their considerable expertise and make 
them available for other potential responses.
    We at NNSA are proud of the role we have had so far in the 
fight against terrorism, especially WMD terrorism, and look 
forward to working with the Congress and the administration to 
make a smooth transition to this new department. NNSA has 
really attracted over the years the world's premier nuclear 
scientists, technicians, engineers and designers, and they 
manage the national nuclear weapons program. These capabilities 
and these assets and the training have been applied toward 
Homeland Security and counterterrorism before 9/11, as well.
    In short, we have the responsibility to operate and 
maintain a strong technical capability to respond quickly to 
discrete, specific nuclear and radiological emergencies. People 
and equipment are trained and they're standing alert, along 
with unique transportation assets, ready to respond now.
    These capabilities were designed for short-term events, not 
24-7-365 operations. With that said, they responded remarkably 
well to 9/11 and to specific taskings following that, such as 
the Salt Lake Olympics. And, importantly, we are seeking to 
make them more responsive than they have been in the past by 
moving assets forward and realigning them to coincide better 
with the Federal districts.
    There are seven organizations that make up this capability. 
The first and most widely known is, in fact, the Nuclear 
Emergency Support Team, NEST. They do the search, the 
identification of nuclear materials, diagnostics, suspect 
devices, technical operations to render them safe and packaging 
for transport. We have an aerial measurement system with 
helicopters and fixed-wing aircraft to provide a rapid response 
to detect and measure radioactive material.
    There's an Accident Response Group that provides scientific 
and technical expertise to a U.S. nuclear accident or an 
incident. The real-time assessments of the consequences of 
potential radiation releases made by the Atmospherical Release 
Advisory Capability. The Radiological Assistance Program was 
established in the late 1950's and it comprises some 26 teams 
across the United States that are DOE and NNSA first responders 
to provide for the search, detection, and identification and 
advice to State, local, tribal, industry and even private 
citizens. They're actually called out about 24 times a year.
    The Radiation Emergency Assistance Center really works with 
the medical diagnostics and provides the basis for 
understanding the radiological and physiological response to 
radiation. And, finally, the Federal Government maintains an 
extensive response capability for radiological response, 
assessment and monitoring. This organization assures the hand-
off from crisis response to longer-term consequence management 
and monitoring and that that hand-off is accomplished smoothly 
and effectively.
    Through these tailored and responsive teams, NNSA is able 
to marshal highly trained, unique scientific and technical 
expertise drawn across the NNSA nuclear weapons complex and the 
DOE as a whole. More than 900 individuals are on call to 
respond in the event of a nuclear or radiological emergency. 
Only about 70 of these are full-time.
    The ability to call upon professionals from across the 
complex brings the depth of the nuclear/radiological response 
into this program and the full depth and breadth of the 
weapon's complex expertise and staffing can be brought to bear.
    Response teams are staffed with nuclear professionals who 
undertake this work as additional duty. Day-to-day, these 
individuals ensure the safety and reliability of our nuclear 
weapons stockpile, and with few exceptions, these individuals 
work other full-time jobs at DOE and NNSA, but they are on call 
as a response team when one is needed anywhere in the country. 
In that sense, nuclear incident response teams are analogous 
perhaps to the National Guard.
    The capabilities of the program are maintained and improved 
because of their cutting edge knowledge and because of their 
intimate relationship. These are the people who design and work 
on the weapons and the systems every day, and they are the ones 
we also bring into the fight, to the problem, in an incident. 
They have unique capabilities, but they are quite limited. Many 
years of hands-on work in some cases, going back to the 
Manhattan Project provides the knowledge and the insight and 
the background to draw upon.
    How will these teams work with the Department of Homeland 
Security? We believe that they will work very much as they do 
now. The team members will work at their regular jobs at DOE 
and NNSA unless they're activated. Under the Atomic Energy Act, 
the FBI is responsible to the United States for investigating 
illegal activities involving nuclear materials, including 
terrorist threats involving special nuclear materials. 
Executive Order 12656 provides the authority for DOE to assist 
in conducting, directing, and coordinating search and recovery 
operations for materials, weapons or devices in assisting and 
identifying and deactivating what we would call an improvised 
nuclear device or Radiological Dispersal Device. The State 
Department, Mr. Chairman, plays a similar role for overseas 
international events and has the authority to reach back to our 
teams for assistance. So when requested, NNSA-DOE response 
teams are activated and deployed in support or resolution of 
the crisis.
    Under the bill to establish Homeland Security, the new 
Secretary would coordinate responses to WMD incidents, 
including nuclear or radiological functions. We do not 
anticipate that the NNSA capabilities as a response to a 
nuclear or radiological accident or incident will be 
compromised in any way by this transfer of responsibility. What 
Homeland Security can add in addition to a centralized response 
to terrorism is a new and focused effort to set stronger 
standards for the capabilities of our teams, to strengthen 
training standards to ensure their inoperability, and to 
conduct joint exercises. There would be a single agency 
responsible for ensuring that we have the right assets 
available by setting nationally understood requirements and 
priorities.
    In summary, DOE and NNSA nuclear radiological response 
capabilities are critical in any domestic response to a nuclear 
radiological incident. But they are also vital to the DOE and 
to NNSA's capability to respond to an accident or incident 
within the weapons complex or the nuclear energy sector. With 
the teams organized essentially as they are now, subject to the 
call of the Secretary of Homeland Security, they can continue 
to function to support DOE and NNSA, the State Department and 
Homeland Security professionally, effectively and in a cost-
efficient manner.
    Mr. Chairman, I will be pleased to turn to your questions.
    [The prepared statement of John A. Gordon follows:]
  Prepared Statement of John A. Gordon, Under Secretary of Energy and 
     Administrator for Nuclear Security, National Nuclear Security 
               Administration, U.S. Department of Energy
    Thank you, Mr. Chairman. It's a pleasure to be here today to 
discuss Title V of the Homeland Security Act as it applies to the 
National Nuclear Security Administration (NNSA) at the Department of 
Energy (DOE).
    The President's proposal to organize the Department of Homeland 
Security (DHS) is at once visionary and down-to-earth. It will 
significantly improve the way the government responds to threats 
against the United States. Centralizing responsibility for our response 
to weapons of mass destruction will leverage resources currently spread 
across the government. The President's plan simply makes good sense. We 
at NNSA are proud of our role in the fight against terrorism, and we 
look forward to working with Congress and the Administration to make a 
smooth transition to a new department.
    The Department of Energy (DOE)/National Nuclear Security 
Administration (NNSA) develops and attracts the world's premiere 
nuclear scientists, technicians, and nuclear weapon designers as a 
result of over 50 years of managing the nation's nuclear weapons 
program. Many of these capabilities and assets have been applied toward 
homeland security and counter terrorism challenges long before 9/11, as 
well as since then.
    Under the Atomic Energy Act of 1954, as amended, the Federal Bureau 
of Investigation (FBI) is responsible, within the United States, for 
investigating illegal activities involving the use of nuclear 
materials, including terrorist threats involving the use of special 
nuclear materials. Executive Order 12656 provides authority for DOE to 
assist the FBI in conducting, directing, and coordinating search and 
recovery operations for nuclear materials, weapons, or devices, and 
assisting in identifying and deactivating an Improvised Nuclear Device 
(IND) or a Radiological Dispersal Device (RDD). Today's operations have 
been updated to address the threat of terrorists using weapons of mass 
destruction (WMD). When requested DOE/NNSA response teams are activated 
and deploy to support resolution of the WMD crisis.
    Under the Bill to establish the Department of Homeland Security, 
the new Secretary would coordinate responses to WMD incidents, 
including nuclear and/or radiological support function. We do not 
anticipate that the DOE/NNSA capabilities or response to a nuclear/
radiological accident or incident will be compromised in any way by 
this transfer of responsibility.
    Through tailored and responsive teams, DOE/NNSA is able to marshal 
highly trained and unique scientific and technical expertise in support 
of the Lead Federal Agency (LFA). This expertise is made up of 70 full 
time and 870 part time personal that draws from across the nuclear 
weapons complex and is composed of 29 full time and 118 part time 
Federal officials; 29 full time and 320 part time National Laboratory 
staff; and, 11 full time and 450 part time contractor staff.
    Although nearly 900 individuals are involved with the nuclear/
radiological incident response teams, through extensive matrixing and 
leveraging of resources, the cost to the government is only equivalent 
to 212 full time employees. This matrixing makes the response programs 
stronger and keeps the costs very low. The response teams are staffed 
with volunteers who, for the most part, work on ensuring the safety and 
reliability of the Nation's nuclear stockpile day in and day out. These 
professionals respond to staff a response team when called, much like a 
volunteer firefighter, or a National Guard member.
    Individuals from fifteen various DOE/NNSA sites/facilities or 
National Laboratories across the nation are on call to respond in the 
event of a nuclear/radiological incident or emergency. The ability to 
call upon professionals from across the weapons complex brings depth to 
the nuclear/radiological response programs. The full depth and breadth 
of the weapons complex experience and staffing are brought to bear in 
the event of a significant incident or an emergency.
    The capabilities of the response programs are improved because of 
the cutting edge knowledge of the stockpile stewardship program that 
these scientists bring with them when they respond to a call. This 
knowledge is gained over years of working with the stockpile 
stewardship program on a daily basis and cannot be duplicated--neither 
to replace the scientists on the response teams nor on the stockpile 
stewardship program. These very unique scientific/technical resources 
are extremely limited. Only the fundamental concepts of the stockpile 
stewardship programs are taught in a university. Many years of hands on 
work, in some cases going back to the Manhattan Project, provides 
knowledge, insights and background to draw upon that are invaluable.
          the nuclear/radiological incident response programs
    As the steward of the nation's nuclear weapons program, DOE/NNSA 
brings the knowledge and expertise of the world's leading nuclear 
scientists, technicians, and nuclear weapon designers in response to a 
significant nuclear/radiological incident or emergency. When the need 
arises, DOE/NNSA is prepared to respond immediately anywhere in the 
world with seven unique response capabilities.
    The response capability most widely known of is the Nuclear 
Emergency Support Team (NEST). The NEST program was initiated in 1974 
as a means to provide technical assistance to the Lead Federal Agency 
(LFA). NEST is our program for preparing and equipping specialized 
response teams to deal with the technical aspects of nuclear or 
radiological terrorism. NEST capabilities include search for and 
identification of nuclear materials, diagnostics and assessment of 
suspected nuclear devices, technical operations in support of render 
safe procedures, and packaging for transport to final disposition. NEST 
response team members are drawn from throughout the nation's nuclear 
weapons complex. Response teams vary in size from a five person 
technical advisory team to a tailored deployment of dozens of searchers 
and scientists who can locate and then conduct or support technical 
operations on a suspected nuclear device. NEST personnel and equipment 
are ready to deploy worldwide at all times.
    A Nuclear/Radiological Advisory Team deploys as part of an FBI-led 
Domestic Emergency Support Team (DEST) or as part of a State 
Department-led Foreign Emergency Support Team (FEST) is an incident 
occurs overseas to provide nuclear scientific and technical advice to 
the LFA.
    If the location of a suspected nuclear or radiological device is 
not known, search operations may be required. NEST search teams are 
routinely configured to detect and locate a radiological source using a 
variety of methods ranging from hand-carried to vehicle-mounted search 
equipment. The basic building block for NEST search operations is the 
Search Response Team (SRT). The Search Response Team is prepared to 
deploy on either civilian or military aircraft. Upon arrival on-scene, 
the Search Response Team can begin searching immediately or can equip 
and train local responders, who are already familiar with the search 
area.
    When a device is located, the specific resolution is dependent upon 
the political, technical, and tactical situation. The ultimate goal in 
resolving a nuclear terrorism crisis is to keep the terrorist device 
from producing a nuclear yield. This involves special explosive 
ordnance disposal (EOD) procedures conducted by highly-trained 
technical personnel. DOE/NNSA Joint Technical Operations Teams have 
been designated to work with military EOD teams during all phases of 
the crisis response. This approach also draws upon the personnel and 
equipment resources of the Accident Response Group (ARG).
    The Accident Response Group (ARG) mission is to manage the 
resolution of accidents or significant incidents involving nuclear 
weapons that are in DOE's custody at the time of the accident or 
incident. ARG will also provide timely, worldwide support to the 
Department of Defense in resolving accidents or significant incidents 
involving nuclear weapons in DoD's custody. Scientists, engineers, 
technicians, health physics and safety professionals from the National 
Laboratories and production facilities make up the ARG team. These 
skilled professionals from 30 different areas of technical expertise 
are ready to respond immediately. ARG members deploy with highly 
specialized, state-of-the-art equipment is used for monitoring, 
assessing or removing nuclear weapons, components or debris. Once the 
weapon leaves the site, the ARG mission is complete. Monitoring and 
assessment activities would most likely continue using other DOE/NNSA 
assets such as the Aerial Measuring System (AMS), the Atmospherical 
Release Advisory Capability (ARAC), the Federal Radiological Monitoring 
and Assessment Center (FRMAC), the Radiological Assistance Program 
(RAP), and the Radiation Emergency Assistance Center/Training Site 
(REAC/TS).
    The Aerial Measuring System (AMS) aircraft carry radiation 
detection systems, which provide real-time measurements of ground and 
airborne contamination--even very low radiation levels. AMS can also 
provide detailed aerial photographs and multi-spectral imagery and 
analysis of an accident site. AMS provides a rapid response to 
radiological emergencies with helicopters and fixed-wing aircraft 
equipped to detect and measure radioactive material deposited on the 
ground and to sample and track airborne radiation. The AMS uses a team 
of DOE/NNSA scientists, technicians, pilots and ground support 
personnel. Maps of the airborne and ground hazards are developed very 
rapidly which enables the scientists to determine ground deposition of 
radiological materials and project the radiation doses to which people 
and the environment are exposed. This information gives the decision-
making officials, e.g., the Federal Emergency Management Agency (FEMA), 
the Environmental Protection Agency (EPA), and state, local, or Tribal 
emergency management officials, information they need to effectively 
respond to the emergency. The AMS capability can also be used to locate 
lost or stolen radiological materials.
    The Atmospheric Release Advisory Capability (ARAC) role in an 
emergency begins when a nuclear, chemical, or hazardous material is 
released into the atmosphere. ARAC's main function is to provide near 
real-time assessments of the consequences of actual or potential 
radiation releases by modeling the movement of hazardous plumes to 
provide emergency response officials with the vital immediate 
information they need to rapidly evaluate airborne and ground 
contamination projections and thus effectively protect people and the 
environment. ARAC staff have vast databases available for a variety of 
data, including: a worldwide library of potential accident sites such 
as nuclear power plants and fuel-cycle facilities and a terrain 
database covering most of the world at a resolution of one-half 
kilometer.
    Upon receiving a request for support, ARAC's specialists begin 
downloading the most recent regional and site weather data for input 
into the model calculations. On-scene emergency response officials 
provide critical information such as the time and exact location of the 
release and the type of accident or incident causing the emergency. 
After ARAC team members have downloaded the regional weather 
information and received site input, computer codes simulate the 
release from the explosion, fire, vent or spill with dispersion models, 
which show the spread of the material. These dispersion models take 
into consideration the effects from the local terrain or topography and 
complex meteorology. ARAC staff scientists prepare graphic contour 
plots of the contamination overlaid on the local maps. These plots are 
distributed to emergency response officials and also provided to DOE/
NNSA response teams such as: AMS, ARG, FRMAC, RAP, REAC/TS, and NEST.
    In addition to accidental radiological releases, ARAC has assessed 
natural disasters such as volcanic ash cloud and earthquake-induced 
hazardous spills, manmade disasters such as the Kuwaiti oil fires, and 
toxic chemical releases from a wide spectrum of accidents.
    The Federal government maintains an extensive response capability 
for radiological monitoring and assessment. In the unlikely event of a 
major radiological incident, the full resources of the U.S. government 
can support state, local and Tribal governments. The FBI, as the Lead 
Federal Agency for domestic incidents, is responsible for leading and 
coordinating all aspects of the Federal response. DOE/NNSA may respond 
to a state or LFA request for assistance by deploying a RAP team. If 
the situation requires more assistance than RAP can provide, DOE/NNSA 
will alert or activate a Federal Radiological Monitoring and Assessment 
Center (FRMAC). FRMAC activities include: coordinating Federal offsite 
radiological environmental monitoring and assessment activities; 
maintaining technical liaison with state, local and Tribal governments; 
maintaining a common set of all offsite radiological monitoring data; 
and providing monitoring data and interpretations to the LFA, state, 
local and Tribal governments. The main DOE/NNSA emergency response 
assets that supplement and are integrated into FRMAC capabilities are: 
RAP, ARAC, AMS, and REAC/TS. These assets are employed to detect and 
monitor radiation, measure the concentration of radiation in the air 
and on the ground, and to evaluate current weather conditions and 
forecasts, which may affect the radiation impacts. Other Federal 
agencies provide key professionals specializing in technical areas of 
importance to the Federal monitoring assessment activities.
    The Radiological Assistance Program (RAP), established in the late 
1950's, is composed of 26 teams spread across the United States, RAP is 
often the first-responding DOE/NNSA resource in assessing an emergency 
situation and advising decision-making officials. A RAP response is 
tailored based on the scale of the event. Specific areas of expertise 
include: assessment, area monitoring, and air sampling, exposure and 
contamination control. RAP team members are trained in the hazards of 
radiation and radioactive materials to provide initial assistance to 
minimize immediate radiation risks to people, property, and the 
environment. Their equipment includes the most advanced radiation 
detection and protection equipment available.
    Since 1980, the Radiation Emergency Assistance Center/Training Site 
(REAC/TS) has been a World Health Organization Collaboration Center for 
Radiation Emergency Assistance. REAC/TS focuses on providing rapid 
medical attention to people involved in radiation accidents and is a 
resource to doctors around the world. DOE/NNSA's REAC/TS radiation 
experts are on call 24 hours a day for consultation to give direct 
medical and radiological advice to health care professionals at the 
REAC/TS treatment facility or an accident site. If needed, additional 
REAC/TS physicians and other team members can be deployed to the 
accident scene. This highly trained and qualified team can provide 
advice regarding assessment and treatment of contamination, conduct 
radiation dose estimates, diagnose and provide prognosis of radiation-
induced injuries, conduct medical and radiological triage, perform 
decontamination procedures and therapies for external and internal 
contamination, and calculate internal radiation doses from medially 
induced procedures.
    REAC/TS is also the recognized center for training national and 
foreign medical, nursing, paramedical, and health physics professionals 
for the treatment of radiation exposure. As a World Heath Organization 
Collaborating Center, REAC/TS is prepared to serve as a central point 
for advice and possible medical care in cases of radiation injuries; 
set up a network of available equipment and staff specializing in 
radiopathology; develop medical emergency plans in the event of a 
large-scale radiation accident; develop and carry out coordinated 
studies on radiopathology; prepare radiation documents and guidelines; 
and provide consultation or direct medical assistance to foreign 
governments if an actual radiation accident occurs.
    In summary, the DOE/NNSA nuclear/radiological response capabilities 
are critical in any domestic response to a nuclear/radiological 
incident, but they are also vital to the DOE and NNSA's ability to 
respond to an accident or incident within the weapons complex or 
nuclear energy sector. With the teams organized as they are now, 
subject to the call of the Secretary of Homeland Security, they can 
continue to function to support DOE and NNSA and Homeland Security in 
an efficient, cost-effective manner.
    The DOE/NNSA has more than 50 years of nuclear weapons experience 
that continue to provide the nation with an extensive base for science 
& technology, systems engineering, and manufacturing that has 
application across a broad set of national security missions, including 
homeland security and counter terrorism. Creation of a cabinet level 
Homeland Security agency holds promise for dramatic acceleration of 
improved capabilities against domestic threats. We in the DOE/NNSA are 
committed to the success of this new Department, and will work to 
facilitate it.
    I would be pleased to answer any questions.

    Mr. Greenwood. Thank you for your testimony, General.
    The Chair recognizes himself for 5 minutes for inquiry. Let 
me start with you, Secretary Allen.
    In order to speed the development of priority 
countermeasures, such as new vaccines and drugs, the Secretary 
of HHS is going to have to expedite approvals under the Federal 
Food, Drug, and Cosmetic Act. Moreover, some research efforts 
will be important both to counterterrorism and to advance 
public health research generally. We need to make sure that 
general research priorities are not diminished.
    How will HHS assure proper priority and coordination on the 
regulatory front with the new department?
    Mr. Allen. Mr. Chairman, the question is a very important 
one. It really goes to the heart of the mission of HHS, and in 
terms of time in dealing with bioterrorism.
    We don't believe the mission will change significantly at 
all in that regard for the very mere fact that HHS right now 
prioritizes the research, prioritizes how we are going to be 
addressing the need for getting new products to market. So we 
don't anticipate there will be much change at all, if any, in 
regards to how the FDA will move in terms of getting products 
approved for their use whether that be for a bioterrorism 
response or whether it is for a general civilian response in 
terms of the use.
    And to give you a good example, Congress just passed and 
the President has signed--as part of the bioterrorism 
legislation was included the passage of legislation that 
included the user fees for pharmaceutical products that would 
go to market. We believe that that will continue to be a part 
of that. But recognize that those products, those 
pharmaceutical products, while they serve a general purpose, 
using Cipro as an example--in terms of just an infection, they 
were used specifically in response to the anthrax outbreak 
which was a bioterrorism agent. So we don't anticipate there 
will be a significant change in how we were.
    The question we will have is that the department will need 
to coordinate with the Department of Homeland Security as we 
are looking at products that will be coming to market, that FDA 
will need to approve and review for approval; and that is going 
to be a function that will have to be conducted again at a very 
senior level within the department. But FDA will continue to be 
involved in that process, and we will just need to create a 
liaison to work with Homeland Security to ensure the speed and 
accuracy of getting that information between the departments 
and getting the products to market.
    Mr. Greenwood. The MDMS is being transferred from HHS to 
the new department, but as I understand it, these teams often 
have to be coordinated with other HHS elements, such as the 
Public Health Service.
    Will the separation of the MDMS from the Public Health 
Service present problems in your opinion, and if not, how will 
continued coordination be assured?
    Mr. Allen. We don't anticipate it will create problems in 
terms of the ultimate function of the MDMS system. While indeed 
the legislation under section 502 transfers that function to 
the new department, we do believe that as it currently exists 
in HHS, it was transferred from under the Assistant Secretary 
of Health to the Office of Public Health Preparedness, what 
would be the Assistant Secretary for Public Health Emergency 
Preparedness, and there had to be coordination even within the 
department of those assets and resources.
    So we would anticipate that there would be an ongoing 
coordination with, now, the Department of Homeland Security 
that had already existed between HHS, VA, the Veterans' 
Administration, FEMA, DOD and other agencies that were involved 
in the MDMS system.
    So we don't anticipate much change, but we would work 
through agreements, working with the Department of Homeland 
Security to ensure a smooth transition to ensure that those 
responses continue.
    Mr. Greenwood. Just a question or two to you, General 
Gordon.
    With respect to the NEST, the President's proposal leaves 
these teams under DOE authority generally, except for emergency 
situations when they would be under the new Secretary's 
authority. In our discussions with those who make up these 
teams at the labs, there is some sense of confusion as to the 
exact dividing line.
    Can you shed some additional light on that question, based 
on your understanding of the administration's views?
    Mr. Gordon. Mr. Chairman, now, today, if a team were to 
deploy to a situation under Federal control--a nuclear 
incident, a suspected weapon--that team would ``chop,'' in the 
military term, would ``deploy'' under the control and command 
of the lead Federal agency, which in most circumstances would 
be the FBI.
    Under this act, I think there is still a bit of a sorting 
out to be done on exactly how that relationship between the 
Secretary and the FBI works out. But the NEST teams will chop 
to the lead Federal agency.
    Mr. Greenwood. Sorting out requires some fine tuning of the 
legislative language.
    Mr. Gordon. I think it is just a decision. Whether it is 
legislation or within the administration, I think it is a 
decision.
    My sense is it's not going to have any measurable effect on 
the operation or the effectiveness of the teams. They are going 
to work for someone who is in charge of the overall action.
    Mr. Greenwood. Will this new bill require that the new 
Secretary authorize any deployments of these teams, or 
components of these teams, which I understand is not all that 
uncommon? Or will the DOE Secretary or the regional commanders 
of these teams remain authorized to deploy assets when deemed 
necessary or upon request of State or local officials?
    Mr. Gordon. We view these very much as dual-use assets in 
that regard. If there's a national incident that requires the 
team, the teams will provide it then. However, these are 
individuals with qualities and capabilities that we need to be 
able to deploy to an energy or national lab incident that we 
can deploy ourselves. There are not a huge number of teams, but 
certainly enough to handle more than one incident at a time.
    Mr. Greenwood. My time has expired, but before I yield to 
the ranking member, I would just ask that both Secretary Allen 
and General Gordon commit to us that your staffs will work 
diligently with us in the short, truncated period that we have 
to get this legislation prepared for the House floor.
    Mr. Gordon. Absolutely.
    Mr. Allen. Absolutely.
    Mr. Deutsch. Thank you, Mr. Chairman.
    Secretary Allen, I believe you were here throughout the 
entire comments by the Governor and the questions. And I really 
wanted to follow up a little bit about that. Besides myself, a 
number of other members, I think, are just really trying to 
inquire and really enter into a dialog into the changes of some 
of these responsibilities from HHS to this new department.
    Under this proposed governmental structure, what public 
health responsibilities are left in HHS?
    Mr. Allen. Actually, Congressman Deutsch, the vast majority 
of the public health responses are left in HHS. It does not 
dramatically impact the Public Health Service Act that exists 
right now to focus on HHS' public health responsibilities. What 
it does do is set some particular areas that will be dual use.
    What is transferred from HHS under the proposal are, one, 
the national pharmaceutical stockpile, which includes the 
procurement, the maintenance, and deployment of the stockpile; 
second, the transfer of the Office of the Assistant Secretary 
for Public Health Emergency Preparedness, which includes the 
National Disaster Medical System, includes the Metropolitan 
Medical Response teams, includes our Disaster Medical 
Assistance teams. Those assets which would also be part of our 
Office of Emergency Preparedness will transfer. And then last, 
the select agent regulations will transfer.
    So the vast majority of the functions of HHS will continue 
and will not be fully transferred over to the new department.
    Mr. Deutsch. Could you specifically respond to, I guess one 
of the questions I also asked Governor Ridge, regarding the 
grant program, the billion dollar grant program for public 
health preparedness established by Secretary Thompson and 
authorized by the 2002 Public Health Security and Bioterrorism 
Preparedness Act? How will that change in terms of the 
proposals?
    Mr. Allen. Under the proposals, the Department of Homeland 
Security will have the responsibility for those State and local 
programs; however, they will do that through contracting with 
HHS to run those programs. Certainly, the Administration did 
not want to disrupt what was accomplished in the public health, 
the act, the bioterrorism act, to disrupt what has already been 
taking place, and that is, is getting resources to State and 
local communities. We will still be in essence the grant 
managers in that sense actually working with State and local 
governments. It's simply that the strategic decisionmaking will 
be primarily the responsibility of the Department of Homeland 
Security, and they will consult with and contract with 
through--and through memorandums of understanding with the 
Department in carrying out of those functions.
    Mr. Deutsch. Now, our understanding is--my understanding as 
well is that for budgeting purposes, these two infrastructures 
that we are just describing cannot cost more than the single 
one. How is that possible? And is that correct?
    Mr. Allen. It's possible, because, for example, in terms of 
what we are already doing, the functions will--the functions, 
the personnel will remain at the Health Resources Services 
Administration, which is working on the possible preparedness 
issues, and will remain at the Center for Disease Control which 
is working with State and local health departments in terms of 
the functions there.
    So, in essence, the money is going to be funded through the 
Department of--the Department of Homeland Security, and they 
will contract with HHS to carry out those functions.
    Mr. Deutsch. In your testimony, you stated that HHS would 
continue to decide what agents would be on the select agent 
list. Could you cite the legislation or the provision for that?
    Mr. Allen. Actually, under the legislation, the scientific 
work that is being done, the medical expertise that is 
necessary right now to determine what the select agents are 
would be accomplished by working with the scientists who 
currently exist at H HS. Under the section 502, it transfers--
subsection 5, it transfers the work of the Office of Assistant 
Secretary for Public Health Emergency Preparedness, but also 
transfers--and all their functions in the strategic and 
national stockpile is also transferred.
    With regards to the select agent rule, I have to find the 
specific records.
    Mr. Deutsch. You can provide that to us, if you can.
    Mr. Allen. Sure. I will be glad to do that.
    Mr. Deutsch. Again, I just see my time is running out, so 
let me go through two other questions very quickly.
    What percentage of public health service officers are 
actually supposed to go over to the new agency?
    Mr. Allen. We don't have a number of actual individuals. I 
can give you the number of individuals who are supposed to 
transfer over.
    With regards to--if you will hold on for a second. Under 
the select agent rule, for example, we will be transferring 
seven FTEs. Those are the individuals who actually worked at 
CDC who worked on the select agent transfer program. We also--
under the Office of the Assistant Secretary for Public Health 
Preparedness, that would include approximately 116 staff and 
detailees who are currently on board, including 87 individuals 
who are at the Office of Emergency Preparedness. And for the 
functions in terms of the national, the national pharmaceutical 
stockpile would include currently about 28 individuals.
    Mr. Deutsch. Thank you.
    Mr. Allen. And your cite for the select agent rule, I do 
have that for you. It's under section 502. 302, I'm sorry. 
Section 302, subsection 1. It says that the select agent 
registration enforcement programs and activities of the 
Department of Health and Human Services, including the 
functions of the Secretary of HHS relating thereto, will 
transfer over.
    Mr. Whitfield. General Gordon, one of the laboratories in 
their written testimony asked a very good question about how 
NEST's effectiveness depends in large part on the continued R&D 
and technology improvement efforts under way at DOE. If you 
divide--if the NEST teams are divorced in some way from the R&D 
component, whether by transfer of NEST or transfer of those R&D 
components to Homeland Security, in your opinion, what would 
the impact of that be? And does that concern you?
    Mr. Gordon. Mr. Chairman, it's not our intent to break that 
link at all. The labs have a huge capacity to do this R&D. It's 
very important to us. And they are, of course, the ones who 
provide the experts for NEST.
    As we discussed in the statement, the NEST will continue to 
operate and live as an organic unit within the National Nuclear 
Security Administration and DOE, and be available as a national 
asset, as the demand requires. We intend to keep them linked 
tightly together.
    Mr. Whitfield. Okay. On these NEST teams, is it--many 
people devote time voluntarily to this. Is that correct? Or----
    Mr. Gordon. Of the 900 or so people that are identifiable 
on the full range of nuclear incident response teams, which 
goes beyond NEST, there is probably only about 70 full-time 
employees. The others, I'm not sure I would call them 
volunteers so much as additional duty. They accept this duty, 
they accept this responsibility. They train to it and exercise 
to it.
    But the point being, from my perspective, Mr. Chairman, the 
point being that's one of the reasons you just can't pick this 
thing up lock, stock, and barrel, and move it elsewhere. Their 
expertise, their currency is actually from the jobs they do day 
to day.
    Mr. Whitfield. You know, some people have described this 
situation as following the National Guard model in which 
equipment and supplies are centrally managed--in this case, by 
the new Secretary--while the personnel remain under the general 
authority of the respective departments--in this case DOE--
except when called to duty. Is that your understanding of the 
approach embodied in this bill?
    Mr. Gordon. I might use a different analogy but toward the 
same end. Military service today, their responsibility is to 
organize, train, and equip.
    Mr. Whitfield. Right.
    Mr. Gordon. And then they are then fought by a commander in 
chief. I think that there is an analogy here pretty strong to 
that point, that we would organize, train, and equip to 
standards that I would hope that the new department would help 
sharpen, help strengthen, and work the interoperability perhaps 
better than we do today.
    Mr. Whitfield. I was wondering if you would elaborate just 
a little bit on these joint tactical operations teams. 
Actually, what is their mission?
    Mr. Gordon. What they would be doing is we would be 
augmenting the individuals who were hands-on attempting to deal 
with or dismantle a weapon. So, basically, in those instances, 
Mr. Chairman, what we do is we bring in the technical expertise 
that sits behind the bomb squad.
    Mr. Whitfield. Okay.
    Now, Secretary Allen, if we move some of the key functions 
of the new Assistant HHS Secretary for Public Health 
Preparedness--and maybe you all touched on this earlier. But if 
we moved that to the new department, does that eliminate the 
need for that assistant secretary entirely, or would there be 
remaining functions, such as coordination, that would need to 
be done?
    Mr. Allen. Clearly, the need for coordination within the 
Department of HHS of these activities will not be eliminated. 
Whether that is the requirement of having an assistant 
secretary level function, that is something that remains to be 
addressed. Clearly, the department under Secretary Thompson 
following 9/11, he created the Office of Public Health 
Preparedness, and had a director of that office to coordinate 
those functions. But it was certainly the wisdom of Congress to 
create an office of an assistant secretary. So we would be 
flexible to work with it, but there will need to have very 
senior leadership coordinating the activities of the department 
to work with Homeland Security to ensure the continuity of 
those programs.
    Mr. Whitfield. Thank you very much. I see my time has 
expired. We will recognize the gentleman from Michigan for 5 
minutes.
    Mr. Stupak. Thank you, Mr. Chairman.
    General Gordon, I think in your opening statement you 
commented, or maybe it was in response to a question, about 
Salt Lake City Olympics. Did you--or, not you. But were there 
radiation detection devices at the Salt Lake Olympics?
    Mr. Gordon. We didn't set up specifically. The emphasis on 
the Salt Lake Olympics was more in the area of some biological 
response, which I would prefer to discuss in a different 
session.
    Mr. Stupak. Sure. But in answer to my question, so there 
wasn't any radiation detection devices at Salt Lake that you 
know of?
    Mr. Gordon. We did not set up specific portals.
    Mr. Stupak. Right. My question is, do you know if there 
were any radiation detection devices? I know you didn't set 
them up, but were there?
    Mr. Gordon. I just don't know the answer to your question.
    Mr. Stupak. Okay.
    Mr. Gordon. I will provide you a response.
    [The following was received for the record:]

    At the request of the U.S. Secret Service and the Federal Bureau of 
Investigation, and in support of the Utah Olympic Public Safety 
Command, the Department of Energy deployed the Nuclear/Radiological 
Advisory Team (NRAT) and members of the Radiological Assistance Program 
(RAP) team from Region 6 (Idaho) with portable radiation detection 
equipment to the Salt Lake City 2002 Winter Olympic Games. The 
equipment deployed included small pager-sized radiation detectors, 
detectors carried in briefcases and backpacks, and vehicle-mounted 
detectors. Identification units, which are used to identify the 
specific type of radiological material, were also sent. No radiation 
portal monitoring was conducted at any time.
    Prior to the arrival of the athletes, NRAT and RAP conducted 
radiological surveys around Salt Lake City and the high security areas. 
Surveys of this type are useful in cataloging the radiological 
signature of the surrounding areas, saving critical response time in 
the event of an actual incident. During the survey process several 
locations revealed an elevated radiation signature. In each instance, 
the NRAT scientists deployed with identification units and determined 
that the readings were due to natural background radiation, a normal 
occurrence. Once the Olympics began, the radiological surveying stopped 
and the teams assumed a response posture. There were no incidents 
requiring the use of NRAT or RAP personnel or equipment during the 
Olympics.

    Mr. Stupak. Okay. But the only point I was driving at--it 
wasn't a trick question--is my impression is that there were 
radiation detection devices we used at Salt Lake City. In the 
earlier panel with Governor Ridge here, we were talking a lot 
about radiation detection devices. If they were set up and used 
in Salt Lake City and if there is concerns we should have them 
elsewhere in this country, why aren't we using them? That's all 
I'm trying to get at.
    Mr. Gordon. Again, I would really like to discuss this in a 
different session.
    Mr. Stupak. Sure. Let me put it this way. When I was 
asking--we were talking about it before, myself and Governor 
Ridge, we talked about how Customs wanted these devices, and 
then contractors gave them to DOE, and DOE has now gone to one 
of the labs to try to get some standards and get some 
development going, and we are already down the three levels. 
And in response to the question, it was like, ``Well, 
Congressman, that's sort of the way the Federal bureaucracy 
works.'' I didn't get a warm, fuzzy feeling when I got that 
answer.
    I guess if we are going to do this new Homeland Security, 
Department of Homeland Security, how are things going to be 
different?
    Mr. Gordon. I want to sign up to exactly what I think you 
are getting at, sir. We had proposed and suggested at the 
beginning that there be developed in effect a lead technical 
agency that could bring together the disparate variety of 
activities that are under way in this with some national 
standards, with some national priorities that are set up for 
where we are going. That is, in my understanding, what is to be 
incorporated into this new department. Because what we have 
now, even in our own areas for the Department of Energy and 
NNSA, is some very specific capabilities that were put together 
for some very specific and somewhat narrow uses. We have now 
expanded those, I think, with considerable expertise and a 
little bit of alacrity in response to 9/11. The pagers, the 
sort of small radiation detection pagers that are used at 
airports have been made available to the extent that we could 
get them fast enough or cause them to be produced fast enough, 
deployed in a number of locations with a number of different 
forces.
    I think there is a good effort across the board in where we 
are using and deploying some systems, which I would be glad to 
talk with you in a smaller group, but it is time to pull it 
together in an aggressive program.
    Mr. Stupak. Okay. Again, maybe it would be appropriate in a 
closed session, and, again, just a little bit. But I'm still 
trying to get at if we create this new department how is it 
going to be different? How are we going to have accountability, 
responsibility, and make sure the job is getting done, and we 
don't have finger-pointing after an incident? That's what I'm 
driving at.
    Mr. Gordon. We bring it together in one place with 
individuals who are charged to look at it nationally----
    Mr. Stupak. Okay.
    Mr. Gordon. [continuing] who are designed to set up what 
are the priorities that you want us to spend our research 
dollars and our production dollars on, and take that in an 
aggressive step and just work right down a strategic plan.
    Mr. Stupak. I'm sure, Mr. Chairman, when we get into the 
radiation detection, I would suggest that might be a place we 
want to go in closed session. I know I have some more 
questions, but I am going to leave that issue right now and go 
to another spot.
    Well, let's take the NEST teams. I don't know of any 
significant problems that have been evident by the way these 
teams have been presently structured or how their command and 
control has worked in the past. So if you move NEST teams over 
to the new department, how is that going to improve them or 
improve their functionality?
    Mr. Gordon. I think the point, sir, is that they don't move 
over; that they become part of the coordinated units that are 
available to respond to a crisis upon the direction of the 
Secretary.
    Mr. Stupak. So the teams wouldn't move over to Homeland 
Security?
    Mr. Gordon. The teams do not move as a unit. They stay 
where they are because--they need, in fact, to stay inside the 
organization because they are not full-time personnel that 
deploy. These are actually the experts that are working on our 
stockpile stewardship program, working on our weapons, working 
the intelligence side. So we bring them together, as the 
Chairman had suggested, in a National Guard way or in a 
military service way to respond to individual crisis.
    Mr. Stupak. Okay. All right. I was under the impression, 
and maybe wrongly so, that NEST teams are going to be moved to 
Homeland Security.
    Mr. Gordon. No, sir. They would be available under the 
command of the Secretary of Energy upon call for national 
issues. They also would be available to the Secretary or myself 
for an DOE-NNSA incident where they had to respond. And we need 
them to stay tied in to their current work, because they are 
not full-time NEST employees, on the whole.
    Mr. Stupak. Okay. They stay where they are, but additional 
people can employ them, if need be.
    Mr. Gordon. And that's effectively the way it is today. If 
there were an incident this moment that involved a nuclear 
weapons or terrorist attack, the FBI would be responsible for 
commanding that incident, and we would deploy our forces to the 
FBI for their use.
    Mr. Greenwood. The time of the gentleman has expired.
    Thank you, Secretary Allen, thank you, General Gordon, for 
your testimony, for responding to our questions, to your 
pledges of cooperation as we work through this legislation. 
Thank you again, and you are excused.
    Mr. Gordon. Thank you, Mr. Chairman.
    Mr. Greenwood. The Chair then calls forward our third panel 
for this hearing. We have Ms. Jan Heinrich, who is the Director 
of Health Care and Public Health Issues at the U.S. General 
Accounting Office; Dr. Harry C. Vantine, Program Leader, 
Counterterrorism and Incident Response at the Lawrence 
Livermore National Laboratory; Dr.--or Mr. David Nokes, 
Director, Systems Assessment and Research Center, Sandia 
National Laboratories; Dr. Donald D. Cobb, Associate Director 
for Threat Reduction, Los Alamos National Laboratory; Dr. Lew 
Stringer, Medical Director, Division of Emergency Management, 
the North Carolina Department of Crime Control and Public 
Safety; and Mr. Edward P. Plaugher, Chief of the Arlington 
County Fire Department, and also Executive Agent, Washington 
Area, National Medical Response Team.
    Lady and gentlemen, we welcome you, and thank you for 
joining us this morning. And I would--you are aware that this 
committee is holding an investigative hearing, and when doing 
so, it is our practice to take testimony under oath. Do any of 
you have any objections to giving your testimony under oath? 
No? You are also, under the rules of this committee and the 
House, entitled to be represented by counsel. Do any of you 
wish to be represented by counsel this morning? Okay.
    Is Dr. Stringer not here? Doctor, take your time and hurry 
on up to the table.
    Welcome, Dr. Stringer. As I indicated to the other 
witnesses, sir, you are aware that this committee is holding an 
investigative hearing, and you are aware that, pursuant to our 
practices, we take testimony under oath. And I should ask you, 
do you have any objection to giving your testimony under oath?
    Mr. Stringer. No, sir.
    Mr. Greenwood. Then for all of you, you are entitled under 
the rules of the House and the committee to be represented by 
counsel. Do any of you wish to be represented by counsel? Okay. 
In that case, if you would each stand, and all stand and raise 
your right hands, I will swear you in.
    [Witnesses sworn.]
    Mr. Greenwood. Okay. You are all the under oath. And Ms. 
Heinrich, you are recognized for 5 minutes for your opening 
statement. Thank you for being with us.

 TESTIMONY OF JANET HEINRICH, DIRECTOR, HEALTH CARE AND PUBLIC 
    HEALTH ISSUES, U.S. GENERAL ACCOUNTING OFFICE; HARRY C. 
    VANTINE, PROGRAM LEADER, COUNTERTERRORISM AND INCIDENT 
  RESPONSE, LAWRENCE LIVERMORE NATIONAL LABORATORY; K. DAVID 
NOKES, DIRECTOR, SYSTEMS ASSESSMENT AND RESEARCH CENTER, SANDIA 
 NATIONAL LABORATORIES; DONALD D. COBB, ASSOCIATE DIRECTOR FOR 
THREAT REDUCTION, LOS ALAMOS NATIONAL LABORATORY; LLEWELLYN W. 
    STRINGER, JR., MEDICAL DIRECTOR, DIVISION OF EMERGENCY 
  MANAGEMENT, NORTH CAROLINA DEPARTMENT OF CRIME CONTROL AND 
PUBLIC SAFETY; AND EDWARD P. PLAUGHER, CHIEF, ARLINGTON COUNTY 
  FIRE DEPARTMENT, EXECUTIVE AGENT, WASHINGTON AREA NATIONAL 
                     MEDICAL RESPONSE TEAM

    Ms. Heinrich. Mr. Chairman and members of the subcommittee, 
I appreciate the opportunity to be here today to discuss the 
proposed creation of the Department of Homeland Security. Since 
the terrorist attacks of September 11 and the subsequent 
anthrax incidents, there has been concern about the ability of 
the Federal Government to prepare and coordinate an effective 
public health response to such events. Our earlier work found 
that more than 20 Federal departments and agencies carry some 
responsibility for bioterrorism preparedness and response, and 
that their efforts are fragmented.
    Emergency response is further complicated by the need to 
coordinate actions with agencies at the State and local level 
where much of the response activity would occur. My remarks 
will focus on the aspects of the proposal concerned with public 
health preparedness and response, and the two primary changes 
to the current system found in title 5 of the proposed bill.
    First, the proposal would transfer certain emergency 
preparedness and response programs, as we have already heard.
    Second, it would transfer the control over but not the 
operation of other public health preparedness assistance 
programs, such as providing emergency preparedness planning 
assistance to State and local governments from HHS to the new 
department.
    The consolidation of Federal agencies and resources for 
medical response to an emergency as outlined in the proposed 
legislation has the potential to improve efficiency and 
accountability for these activities at the Federal level, as 
well as the State and local levels. The programs to be 
consolidated have already been identified for you. As Governor 
Ridge has stated, issues of coordination will remain, however.
    The proposed transfer of the Metropolitan Medical Response 
System does not address the need for enhanced regional 
communication and coordination, for example. The National 
Disaster Medical System functions as a partnership among HHS, 
the Department of Defense, the Department of Veterans Affairs, 
FEMA, State and local governments, and the private sector. 
Thus, coordination across departments will still be required.
    Similarly, the Strategic National Stockpile will involve 
the VA for purchase and storage, and HHS, in regards to the 
medical contents.
    Although the proposed department has the potential to 
improve emergency response functions, its success is contingent 
on merging the perspectives of the various programs that would 
be integrated under the proposal. We are concerned that the 
lines of authority of the different parties in the event of 
emergency still need to be clarified.
    As an example, in the recent anthrax events, local 
officials complained about differing priorities between the FBI 
and public health officials handling suspicious specimens. The 
FBI viewed the specimens as evidence in a criminal case, while 
public health officials' first priority was contacting 
physicians to ensure effective treatment was begun promptly.
    The President's proposal to shift the authority, funding, 
and priority-setting for all programs assisting State and local 
agencies and public health emprgency Preparedness from HHS to 
the new department raises concerns because of the dual purpose 
nature of these activities. These programs include, as we have 
heard, the CDC's bioterrorism and preparedness programs and the 
HRSA Bioterrorism Hospital Preparedness Program. Functions 
funded through these programs are central to investigations of 
naturally occurring infectious disease outbreaks and to regular 
public health communications, as well as to identifying and 
responding to a bioterrorism event. Just as with the West Nile 
virus outbreak in New York City, which initially was feared to 
be the result of bioterrorism, when an unusual case of disease 
occurs, public health officials must investigate. Although the 
origin of the disease may not be clear at the outset, the same 
public health resources are needed, regardless of the source.
    The recently enacted Public Health Security and 
Bioterrorism Preparedness and Response Act of 2002 recognized 
that these dual purpose programs are needed in State and local 
communities. Now States are beginning to plan to expand 
laboratory capacity, enhance their ability to conduct 
infectious disease surveillance and epidemiological 
investigations, and develop plans for communicating with the 
public. While under the proposal, the Secretary of Homeland 
Security would be given control over these assistance programs, 
their implementation would continue to be carried out by H HS.
    The proposal also authorizes the President to direct that 
these programs no longer be carried out in that manner without 
addressing the circumstances under which such authority would 
be exercised.
    We are concerned that this approach may disrupt the synergy 
that exists in these dual purpose programs. We are also 
concerned that the separation of control over the programs from 
their operations would lead to difficulty in balancing 
priorities. Although the HHS programs are important for 
homeland security, they are just as important to the day-to-day 
needs of public health agencies and hospitals, such as 
reporting on meningitis outbreaks and providing alerts to the 
medical community on influenza. The current proposal does not 
clearly provide a structure that ensures that both the goals of 
homeland security and public health will be met.
    In summary, many aspects of the proposal are in line with 
our previous recommendations to consolidate programs, 
coordinate functions, and provide a statutory basis for 
leadership of homeland security. However, we do have concerns, 
as we have noted.
    Mr. Chairman, this completes my prepared statement. I am 
happy to respond to any questions you or other members may 
have.
    [The prepared statement of Janet Heinrich follows:]
Prepared Statement of Janet Heinrich, Director, Health Care and Public 
             Health Issues, U.S. General Accounting Office
    Mr. Chairman and Members of the Committee: I appreciate the 
opportunity to be here today to discuss the proposed creation of the 
Department of Homeland Security. Since the terrorist attacks of 
September 11, 2001, and the subsequent anthrax incidents, there has 
been concern about the ability of the federal government to prepare for 
and coordinate an effective public health response to such events, 
given the broad distribution of responsibility for that task at the 
federal level. Our earlier work found, for example, that more than 20 
federal departments and agencies carry some responsibility for 
bioterrorism preparedness and response and that these efforts are 
fragmented. <SUP>1</SUP> Emergency response is further complicated by 
the need to coordinate actions with agencies at the state and local 
level, where much of the response activity would occur.
---------------------------------------------------------------------------
    \1\ U.S. General Accounting Office, Bioterrorism: Federal Research 
and Preparedness Activities, GAO-01-915, (Washington, D.C.: Sept. 28, 
2001).
---------------------------------------------------------------------------
    The President's proposed Homeland Security Act of 2002 would bring 
many of these federal entities with homeland security 
responsibilities--including public health preparedness and response--
into one department, in an effort to mobilize and focus assets and 
resources at all levels of government. The aspects of the proposal 
concerned with public health preparedness and response would involve 
two primary changes to the current system, which are found in Title V 
of the proposed bill. First, the proposal would transfer certain 
emergency preparedness and response programs from multiple agencies to 
the new department. Second, it would transfer the control over, but not 
the operation of, other public health preparedness assistance programs, 
such as providing emergency preparedness planning assistance to state 
and local governments, from the Department of Health and Human Services 
(HHS) to the new department. <SUP>2</SUP>
---------------------------------------------------------------------------
    \2\ These changes are primarily covered by Sections 502 and 505, 
respectively, in Title V of the President's proposed legislation.
---------------------------------------------------------------------------
    In order to assist the committee in its consideration of this 
extensive reorganization of our government, my remarks today will focus 
on Title V of the President's proposal and the implications of (1) the 
proposed transfer of specific public health preparedness and response 
programs currently housed in HHS into the new department and (2) the 
proposed transfer of control over certain other public health 
preparedness assistance programs from HHS to the new department. My 
testimony today is based largely on our previous and ongoing work on 
federal, state, and local preparedness in responding to bioterrorist 
threats, <SUP>3</SUP> as well as a review of the proposed legislation.
---------------------------------------------------------------------------
    \3\ See ``Related GAO Products'' at the end of this testimony.
---------------------------------------------------------------------------
    In summary, we believe that the proposed reorganization has the 
potential to repair the fragmentation we have noted in the coordination 
of public health preparedness and response programs at the federal, 
state, and local levels. As we have recommended, the proposal would 
institutionalize the responsibility for homeland security in federal 
statute. We expect that, in addition to improving overall coordination, 
the transfer of programs from multiple agencies to the new department 
could reduce overlap among programs and facilitate response in times of 
disaster. However, we have concerns about the proposed transfer of 
control from HHS to the new department for public health assistance 
programs that have both basic public health and homeland security 
functions. These dual-purpose programs have important synergies that we 
believe should be maintained. We are concerned that transferring 
control over these programs, including priority setting, to the new 
department has the potential to disrupt some programs that are critical 
to basic public health responsibilities. We do not believe that the 
President's proposal is sufficiently clear on how both the homeland 
security and the public health objectives would be accomplished.
                               background
    Federal, state, and local government agencies have differing roles 
with regard to public health emergency preparedness and response. The 
federal government conducts a variety of activities, including 
developing interagency response plans, increasing state and local 
response capabilities, developing and deploying federal response teams, 
increasing the availability of medical treatments, participating in and 
sponsoring exercises, planning for victim aid, and providing support in 
times of disaster and during special events such as the Olympic games. 
One of its main functions is to provide support for the primary 
responders at the state and local level, including emergency medical 
service personnel, public health officials, doctors, and nurses. This 
support is critical because the burden of response falls initially on 
state and local emergency response agencies.
    The President's proposal transfers control over many of the 
programs that provide preparedness and response support for the state 
and local governments to a new Department of Homeland Security. Among 
other changes, the proposed bill transfers HHS's Office of the 
Assistant Secretary for Public Health Emergency Preparedness to the new 
department. Included in this transfer is the Office of Emergency 
Preparedness (OEP), which currently leads the National Disaster Medical 
System (NDMS) <SUP>4</SUP> in conjunction with several other agencies 
and the Metropolitan Medical Response System (MMRS). <SUP>5</SUP> The 
Strategic National Stockpile, <SUP>6</SUP> currently administered by 
the Centers for Disease Control and Prevention (CDC), would also be 
transferred, although the Secretary of Health and Human Services would 
still manage the stockpile and continue to determine its contents.
---------------------------------------------------------------------------
    \4\ In the event of an emergency, the National Disaster Medical 
System has response teams that can provide support at the site of a 
disaster. These include specialized teams for burn victims, mental 
health teams, teams for incidents involving weapons of mass 
destruction, and mortuary teams that can be deployed as needed. About 
2,000 civilian hospitals have pledged resources that could be marshaled 
in any domestic emergency under the system.
    \5\ The Metropolitan Medical Response System is a program that 
provides support for local community planning and response capabilities 
for mass casualty and terrorist incidents in metropolitan areas.
    \6\ The stockpile, previously called the National Pharmaceutical 
Stockpile, consists of two major components. The first component is the 
12-Hour Push Packages, which contain pharmaceuticals, antidotes, and 
medical supplies and can be delivered to any site in the United States 
within 12 hours of a federal decision to deploy assets. The second 
component is the Vendor Managed Inventory.
---------------------------------------------------------------------------
    Under the President's proposal, the new department would also be 
responsible for all current HHS public health emergency preparedness 
activities carried out to assist state and local governments or private 
organizations to plan, prepare for, prevent, identify, and respond to 
biological, chemical, radiological, and nuclear events and public 
health emergencies. Although not specifically named in the proposal, 
this would include CDC's Bioterrorism Preparedness and Response program 
and the Health Resources and Services Administration's (HRSA) 
Bioterrorism Hospital Preparedness Program. These programs provide 
grants to states and cities to develop plans and build capacity for 
communication, disease surveillance, epidemiology, hospital planning, 
laboratory analysis, and other basic public health functions. Except as 
directed by the President, the Secretary of Homeland Security would 
carry out these activities through HHS under agreements to be 
negotiated with the Secretary of HHS. Further, the Secretary of 
Homeland Security would be authorized to set the priorities for these 
preparedness and response activities.
          reorganization has potential to improve coordination
    The consolidation of federal assets and resources in the 
President's proposed legislation has the potential to improve 
coordination of public health preparedness and response activities at 
the federal, state, and local levels. Our past work has detailed a lack 
of coordination in the programs that house these activities, which are 
currently dispersed across numerous federal agencies. In addition, we 
have discussed the need for an institutionalized responsibility for 
homeland security in federal statute. <SUP>7</SUP> The proposal 
provides the potential to consolidate programs, thereby reducing the 
number of points of contact with which state and local officials have 
to contend, but coordination would still be required with multiple 
agencies across departments. Many of the agencies involved in these 
programs have differing perspectives and priorities, and the proposal 
does not sufficiently clarify the lines of authority of different 
parties in the event of an emergency, such as between the Federal 
Bureau of Investigation (FBI) and public health officials investigating 
a suspected bioterrorist incident. Let me provide you more details.
---------------------------------------------------------------------------
    \7\ U.S. General Accounting Office, Homeland Security: 
Responsibility and Accountability for Achieving National Goals, GAO-02-
627T (Washington, D.C.: Apr. 11, 2002).
---------------------------------------------------------------------------
    We have reported that many state and local officials have expressed 
concerns about the coordination of federal public health preparedness 
and response efforts. <SUP>8</SUP> Officials from state public health 
agencies and state emergency management agencies have told us that 
federal programs for improving state and local preparedness are not 
carefully coordinated or well organized. For example, federal programs 
managed by the Federal Emergency Management Agency (FEMA), Department 
of Justice (DOJ), and OEP and CDC all currently provide funds to assist 
state and local governments. Each program conditions the receipt of 
funds on the completion of a plan, but officials have told us that the 
preparation of multiple, generally overlapping plans can be an 
inefficient process. <SUP>9</SUP> In addition, state and local 
officials told us that having so many federal entities involved in 
preparedness and response has led to confusion, making it difficult for 
them to identify available federal preparedness resources and 
effectively partner with the federal government.
---------------------------------------------------------------------------
    \8\ U.S. General Accounting Office, Bioterrorism: Federal Research 
and Preparedness Activities, GAO-01-915, (Washington, D.C.: Sept. 28, 
2001).
    \9\ U.S. General Accounting Office, Combating Terrorism: 
Intergovernmental Partnership in a National Strategy to Enhance State 
and Local Preparedness, GAO-02-547T (Washington, D.C.: Mar. 22, 2002).
---------------------------------------------------------------------------
    The proposed transfer of numerous federal response teams and assets 
to the new department would enhance efficiency and accountability for 
these activities. This would involve a number of separate federal 
programs for emergency preparedness and response, including FEMA; 
certain units of DOJ; and HHS's Office of the Assistant Secretary for 
Public Health Emergency Preparedness, including OEP and its NDMS and 
MMRS programs, along with the Strategic National Stockpile. In our 
previous work, we found that in spite of numerous efforts to improve 
coordination of the separate federal programs, problems remained, and 
we recommended consolidating the FEMA and DOJ programs to improve the 
coordination. <SUP>10</SUP> The proposal places these programs under 
the control of one person, the Under Secretary for Emergency 
Preparedness and Response, who could potentially reduce overlap and 
improve coordination. This change would make one individual accountable 
for these programs and would provide a central source for federal 
assistance.
---------------------------------------------------------------------------
    \10\ U.S. General Accounting Office, Combating Terrorism: Selected 
Challenges and Related Recommendations, GAO-01-822 (Washington, D.C., 
Sept. 20, 2001).
---------------------------------------------------------------------------
    The proposed transfer of MMRS, a collection of local response 
systems funded by HHS in metropolitan areas, has the potential to 
enhance its communication and coordination. Officials from one state 
told us that their state has MMRSs in multiple cities but there is no 
mechanism in place to allow communication and coordination among them. 
Although the proposed department has the potential to facilitate the 
coordination of this program, this example highlights the need for 
greater regional coordination, an issue on which the proposal is 
silent.
    Because the new department would not include all agencies having 
public health responsibilities related to homeland security, 
coordination across departments would still be required for some 
programs. For example, NDMS functions as a partnership among HHS, the 
Department of Defense (DOD), the Department of Veterans Affairs (VA), 
FEMA, state and local governments, and the private sector. However, as 
the DOD and VA programs are not included in the proposal, only some of 
these federal organizations would be brought under the umbrella of the 
Department of Homeland Security. Similarly, the Strategic National 
Stockpile currently involves multiple agencies. It is administered by 
CDC, which contracts with VA to purchase and store pharmaceutical and 
medical supplies that could be used in the event of a terrorist 
incident. Recently expanded and reorganized, the program will now 
include management of the nation's inventory of smallpox vaccine. Under 
the President's proposal, CDC's responsibilities for the stockpile 
would be transferred to the new department, but VA and HHS involvement 
would be retained, including continuing review by experts of the 
contents of the stockpile to ensure that emerging threats, advanced 
technologies, and new countermeasures are adequately considered.
    Although the proposed department has the potential to improve 
emergency response functions, its success is contingent on several 
factors. In addition to facilitating coordination and maintaining key 
relationships with other departments, these include merging the 
perspectives of the various programs that would be integrated under the 
proposal, and clarifying the lines of authority of different parties in 
the event of an emergency. As an example, in the recent anthrax events, 
local officials complained about differing priorities between the FBI 
and the public health officials in handling suspicious specimens. 
According to the public health officials, FBI officials insisted on 
first informing FBI managers of any test results, which delayed getting 
test results to treating physicians. The public health officials viewed 
contacting physicians as the first priority in order to ensure that 
effective treatment could begin as quickly as possible.
 new department's control of essential public health capacities raises 
                                concern
    The President's proposal to shift the responsibility for all 
programs assisting state and local agencies in public health emergency 
preparedness and response from HHS to the new department raises concern 
because of the dual-purpose nature of these activities. These programs 
include essential public health functions that, while important for 
homeland security, are critical to basic public health core capacities. 
<SUP>11</SUP> Therefore, we are concerned about the transfer of control 
over the programs, including priority setting, that the proposal would 
give to the new department. We recognize the need for coordination of 
these activities with other homeland security functions, but the 
President's proposal is not clear on how the public health and homeland 
security objectives would be balanced.
---------------------------------------------------------------------------
    \11\ The recently enacted Public Health Security and Bioterrorism 
Preparedness and Response Act of 2002 (P.L.107-188) cited core public 
health capacities that state and local governments need, including 
effective public health surveillance and reporting mechanisms, 
appropriate laboratory capacity, properly trained and equipped public 
health and medical personnel, and communications networks that can 
effectively disseminate relevant information in a timely and secure 
manner.
---------------------------------------------------------------------------
    Under the President's proposal, responsibility for programs with 
dual homeland security and public health purposes would be transferred 
to the new department. These include such current HHS assistance 
programs as CDC's Bioterrorism Preparedness and Response program and 
HRSA's Bioterrorism Hospital Preparedness Program. Functions funded 
through these programs are central to investigations of naturally 
occurring infectious disease outbreaks and to regular public health 
communications, as well as to identifying and responding to a 
bioterrorist event. For example, CDC has used funds from these programs 
to help state and local health agencies build an electronic 
infrastructure for public health communications to improve the 
collection and transmission of information related to both bioterrorist 
incidents and other public health events. <SUP>12</SUP> Just as with 
the West Nile virus outbreak in New York City, which initially was 
feared to be the result of bioterrorism, <SUP>13</SUP> when an unusual 
case of disease occurs public health officials must investigate to 
determine whether it is naturally occurring or intentionally caused. 
Although the origin of the disease may not be clear at the outset, the 
same public health resources are needed to investigate, regardless of 
the source.
---------------------------------------------------------------------------
    \12\ These include the Health Alert Network (HAN), a nationwide 
system that facilitates the distribution of health alerts, 
dissemination of prevention guidelines and other information, distance 
learning, national disease surveillance, and electronic laboratory 
reporting, and Epi-X, a secure Web-based disease surveillance network 
for federal, state, and local epidemiologists that provides tools for 
searching, tracking, discussing, and reporting on diseases and is 
therefore a key element in any disease investigation.
    \13\ U.S. General Accounting Office, West Nile Virus Outbreak: 
Lessons for Public Health Preparedness, GAO/HEHS-00-180 (Washington, 
D.C.: Sept. 11, 2000).
---------------------------------------------------------------------------
    States are planning to use funds from these assistance programs to 
build the dual-purpose public health infrastructure and core capacities 
that the recently enacted Public Health Security and Bioterrorism 
Preparedness and Response Act of 2002 <SUP>14</SUP> stated are needed. 
States plan to expand laboratory capacity, enhance their ability to 
conduct infectious disease surveillance and epidemiological 
investigations, improve communication among public health agencies, and 
develop plans for communicating with the public. States also plan to 
use these funds to hire and train additional staff in many of these 
areas, including epidemiology.
---------------------------------------------------------------------------
    \14\ P.L. 107-188.
---------------------------------------------------------------------------
    Our concern regarding these dual-purpose programs relates to the 
structure provided for in the President's proposal. The Secretary of 
Homeland Security would be given control over programs to be carried 
out by another department. The proposal also authorizes the President 
to direct that these programs no longer be carried out in this manner, 
without addressing the circumstances under which such authority would 
be exercised. We are concerned that this approach may disrupt the 
synergy that exists in these dual-purpose programs. We are also 
concerned that the separation of control over the programs from their 
operations could lead to difficulty in balancing priorities. Although 
the HHS programs are important for homeland security, they are just as 
important to the day-to-day needs of public health agencies and 
hospitals, such as reporting on disease outbreaks and providing alerts 
to the medical community. The current proposal does not clearly provide 
a structure that ensures that both the goals of homeland security and 
public health will be met.
                        concluding observations
    Many aspects of the proposed consolidation of response activities 
are in line with our previous recommendations to consolidate programs, 
coordinate functions, and provide a statutory basis for leadership of 
homeland security. The transfer of the HHS medical response programs 
has the potential to reduce overlap among programs and facilitate 
response in times of disaster. However, we are concerned that the 
proposal does not provide the clear delineation of roles and 
responsibilities that we have stated is needed. We are also concerned 
about the broad control the proposal grants to the new department for 
public health preparedness programs. Although there is a need to 
coordinate these activities with the other homeland security 
preparedness and response programs that would be brought into the new 
department, there is also a need to maintain the priorities for basic 
public health capacities that are currently funded through these dual-
purpose programs. We do not believe that the President's proposal 
adequately addresses how to accomplish both objectives.
    Mr. Chairman, this completes my prepared statement. I would be 
happy to respond to any questions you or other Members of the Committee 
may have at this time.
    For further information about this testimony, please contact me at 
(202) 512-7118. Marcia Crosse, Greg Ferrante, Deborah Miller, and 
Roseanne Price also made key contributions to this statement.
                          related gao products
Homeland Security

    Homeland Security: Key Elements to Unify Efforts Are Underway but 
Uncertainty Remains. GAO-02-610. Washington, D.C.: June 7, 2002.
    Homeland Security: Responsibility and Accountability for Achieving 
National Goals. GAO-02-627T. Washington, D.C.: April 11, 2002.
    Homeland Security: Progress Made; More Direction and Partnership 
Sought. GAO-02-490T. Washington, D.C.: March 12, 2002.
    Homeland Security: Challenges and Strategies in Addressing Short- 
and Long-Term National Needs. GAO-02-160T. Washington, D.C.: November 
7, 2001.
    Homeland Security: A Risk Management Approach Can Guide 
Preparedness Efforts. GAO-02-208T. Washington, D.C.: October 31, 2001.
    Homeland Security: Need to Consider VA's Role in Strengthening 
Federal Preparedness. GAO-02-145T. Washington, D.C.: October 15, 2001.
    Homeland Security: Key Elements of a Risk Management Approach. GAO-
02-150T. Washington, D.C.: October 12, 2001.
    Homeland Security: A Framework for Addressing the Nation's Efforts. 
GAO-01-1158T. Washington, D.C.: September 21, 2001.

Public Health

    Bioterrorism: The Centers for Disease Control and Prevention's Role 
in Public Health Protection. GAO-02-235T. Washington, D.C.: November 
15, 2001.
    Bioterrorism: Review of Public Health Preparedness Programs. GAO-
02-149T. Washington, D.C.: October 10, 2001.
    Bioterrorism: Public Health and Medical Preparedness. GAO-02-141T. 
Washington, D.C.: October 9, 2001.
    Bioterrorism: Coordination and Preparedness. GAO-02-129T. 
Washington, D.C.: October 5, 2001.
    Bioterrorism: Federal Research and Preparedness Activities. GAO-01-
915. Washington, D.C.: September 28, 2001.
    Chemical and Biological Defense: Improved Risk Assessment and 
Inventory Management Are Needed. GAO-01-667. Washington, D.C.: 
September 28, 2001.
    Combating Terrorism: Need for Comprehensive Threat and Risk 
Assessments of Chemical and Biological Attacks. GAO/NSIAD-99-163. 
Washington, D.C.: September 14, 1999.
    West Nile Virus Outbreak: Lessons for Public Health Preparedness. 
GAO/HEHS-00-180. Washington, D.C.: September 11, 2000.
    Chemical and Biological Defense: Program Planning and Evaluation 
Should Follow Results Act Framework. GAO/NSIAD-99-159. Washington, 
D.C.: August 16, 1999.
    Combating Terrorism: Observations on Biological Terrorism and 
Public Health Initiatives. GAO/T-NSIAD-99-112. Washington, D.C.: March 
16, 1999.

Combating Terrorism

    National Preparedness: Technologies to Secure Federal Buildings. 
GAO-02-687T. Washington, D.C.: April 25, 2002.
    National Preparedness: Integration of Federal, State, Local, and 
Private Sector Efforts Is Critical to an Effective National Strategy 
for Homeland Security. GAO-02-621T. Washington, D.C.: April 11, 2002.
    Combating Terrorism: Intergovernmental Cooperation in the 
Development of a National Strategy to Enhance State and Local 
Preparedness. GAO-02-550T. Washington, D.C.: April 2, 2002.
    Combating Terrorism: Enhancing Partnerships Through a National 
Preparedness Strategy. GAO-02-549T. Washington, D.C.: March 28, 2002.
    Combating Terrorism: Critical Components of a National Strategy to 
Enhance State and Local Preparedness. GAO-02-548T. Washington, D.C.: 
March 25, 2002.
    Combating Terrorism: Intergovernmental Partnership in a National 
Strategy to Enhance State and Local Preparedness. GAO-02-547T. 
Washington, D.C.: March 22, 2002.
    Combating Terrorism: Key Aspects of a National Strategy to Enhance 
State and Local Preparedness. GAO-02-473T. Washington, D.C.: March 1, 
2002.
    Chemical and Biological Defense: DOD Should Clarify Expectations 
for Medical Readiness. GAO-02-219T. Washington, D.C.: November 7, 2001.
    Anthrax Vaccine: Changes to the Manufacturing Process. GAO-02-181T. 
Washington, D.C.: October 23, 2001.
    Chemical and Biological Defense: DOD Needs to Clarify Expectations 
for Medical Readiness. GAO-02-38. Washington, D.C.: October 19, 2001.
    Combating Terrorism: Considerations for Investing Resources in 
Chemical and Biological Preparedness. GAO-02-162T. Washington, D.C.: 
October 17, 2001.
    Combating Terrorism: Selected Challenges and Related 
Recommendations. GAO-01-822. Washington, D.C.: September 20, 2001.
    Combating Terrorism: Actions Needed to Improve DOD Antiterrorism 
Program Implementation and Management. GAO-01-909. Washington, D.C.: 
September 19, 2001.
    Combating Terrorism: Comments on H.R. 525 to Create a President's 
Council on Domestic Terrorism Preparedness. GAO-01-555T. Washington, 
D.C.: May 9, 2001.
    Combating Terrorism: Accountability Over Medical Supplies Needs 
Further Improvement. GAO-01-666T. Washington, D.C.: May 1, 2001.
    Combating Terrorism: Observations on Options to Improve the Federal 
Response. GAO-01-660T. Washington, DC: April 24, 2001.
    Combating Terrorism: Accountability Over Medical Supplies Needs 
Further Improvement. GAO-01-463. Washington, D.C.: March 30, 2001.
    Combating Terrorism: Comments on Counterterrorism Leadership and 
National Strategy. GAO-01-556T. Washington, D.C.: March 27, 2001.
    Combating Terrorism: FEMA Continues to Make Progress in 
Coordinating Preparedness and Response. GAO-01-15. Washington, D.C.: 
March 20, 2001.
    Combating Terrorism: Federal Response Teams Provide Varied 
Capabilities; Opportunities Remain to Improve Coordination. GAO-01-14. 
Washington, D.C.: November 30, 2000.
    Combating Terrorism: Need to Eliminate Duplicate Federal Weapons of 
Mass Destruction Training. GAO/NSIAD-00-64. Washington, D.C.: March 21, 
2000.
    Combating Terrorism: Chemical and Biological Medical Supplies Are 
Poorly Managed. GAO/T-HEHS/AIMD-00-59. Washington, D.C.: March 8, 2000.
    Combating Terrorism: Chemical and Biological Medical Supplies Are 
Poorly Managed. GAO/HEHS/AIMD-00-36. Washington, D.C.: October 29, 
1999.
    Combating Terrorism: Observations on the Threat of Chemical and 
Biological Terrorism. GAO/T-NSIAD-00-50. Washington, D.C.: October 20, 
1999.
    Combating Terrorism: Need for Comprehensive Threat and Risk 
Assessments of Chemical and Biological Attacks. GAO/NSIAD-99-163. 
Washington, D.C.: September 14, 1999
    Combating Terrorism: Use of National Guard Response Teams Is 
Unclear. GAO/T-NSIAD-99-184. Washington, D.C.: June 23, 1999.
    Combating Terrorism: Observations on Growth in Federal Programs. 
GAO/T-NSIAD-99-181. Washington, D.C.: June 9, 1999.
    Combating Terrorism: Analysis of Potential Emergency Response 
Equipment and Sustainment Costs. GAO/NSIAD-99-151. Washington, D.C.: 
June 9, 1999.
    Combating Terrorism: Use of National Guard Response Teams Is 
Unclear. GAO/NSIAD-99-110. Washington, D.C.: May 21, 1999.
    Combating Terrorism: Observations on Federal Spending to Combat 
Terrorism. GAO/T-NSIAD/GGD-99-107. Washington, D.C.: March 11, 1999.
    Combating Terrorism: Opportunities to Improve Domestic Preparedness 
Program Focus and Efficiency. GAO/NSIAD-99-3. Washington, D.C.: 
November 12, 1998.
    Combating Terrorism: Observations on the Nunn-Lugar-Domenici 
Domestic Preparedness Program. GAO/T-NSIAD-99-16. Washington, D.C.: 
October 2, 1998.
    Combating Terrorism: Observations on Crosscutting Issues. GAO/T-
NSIAD-98-164. Washington, D.C.: April 23, 1998.
    Combating Terrorism: Threat and Risk Assessments Can Help 
Prioritize and Target Program Investments. GAO/NSIAD-98-74. Washington, 
D.C.: April 9, 1998.
    Combating Terrorism: Spending on Governmentwide Programs Requires 
Better Management and Coordination. GAO/NSIAD-98-39. Washington, D.C.: 
December 1, 1997.

Disaster Assistance

    Disaster Assistance: Improvement Needed in Disaster Declaration 
Criteria and Eligibility Assurance Procedures. GAO-01-837. Washington, 
D.C.: August 31, 2001.
    Chemical Weapons: FEMA and Army Must Be Proactive in Preparing 
States for Emergencies. GAO-01-850. Washington, D.C.: August 13, 2001.
    Federal Emergency Management Agency: Status of Achieving Key 
Outcomes and Addressing Major Management Challenges. GAO-01-832. 
Washington, D.C.: July 9, 2001.

Budget and Management

    Budget Issues: Long-Term Fiscal Challenges. GAO-02-467T. 
Washington, D.C.: February 27, 2002.
    Results-Oriented Budget Practices in Federal Agencies. GAO-01-
1084SP. Washington, D.C.: August 2001.
    Managing for Results: Federal Managers' Views on Key Management 
Issues Vary Widely Across Agencies. GAO-01-592. Washington, D.C.: May 
25, 2001.
    Determining Performance and Accountability Challenges and High 
Risks. GAO-01-159SP. Washington, D.C.: November 2000.
    Managing for Results: Using the Results Act to Address Mission 
Fragmentation and Program Overlap. GAO-AIMD-97-146. Washington, D.C.: 
August 29, 1997.
    Government Restructuring: Identifying Potential Duplication in 
Federal Missions and Approaches. GAO/T-AIMD-95-161. Washington, D.C.: 
June 7, 1995.
    Government Reorganization: Issues and Principles. GAO/T-GGD/AIMD-
95-166. Washington, D.C.: May 17, 1995.
    Grant DesignGrant Programs: Design Features Shape Flexibility, 
Accountability, and Performance Information. GAO/GGD-98-137. 
Washington, D.C.: June 22, 1998.
    Federal Grants: Design Improvements Could Help Federal Resources Go 
Further. GAO/AIMD-97-7. Washington, D.C.: December 18, 1996.
    Block Grants: Issues in Designing Accountability Provisions. GAO/
AIMD-95-226. Washington, D.C.: September 1, 1995.

    Mr. Greenwood. Thank you very much.
    Dr. Vantine, you are recognized for 5 minutes.

                  TESTIMONY OF HARRY C. VANTINE

    Mr. Vantine. Well, thank you, Mr. Chairman, and members of 
the committee, for asking me to speak before you today. It's a 
pleasure to be here. My name is Harry Vantine. I head the 
Counterterrorism and Incident Response Program at Lawrence 
Livermore National Laboratory. Our program at Livermore covers 
the waterfront, chemical, biological, nuclear, radiological. 
Today, my remarks are going to concentrate on nuclear and 
radiological, but I think similar remarks could be made for the 
chem-bio program.
    Let me start by saying that my overall reaction to this 
legislation was that it is very broad, it's very inclusive. I 
think that's a very good thing. It's clear to me that as we go 
into the establishment of this Homeland Security Department, we 
are going to learn by doing, we are going to have to be able to 
change and adapt, and I think the legislation allows us to do 
that.
    What I would like to do is stress this morning some of the 
elements that I think are really important in countering 
terrorism. There are several elements that I see. One is that 
we need a layered approach to counterterrorism. There is no one 
silver bullet that is going to solve this problem. So, a 
layered approach. I mean, we've got to look at beginning--we've 
got to look at indications and warnings. We have got to try and 
see the threats. We have got to protect the materials, the 
nuclear materials that--or the weapons that might be diverted 
for terrorist use. We need to have response teams that search, 
that disable. We need to have consequence management teams. We 
need to do the whole spectrum, and that's what I call a layered 
approach. Any one of them won't work. It's a big problem. It's 
a huge problem.
    And so, you know, the second point I want to get to is 
because it's such a large problem, how do we solve that? We are 
going to need new and innovative approaches. And the way that--
coming from a technology laboratory like Livermore, the way I 
see new technologies, new approaches being developed is through 
R&D technology. I think we are going to have to rely very 
heavily on R&D to find those new solutions.
    Next, I would like to come to the issue of funding. When I 
look at R&D funding in industries, if I look at 
pharmaceuticals, biotechnologies, those type of industries, 
it's not unusual in some of the pharmaceutical industries to 
invest 20 percent of your revenues in R&D. We are going to have 
to have a very aggressive investment strategy and new 
approaches. Other companies invest 10 to 20 percent--10 to 15 
percent. DOD is in that category. DOD invests in RDT&E 
something like 10 percent. So I think that's another approach 
going forward.
    The fourth point I want to make is that I think we need 
clear lines of authority in this department. One of the 
drawbacks in the current system is that the current response 
system is somewhat a response that's clues together from 
different agencies. I think with this new department we have 
the ability to have people really dedicated to this mission, 
they know it's their job, and they're going to do it, and 
they're going to know what they have to do. They have clear 
authority.
    The final general--the general attribute I think this 
homeland security strategy needs is strategic planning. We 
really have to do planning on big systems. We have to take a 
big systems approach to how we do this. The planning has got to 
be based on risk assessment to protect entire infrastructures. 
At the laboratories, we've put together these big ideas in the 
past, we've put together ideas such as model city protection, 
the basis program for biological detection, protection system 
for protecting metros, detection and tracking system for 
looking at nuclear materials, a national test bid for cargo 
inspection. These are the kind of ideas that we need, 
overreaching ideas that really cover the waterfront.
    Information synthesis, I think, is also an important area. 
We are going to have to pull together the different 
intelligence functions from the different agencies. I think the 
new Office of Homeland--the Department of Homeland Security is 
going to have to have access to the intelligence data, the raw 
intelligence data it needs to process that information, to put 
it together, and understand the threats.
    And another program that's been brought over from the 
existing programs is the nuclear assessment program. It's an 
NNSA program that has actually run--operated all three of the 
national weapons laboratories, headed by Livermore, though, 
that--and these people have been real heroes since September 
11, working hard to look and assess nuclear threats.
    Let me say in summary that I really think we are going to 
have to make a sustained investment in science and technology 
to win the war on terrorism. It's an enormous task. It's a task 
that the laboratories are eager to do, and with your help and 
with your planning, we think we can do it.
    [The prepared statement of Harry C. Vantine follows:]
      Prepared Statement of Harry C. Vantine, Program Leader for 
  Counterterrorism and Incident Response, Lawrence Livermore National 
                               Laboratory
    Mr. Chairman and members of the committee, thank you for the 
opportunity to appear before you today. I lead the program in 
Counterterrorism and Incident Response at the Lawrence Livermore 
National Laboratory (LLNL). However, the opinions that I present today 
represent my views and not necessarily those of the Laboratory or the 
National Nuclear Security Administration. Today I would like to focus 
on nuclear and radiological response activities proposed for transfer 
to the Department of Homeland Security. There are analogies for 
chemical and biological response.
  importance of the cbrni (chem/bio/radiological/nuclear/information) 
                                mission
    The threat of covert/terrorist delivery of weapons of mass 
destruction (WMDs) is a concern of the utmost gravity. There are many 
important government missions, but there is none more important than 
the Homeland Security mission. Witnessing the changes in the past 20 
years, the bio-technology revolution, the breakup of the Soviet Union, 
the information explosion on the web, my conviction has only gotten 
stronger that Homeland Security is an enduring national security 
mission.
               essential elements of a response strategy
    What can we do to protect the U.S. against terrorist acquisition 
and use of WMDs? As with every other aspect of the terrorism problem, 
there is no silver bullet.
    We see the following as essential elements.

<bullet> A layered strategy is required, addressing the various stages 
        on this threat.
<bullet> This strategy will rely heavily on R&D. Only new solutions 
        will offer adequate level of protection and be affordable.
<bullet> Adequate funding is needed. Industries, such as information 
        technologies, biotechnologies, and pharmaceuticals, invest 
        heavily in R&D: 10 to 15% of their budget. DOD has a similar 
        profile of RDT&E investment.
<bullet> Clear lines of authority. This will shorten the time to get 
        new capabilities to the field. Multi-group, multi-level 
        approvals and negotiations will be curtailed.
<bullet> Strategic planning. Planning, based on risk assessment, is 
        needed to protect entire infrastructures. Included in this 
        planning are ideas such as Model City Protection, Detection and 
        Tracking Systems, and the National Testbed for cargo 
        inspection.
                       nuclear incident response
    The Nuclear Incident Response Program has a broad charter to train 
for and respond to nuclear threats at the local, regional, and national 
level. The program is multi-agency. In the DHS legislation, it appears 
that there are three Under Secretaries who deal with various aspects of 
nuclear counterterrorism: Sec.301 is Nuclear Countermeasures, Sec. 401 
is Border and Transportation Security, and Sec 501 is Emergency 
Preparedness and Response. The activities of there three need to be 
closely tied together so that there is one coordinated operational 
mission.
    The advent of monitoring systems, first responder reach back 
(``Triage''), expanded regional response (RAP or Radiation Assistance 
Program) capability will require more robust communication systems and 
a robust fusion cell manned by technical experts. We will need to 
respond rapidly to assess the level of threat while waiting for the 
arrival of advanced technical assets. To maximize this capability it is 
critical that the proper equipment be with the first responders, who 
need to be practiced in their interactions with the fusion cell. The 
Nuclear Laboratories have the capability of making rapid and detailed 
analyses if sufficient information is transmitted to them. Thus it is 
critical that the equipment for the first response assets be carefully 
screened to maximize its capability. At the same time the capability 
and technical personnel at LLNL and LANL need to be expanded to provide 
the proper coverage and response capability to any scenario which 
occurs.
             recommendations for nuclear incident response
1. Training should be realistic, with preparation and training aids 
        that challenge the responder. Results of training exercises 
        should be used to improve system response.
2. Training should mimic actual response operations. ``Practice like 
        you play.''
3. The operational architecture should include all levels of response 
        from the first responder, to the regional and national 
        responders.
4. A strategy to transition new technology into capable, prototype 
        operational systems is essential. Technology developers must be 
        included in the operational planning process.
5. Technical aspects of Nuclear Counter Terrorism should be managed by 
        the laboratories with technical capabilities in this area, i.e. 
        LLNL, LANL, SNL, and RSL. One laboratory should be in charge of 
        coordinating and managing these technical activities among all 
        the labs.
                       nuclear assessment program
    The Department of Homeland Security will have responsibilities for 
receiving and analyzing all source information in order to understand 
the nature and scope of the terrorist threat to the American homeland. 
This must involve access to both law enforcement and intelligence 
information at the most sensitive levels if the Department is to be 
successful in developing a strategic national plan for securing key 
resources and critical infrastructures, as well as responding to 
pending threats and attacks as they are detected. The terrorist threat 
is dynamic and global in nature. Understanding it and anticipating its 
countermoves will be an ongoing process that would benefit from 
interaction with other existing government programs analyzing and 
tracking a number of ``classic'' nuclear, chemical and biological 
threats and proliferation concerns. Essential intelligence information 
needed to support the Department's roles and missions must be quickly 
obtained, distributed, and analyzed so that protective priorities can 
be adjusted and/or warnings issued.
    The Department faces major information analysis challenges. The 
number and diversity of these suggest that it would be appropriate to 
generously size and support the Department's strategic law enforcement 
and intelligence analysis programs including the nuclear assessment 
program. It will certainly require some ``fully cleared'' people, 
direct intelligence oversight and specific infrastructure to comply 
with DCID policies and guidance. New protocols for sharing and 
integrating law enforcement information with intelligence data may have 
to be developed. Furthermore, it seems highly likely that, sooner or 
later, it will require some additional supporting communication 
infrastructure.
                          information analysis
    The rapid advances in computer and information technology have 
enabled our society to generate massive amounts of data and 
information, but frequently we end up drowning in this sea of data 
because we lack the ability to select out the information or the 
relationships between information that is relevant. It is possible to 
develop computing tools and architectures that will enable us to 
progress beyond information overload to credible insights that can be 
used by decision-makers. The need for this ``Information-to-Insight 
(I2I)'' capability spans many national security areas and most of the 
Laboratory's programs. I2I will create a fundamental shift in the way 
that we relate critical information. The impact will be especially 
great for combating threats to our national security where anticipating 
and characterizing specific threats based upon detailed data from many 
varied sources are prerequisites for taking preventative action before 
it is too late.
    We envision addressing questions and problems that require the 
ability to rapidly access massive amounts of data from disparate 
sources in such a way that one can uncover the critical linkages and 
insights hidden therein. Effectively linking the vast number of 
disparate and complex data sources that government decision makers and 
analysts must use to address U. S. national security issues is a major 
R&D challenge. Because our goal is to provide timely insights, the 
knowledge management system also needs to be able to constantly update 
itself.
                     other specific recommendations
    The new agency needs to have access to Restricted Data as defined 
in the Atomic Energy Act of 1954. This category of information has its 
own unique requirements compared to National Security Information and 
Law Enforcement Sensitive information. It would be reasonable to 
include within Sec. 203 (Access to Information) that any Restricted 
Data shared under that section is transmitted, retained, and 
disseminated consistent with the authority of the Secretary of Energy 
to protect Restricted Data. (This is similar to the approach taken for 
both intelligence information and law enforcement sensitive 
information.)
    The new agency needs to have access to radioactive materials for 
purposes of testing and evaluating equipment. This includes Special 
Nuclear Materials (SNM) in various forms (e.g., oxides and metals) and 
test objects that are in nuclear explosive-like configurations 
containing SNM. The new department should be given the authority to 
specify and order such sources from DOE, own the sources (transfer them 
from DOE), and determine where the sources will be used. The new agency 
should be required to conform to security requirements comparable to 
those of the Department of Energy for these types and quantities of 
material.
    The new agency needs to have the authority to work with the 
Director of Central Intelligence in setting priorities for intelligence 
gathering activities that may be critical to the security of the United 
States' homeland. In this way the new agency will not only be able to 
assess gathered information, but influence the type and priorities of 
information gathered by other agencies to make it more useful to the 
homeland security mission.
                          scope of the problem
    We must make a sustained investment in the science and technology 
to win the war on terrorism. It is an enormous task.
    In closing, let me assure you that we at Lawrence Livermore 
National Laboratory have long been concerned about the terrorist WMD 
threat. We have built on our historical nuclear weapons mission and 
developed unique expertise, capabilities, and technologies to meet 
these emerging threats. LLNL is already providing critical elements of 
the nation's defense against nuclear, chemical, and biological 
terrorism, many of which were called into action post-September 11. We 
are committed to using our world-class scientific and technological 
resources--people, equipment, and facilities--to meet the nation's 
national security needs today and in the future.

    Mr. Greenwood. Thank you, Dr. Vantine.
    Mr. Nokes for 5 minutes.

                   TESTIMONY OF K. DAVID NOKES

    Mr. Nokes. Mr. Chairman, distinguished members of the 
committee, thank you for allowing me to----
    Mr. Greenwood. I think your microphone is not on, sir. 
There we go.
    Mr. Nokes. Mr. Chairman and distinguished members of the 
committee, thank you for the opportunity to testify today. I am 
David Nokes. I am Sandia's director for our Systems Assessment 
and Research Center, and coordinator for our Homeland Security 
and Combating Terrorism Activities. I would like to briefly 
highlight some of the points I have made in my written 
testimony today.
    Sandia, as well as the other NNSA labs, were able to 
respond to the events of September 11 very quickly, with good 
technology. And the reason they did that is because of the 
investments that have been made by the NNSA nuclear weapons 
program, the Armed Control and Treaty Verification Programs, 
and the sponsorship of many other government agencies to our 
work or other's program. And that is the technology that has 
been harvested by the Nation from the laboratories to address 
the problems of homeland security.
    Perhaps you were aware that the decontamination foam that 
Sandia developed and licensed was used here on Capitol Hill to 
decontaminate or help decontaminate the anthrax. That was work 
that was done under our laboratory directed research and 
development program several years ago. And there are many other 
examples of work that was applicable directly to the events 
immediately post 9/11.
    Let me turn now to the challenging problems of chemical and 
nuclear and biological detection and the weapons of mass 
destruction. One of the specialties that we have are nuclear 
sensors that rely on spectral analysis. That's important 
because those sensors reduce the nuisance alarms, the false 
alarms, and have an excellent record of detecting malevolent 
nuclear devices. We believe that there are sensor technologies 
that we have that are ready now for commercialization that 
could be transferred to industry and could be produced in 
quantities at this time.
    We have also developed portable chemical and biological 
sensors, sensors that detect biotoxins, chemical agents, and 
recently we prototyped a system that would detect anthrax and 
identify anthrax in about a 5-minute timeframe. These are also 
in prototype stage, but they could join the suite of sensors 
that's available to first responders.
    An area that we have developed almost unique technology is 
in the system of tools that are used to dismantle and disable 
explosive devices, and these are devices that could be used as 
the foundation for a weapon of mass destruction. Sandia's tools 
have been deployed widely. We run schools and we have trained 
over 750 first responders in the use of these high-tech tools 
that are useful in dismantling explosive devices. We are a full 
participant in the emergency response, the NEST teams of the 
Department of Energy. At Sandia, we have about 90 folks who are 
members of the response teams, in addition to the normal job. 
These are additional duties that they have elected to take on. 
They have been the very core of our design activities, and 
that's why they are useful as they go out and try to assess and 
render safe the various nuclear incidents.
    We think it's going to be important for the Office of 
Homeland Security--the Department of Homeland Security to have 
a full portfolio of research activities, and it has to serve 
two parts. One is, we must provide the technology that's in 
hand to solve the current and emergent problems. And that's a 
transfer into industry so they can make these technologies 
available to the folks who need them.
    Second, an equally important part is a longer range vision 
of what we can do in research and development to make great 
security affordable and sustainable, because otherwise you will 
end up with a system that is unsustainable and unaffordable, 
and that's a challenge for the new department to establish that 
research agenda.
    I think that there is some bureaucratic problems that might 
harm the way the laboratories can be constructively engaged in 
the problems of the Office of--or the Department of Homeland 
Security. One that would be useful, if the NNSA were explicitly 
given the mission of developing technologies around homeland 
security, that would allow them to bring the force of the 
laboratories together, and it would be very useful if the 
Department of Homeland Security were able to task the 
laboratories directly as the agencies within the Department of 
Energy do. That would eliminate much of the bureaucratic 
problems that we have working with the government agencies.
    On behalf of the folks at Sandia, I applaud your efforts. I 
think this is going to be a very important step in actual 
national and homeland security. I thank you, and I would be 
happy to respond to your questions.
    [The prepared statement of K. David Nokes follows:]
   Prepared Statement of K. David Nokes, Sandia National Laboratories
                              introduction
    Mr. Chairman and distinguished members of the committee, thank you 
for the opportunity to testify on the Administration's proposal to 
create a Department of Homeland Security, and specifically, the 
radiological, chemical, and biological response activities that may be 
of value to the new department. I am David Nokes, Director of Sandia 
National Laboratorie' Systems Assessment and Research Center. I have 
more than forty years experience in the nuclear weapons program, and 
currently head Sandia's activities that support our nation's 
intelligence community as well as the laboratory's activities in 
homeland security and the war against terrorism. I will shortly assume 
responsibility for all of Sandia's arms control, threat assessment, 
security technology, nonproliferation, and international cooperative 
programs as Vice President of Sandia's National Security and Arms 
Control Division.
    Sandia National Laboratories is managed and operated for the 
National Nuclear Security Administration (NNSA) of the U.S. Department 
of Energy (DOE) by Sandia Corporation, a subsidiary of the Lockheed 
Martin Corporation. Sandia's unique role in the nation's nuclear 
weapons program is the design, development, qualification, and 
certification of nearly all of the nonnuclear subsystems of nuclear 
warheads. We perform substantial work in programs closely related to 
nuclear weapons, including intelligence, nonproliferation, and treaty 
verification technologies. As a multiprogram national laboratory, 
Sandia also conducts research and development for other national 
security agencies when our special capabilities can make significant 
contributions.
    At Sandia National Laboratories, we perform scientific and 
engineering work with a mission in mind--never solely for its own sake. 
Even the fundamental scientific work that we do (and we do a great deal 
of it) is strategic for the mission needs of our sponsors. Sandia's 
management philosophy has always stressed the ultimate linkage of 
research to application. When someone refers to Sandia as ``the 
nation's premier engineering laboratory,'' that statement does not tell 
the whole story: We are a science and engineering laboratory with a 
focus on developing technical solutions to the most challenging 
problems that threaten peace and freedom.
    My statement will describe Sandia National Laboratories' 
contributions and capabilities in homeland security and discuss our 
technologies for radiological, chemical, and biological sensing. I will 
also describe our role in nuclear incident response and comment on the 
proposed relationship of that function to the Department of Homeland 
Security. Finally, I will offer suggestions for how the new department 
can efficiently access and manage the scientific and technology 
development resources it will require to support its mission.
    sandia's contributions to homeland security and the war against 
                               terrorism
    Like most Americans, the people of Sandia National Laboratories 
responded to the atrocities of September 11, 2001, with newfound 
resolve on both a personal and professional level. As a result of our 
own strategic planning and the foresight of sponsors to invest 
resources toward emerging threats, Sandia was in a position to 
immediately address some urgent needs.
    For example, by September 15, a small Sandia team had instrumented 
the K9 rescue units at the World Trade Center site to allow the dogs to 
enter spaces inaccessible to humans while transmitting live video and 
audio to their handlers. This relatively low-tech but timely adaptation 
was possible because of previous work we had done for the National 
Institute of Justice on instrumenting K9 units for SWAT situations.
    You may perhaps be aware that a formulation developed by Sandia 
chemists was one of the processes used to help eliminate anthrax in the 
Hart, Dirksen, and Ford buildings on Capitol Hill and at contaminated 
sites in New York and in the Postal Service. Sandia had developed the 
non-toxic formulation as a foam several years ago and licensed it to 
two firms for industrial production in 2000. The formulation 
neutralizes both chemical and biological agents in minutes.
    An array of devices invented by explosives experts at Sandia have 
proved to be effective for safely disarming several types of terrorist 
bombs. For the past several years, our experts have conducted training 
for police bomb squads around the country in the techniques for using 
these devices for safe bomb disablement. The shoe bombs that Richard 
Reid allegedly tried to detonate onboard a trans-Atlantic flight from 
Paris to Miami were surgically disabled with an advanced bomb-squad 
tool originally developed at Sandia. That device, which we licensed to 
industry, has become the primary tool used by bomb squads nationwide to 
remotely disable handmade terrorist bombs while preserving them for 
forensic analysis.
    Sandia is a partner with Argonne National Laboratory in the PROTECT 
program (Program for Response Options and Technology Enhancements for 
Chemical/Biological Terrorism), jointly funded by DOE and the 
Department of Justice. PROTECT's goal is to demonstrate systems to 
protect against chemical attacks in public facilities, such as subways 
and airports. For more than a year, a Sandia-designed chemical detector 
test bed has been operating in the Washington D.C. Metro. The system 
can rapidly detect the presence of a chemical agent and transmit 
readings to an emergency management information system. We successfully 
completed a demonstration of the PROTECT system at a single station on 
the Washington Metro. The program has since been funded to accelerate 
deployment in multiple Metro stations. DOE has also been requested to 
implement a PROTECT system for the Metropolitan Boston Transit 
Authority.
    Another major worry for homeland security is the potential for acts 
of sabotage against municipal water supplies. In cooperation with the 
American Water Works Association Research Foundation and the 
Environmental Protection Agency, Sandia developed a security risk 
assessment methodology for city water utilities. This tool has been 
employed to evaluate security and mitigate risks at several large water 
utilities. We have used similar methodologies to evaluate risks for 
other critical infrastructures such as nuclear power-generation plants, 
chemical storage sites, and dams.
    These and other contributions to homeland security and the war 
against terror are possible because of strategic planning we had 
conducted years ago and early investment in the capabilities that were 
needed to respond to emerging threats. The outstanding technology base 
supported by NNSA for its core missions is the primary source of this 
capability. We also made strategic decisions to invest laboratory-
directed research and development funds (LDRD) in the very things that 
we knew were urgent needs: items to the Afghanistan theater, the 
decontamination foam, the sensors we have deployed, and special-purpose 
robotics that we have developed. In recent months, requests for 
Sandia's services from federal agencies other than DOE for work in 
emerging areas of need have increased. Approximately twenty-eight 
percent of our total laboratory operating budget is now provided by 
federal agencies other than DOE.
               sandia capabilities for homeland security
    Sandia National Laboratories and the other nuclear weapon 
laboratories constitute a broad, multidisciplinary technology base in 
nearly all the physical sciences and engineering disciplines. We seek 
to leverage those capabilities to support other national security needs 
germane to our missions, including homeland security, when our 
capabilities can make significant contributions.
Nuclear Sensing
    A terrorist with a nuclear weapon and the knowledge and skill to 
use it, will use it if he is not stopped. The Department of Homeland 
Security will be responsible for preventing an attack on the United 
States by a terrorist with a nuclear weapon of mass destruction (WMD). 
The Department must prepare for this type of attack by reducing the 
vulnerability of the United States to nuclear terrorism through 
detection, identification, and interdiction of the nuclear materials 
that could be used in such an attack.
    Nuclear weapons that could be used by a terrorist organization can 
be divided into three categories:

<bullet> A stolen or purchased functional nuclear warhead. Such a 
        device has a high level of sophistication and the probability 
        that it would detonate is high. The damage it would cause would 
        be great, with large-scale loss of life, environmental 
        devastation, and economic ruin.
<bullet> A weapon indigenously crafted, by a terrorist organization, 
        from stolen or purchased plutonium or uranium. This device 
        would have a moderate level of sophistication and a lower 
        probability that it would detonate. However, if it did 
        detonate, the damage could be great, perhaps similar to that 
        caused by a stolen or purchased weapon.
<bullet> A radiation dispersal device (RDD) often referred to as a 
        ``dirty bomb.'' This is not a nuclear weapon, but consists of 
        radioactive material (of any type) packaged with conventional 
        explosives. It is designed simply to disperse radioactive 
        material over a target area. The level of sophistication may be 
        very low, but the probability that it would work is high, 
        although the results desired by the perpetrator may be 
        difficult to achieve. The actual damage a weapon of this type 
        would cause is relatively small, compared to a nuclear 
        detonation; however, it would result in radioactive 
        contamination and could cause public panic and fear.
    A nuclear bomb is a product of science and technology, and it is 
this same technology that must be used to protect against its use by 
terrorists. Scientists and engineers at the nation's nuclear weapon 
laboratories understand nuclear weapons--how they work, how to build 
them, what they can do. More importantly for homeland security, they 
know how to detect them, what characteristics to look for, how to sense 
their emissions, how to interpret what the sensors detect, and how to 
disable them.
    Sandia National Laboratories has more than fifty years of 
experience in the nuclear weapons arena and an extensive knowledge of 
nuclear weapon science and technology. In addition to our mission of 
nuclear weapons stewardship, we have long been committed to 
safeguarding the nuclear weapons stockpile and actively supporting 
nonproliferation. The terrorist attack at the 1972 Munich Olympics 
focused our awareness on our nation's vulnerability to terrorist 
attacks abroad and, in particular, on the need to protect our stored 
nuclear weapons. This led to our work in access delay and denial at 
weapons storage sites and improving the security of weapon storage 
vaults. More recently, we have turned our physical protection expertise 
to protection and control of nuclear materials in Russia and the former 
Soviet Union.
    If a terrorist intends to detonate a nuclear or radiological device 
in the United States, then he must deliver that device to his target. 
The device will emit radiation that can be detected with a radiation 
sensor. If his nuclear device was acquired or built outside the United 
States and smuggled into the country, we must find it before it enters 
or as it crosses into the country. If it originates in the United 
States, then we must detect it when it is being transported to the 
target site.
    There are many different types of radiation detectors. The one that 
usually comes to mind is the Geiger counter, a simple device that can 
detect the presence or absence of some types of radiation. But it can't 
tell you very much about what type of material is emitting the 
radiation. Because there are many naturally occurring, medical, and 
industrial radioactive materials, knowing what type of material is 
emitting the radiation is crucial in order to avoid false and nuisance 
alarms and to zero-in on only those objects that pose a threat. For 
this purpose you need a spectral sensor.
    Sandia National Laboratories produces radiation sensors for a 
variety of government customers. One of our specialties is spectral 
sensor systems that provide automatic radioactive material 
identification using special algorithms developed by Sandia. These 
systems detect and analyze nuclear materials quickly, in real time, in 
indoor or outdoor environments, and with a high degree of precision 
that provides a high level of confidence. We have produced a wide 
variety of sensor systems, from very large, fixed installations to 
small, rugged, portable battery-powered units.
    Sandia's Radiation Assessment Identification and Detection (RAID) 
System was originally conceived, built, and tested before the tragic 
events of September 11, 2001. However, it meets the post-9/11 need to 
help safeguard our nation from nuclear terrorism. This system is 
designed to detect and identify radioactive materials transported 
through portals at passenger and package terminals at international 
ports of entry. RAID uses a commercial sodium iodide scintillation 
spectrometer and associated electronics, along with Sandia-developed 
analysis algorithms, to detect and identify radioactive materials 
passing within several meters of the sensor. A video image of the 
detection event scene is displayed on a base-station computer. The 
system automatically and continuously updates and recalibrates for 
background phenomena and can identify a radioactive source even if the 
source is shielded.
    Based on our experience with RAID and other more advanced nuclear 
sensing systems, we believe the state of development of our nuclear 
sensors is such that the technology could be quickly transferred to 
commercial producers and widely and rapidly deployed at a cost of less 
than $50,000 per unit. These deployed systems would have a very high 
probability of detecting a smuggled nuclear weapon or an RDD if 
properly deployed. Nuclear sensing systems could be placed at ports of 
entry, around likely targets, or even scattered throughout a city to 
scan people, packages, and vehicles. Since these sensors are passive 
devices, they don't emit a signal and, consequently, are very difficult 
to detect. In other words, a terrorist can't use a radar detector to 
determine if one of these sensors is present. Unbeknownst to a 
terrorist, an alarm from one of these sensors could alert law 
enforcement personnel to the presence or movement of a weapon that 
employs radioactive material.
    Of course, challenges exist in transitioning any technology from 
the laboratory to mass-produced industrial products. However, as we 
have demonstrated many times with technologies that we have transferred 
to industry in the past, Sandia works closely with industrial partners 
to work through the design challenges associated with manufacturing 
engineering and commercialization.
    Another important tool in the war against nuclear terrorism is the 
Department of Energy's Second Line of Defense (SLD) program. Its 
purpose is to minimize the risk of nuclear proliferation and terrorism 
through cooperative efforts with foreign governments to strengthen 
their overall capability to detect and deter illicit trafficking of 
nuclear material across their borders. Here too, the nation's nuclear 
weapons laboratories have brought to bear their technical expertise in 
nuclear physics and engineering. Short-term, the Second Line of Defense 
program has adapted commercially available radiation detection 
equipment, security systems, and communications equipment to work 
comprehensively with Russian Customs and other foreign agencies to stop 
nuclear smuggling now. It is effective in detecting both weapons 
material and radiological dispersal devices.
    Long-term, the Second Line of Defense program will deploy radiation 
detection equipment optimized for border use, integrate it with local, 
regional, and national-level communication systems geared for quick 
response, and cooperatively train foreign officials in use of the 
systems. Long-term sustainability is planned into every level of the 
program to ensure continued training and equipment maintenance.
Chemical and Biological Agent Sensing
    Sandia is developing a variety of technical solutions to counter 
the threat posed by chemical and biological agents. This activity is 
supported by the DOE Chemical/Biological Nonproliferation Program 
(CBNP) and includes threat and response analysis, environmental sensing 
and monitoring, facility protection and biosecurity, advance chem/bio-
terror warning systems, reagent design, and decontamination technology.
    Sandia has developed a portable bio-sensor to put into the hands of 
first responders. Configured to detect toxins such as ricin and 
botulinum, the device uses micro-fabricated ``chips'' as a miniature 
chemical analysis lab to isolate and identify biological agents. This 
system has been demonstrated to also reliably and rapidly detect a 
variety of chemical weapon agents in realistic situations where 
obscurants to mask the signature are present. The system is being 
modified to analyze viruses and bacteria. We have identified commercial 
partners to produce and market the unit.
    A prototype handheld detector under development at Sandia can 
identify anthrax in less than five minutes. The instrument analyzes 
fatty acid esters vaporized from the cell walls of bacteria and 
compares them with cataloged signatures indicative of anthrax or other 
pathogens. This technique has been used to identify pathogens at the 
genus level and often at the species level. Identifying the bacillus in 
minutes, rather than the hours currently necessary, is a crucial step 
toward developing bio-attack warning systems and defenses such as foam 
dispersal systems in public facilities similar to the PROTECT system 
that is being deployed in the Washington Metro and other locations. We 
have applied for a patent on this detector and expect to license the 
technology to industry for commercial development and manufacture. 
Sandia's Laboratory-Directed Research and Development program supported 
this work.
    Sandia is engaged in an accelerated development effort for a 
standoff biological weapons detection system to provide advance warning 
of a biological weapon threat. The system will employ ultraviolet 
laser-induced fluorescence to scan for and to discriminate clouds of 
biological agents over a broad field of view. Prototypes of this system 
have been demonstrated on various mobile and fixed platforms and have 
demonstrated excellent standoff range and sensitivity. Under NNSA 
sponsorship, we are moving toward the demonstration phase of the system 
development in the next several months.
Explosives Detection
    Today, a commercially produced, walk-through portal for detecting 
trace amounts of explosive compounds on a person is available for 
purchase and installation at airports and other public facilities. The 
technology for this device was developed, prototyped, and demonstrated 
by Sandia National Laboratories over a period of several years and 
licensed to Barringer Instruments of Warren, New Jersey, for 
commercialization and manufacture. The instrument is so sensitive that 
microscopic quantities of explosive compounds are detected in a few 
seconds.
    Using similar technology, we have developed and successfully tested 
a prototype vehicle portal that detects minute amounts of common 
explosives in cars and trucks. Detecting explosives in vehicles is a 
major concern at airports, military bases, government facilities, and 
border crossings. The system uses Sandia's patented sample collection 
and preconcentrator technology that has previously been licensed to 
Barringer for use in screening airline passengers. The same technology 
has been incorporated into Sandia's line of ``Hound <SUP>TM</SUP>'' 
portable and hand-held sensors, capable of detecting parts-per-trillion 
explosives and other compounds. These devices can be of great value to 
customs and border agents at ports of entry.
Bomb Disablement Technology and Training
    As first responders, American firefighters, police, and emergency 
personnel will be called upon to be America's first line of defense 
against terrorist attacks. These men and women must be prepared for the 
full range of terrorist threats, from improvised explosive devices to 
chemical, biological, radiological, and nuclear weapons of mass 
destruction. It will be the responsibility of the Department of 
Homeland Security to ensure their preparedness by providing them with 
the training and tools they need to do their jobs.
    Sandia National Laboratories began holding advanced bomb-
disablement technology workshops for bomb squad technicians in 1994. 
Since then, Sandia has transferred advanced bomb-disablement technology 
to more than 750 workshop participants through Operation America and 
its predecessors, Operation Riverside and Operation Albuquerque. 
Operation America is a series of ongoing regional workshops hosted by a 
local police department in the state where the event is held and 
supported by regional FBI offices. Participants come from bomb squads, 
police and fire departments, and emergency response organizations 
throughout the United States, including most of our major metropolitan 
cities and the U.S. Capitol Police. They also come from other 
government agencies, all branches of the U.S. military, and, 
internationally, from our allies in some of the world's terrorism 
hotspots. Participants come to learn applied explosives technology and 
advanced bomb-disablement logic, tools, and techniques. Technical 
classroom presentations, live-range demonstrations, hands-on training, 
and special high-risk scenarios give them the knowledge and technology 
they need to respond to terrorist threats involving explosives.
    Most of the bomb-disablement technologies demonstrated in Operation 
America were developed by Sandia National Laboratories as part of the 
DOE Laboratory-Directed Research and Development program and our work 
for other federal agencies. These tools include the Percussion-Actuated 
Nonelectric (PAN) Disrupter used to dismantle suspected explosive 
devices and preserve forensic evidence. The device was used at the 
Unabomber's cabin in Montana and was available at the 1996 Summer and 
2002 Winter Olympic Games. More recently, Massachusetts State Police, 
with the assistance of the FBI, used the Sandia-developed PAN Disrupter 
to disable the alleged shoe bombs removed from an American Airlines 
flight from Paris to Miami.
    The PAN disrupter, as well as other advanced disablement tools 
developed by Sandia, are currently in use by local bomb squads and 
could be used against terrorist threats such as radiological dispersal 
devices (RDDs) and other weapons of mass destruction. Most of these 
bomb-disablement tools are relatively simple to assemble in the field, 
can be used safely from a distance, and are affordable, and they are 
currently in use throughout the bomb-disablement community. These tools 
disrupt and ``render-safe'' explosive packages without initiating the 
explosives or destroying forensic evidence.
    Once Sandia has researched, developed, and tested a bomb-
disablement tool, it begins the process of transferring the technology 
to the first-responders community, putting the technology in the hands 
of the men and women who need it. Operation America sponsors include 
Sandia National Laboratories, the National Institute of Justice, and 
DOE.
Critical Infrastructure Protection
    National security and the quality of life in the United States rely 
on the continuous, reliable operation of a complex set of 
interdependent infrastructures consisting of electric power, oil and 
gas, transportation, water, communications, banking and finance, 
emergency services, law enforcement, government continuity, 
agriculture, health services, and others. Today, they are heavily 
dependent on one another and becoming more so. Disruptions in any one 
of them could jeopardize the continued operation of the entire 
infrastructure system. Many of these systems are known to be vulnerable 
to physical and cyber threats and to failures induced by system 
complexity.
    In the past, the nation's critical infrastructures operated fairly 
independently. Today, however, they are increasingly linked, automated, 
and interdependent. What previously would have been an isolated 
failure, today could cascade into a widespread, crippling, multi-
infrastructure disruption. As the documented cases of attacks on vital 
portions of the nation's infrastructure grow, there is a sense of 
urgency within industry and government to understand the 
vulnerabilities.
    The National Infrastructure Simulation and Analysis Center 
(NISAC)--which would be transferred to the Department of Homeland 
Security under the Administration's bill--is a comprehensive capability 
to assess the nation's system of infrastructures and their 
interdependencies. NISAC's partners are Sandia National Laboratories 
and Los Alamos National Laboratory, both of which possess extensive 
supercomputer resources and software expertise. NISAC will provide 
reliable decision support analysis for policy makers, government 
leaders, and infrastructure operators. It will perform modeling, 
simulation, and analysis of the nation's infrastructures, with emphasis 
on the interdependencies.
    Sandia pioneered probabilistic risk assessment (PRA) as a tool for 
evaluating the risks associated with high-consequence systems such as 
nuclear weapons and nuclear power generation plants. We apply this tool 
to risk assessments for critical infrastructures such as dams, water 
utilities, chemical plants, and power plants. Combined with our 
expertise in security systems for nuclear facilities, we have helped 
utilities and industrial associations create security assessment 
methodologies that can guide owners and operators through the 
assessment process to determine vulnerabilities and identify mitigation 
options. Methodologies have been developed for water utilities, 
chemical storage facilities, dams, power plants, and electrical power 
transmission systems.
Cyber Sciences
    Computer systems and networks are attractive targets of attack by 
terrorists, foreign governments, or high-tech criminals. Government 
functions, commerce, and the military increasingly rely on cyber 
networks in their operations. Computerized supervisory control and data 
acquisition (SCADA) systems often control the operations of critical 
infrastructures such as power utilities and distribution networks and 
municipal water supplies.
    Sandia has significant activities in the technologies intended to 
protect cyber and network resources and the information that resides on 
such systems. Programs that assess the vulnerabilities associated with 
these systems are in place for our own resources as well as for those 
at other federal government agencies. Sandia operates a SCADA 
laboratory to study such cyber control systems and to determine 
effective protection strategies. We conduct red-teaming to challenge 
cyber and information systems and identify and remove vulnerabilities. 
Our objectives are to enhance the robustness of cyber systems and 
critical information systems and develop solutions for survivability 
and response options for systems under attack. Our understanding of the 
issues associated with computer and network vulnerabilities is enhanced 
by the microelectronic design and fabrication capability resident at 
Sandia as well as the state-of-the-art work performed as part of NNSA's 
Advanced Simulation and Computing (ASC) campaign.
                       nuclear incident response
    The President's bill to establish a Department of Homeland Security 
defines a Nuclear Incident Response Team that includes entities of the 
Department of Energy and the Environmental Protection Agency that 
perform nuclear and/or radiological emergency support functions 
(Section 504).
    NNSA plays a vital support role in combating acts of nuclear 
terrorism through its Nuclear Emergency Support Team (NEST). NEST 
provides the FBI and other federal and state agencies with technical 
assistance in response to terrorist use or threat of use of a nuclear 
or radiological device in the United States. NEST also supports the 
Department of State in a similar role for incidents overseas. Another 
NNSA team, the Accident Response Group (ARG), has the different mission 
of providing technical support in response to accidents involving U.S. 
nuclear weapons while they are either in the custody of DOE or the 
military services. The ARG and NEST teams draw from the same pool of 
experts at the NNSA laboratories, all of whom are volunteers.
    NEST maintains a fast-response capability for a radiological 
emergency involving dispersal of radioactive debris--for example, from 
the detonation of a so-called ``dirty bomb'' or radiological dispersal 
device (RDD). The NNSA's Radiological Assistance Program (RAP) provides 
initial responders who can be on the scene in a matter of hours. Their 
support role is to characterize the radiological environment, provide 
technical advice to the FBI, FEMA, and other emergency response 
agencies, and to assist with decontamination and material recovery. 
NNSA is in the process of enhancing the Radiological Assistance Program 
to perform radiological weapons detection and device characterization 
missions on a regional basis consistent with the FEMA response regions.
    The Joint Technical Operations Teams (JTOTs) are major operational 
elements of NEST that directly assist military units and crisis 
response operations. These teams are trained and equipped to support 
render-safe operations and advise on stabilization, packaging, and 
disposition procedures.
    In addition to the NEST and ARG capabilities, NNSA maintains 
Consequence Management Teams that are available to provide assistance 
to federal and state agencies that require radiological emergency 
assistance after an event has occurred. The teams are trained and 
equipped to support incident assessment, monitoring and sampling 
activities, laboratory analysis, and health and safety support to 
incident responders.
    Sandia National Laboratories contributes approximately ninety team 
members to the various elements of NEST, ARG, RAP, and Consequence 
Management. Sandia's role focuses largely on RAP incident response, 
device characterization, render-safe techniques, assessment and 
prediction of consequences from radiological incidents and accidents, 
and methods for containment of radiological materials. Sandia is the 
only NNSA laboratory that maintains the capability for containment of 
particulates that would be released in an RDD explosion.
    The President's bill would place the Nuclear Incident Response Team 
under the author-ity and control of the Secretary of Homeland Security 
during an actual or threatened terrorist attack or other emergency. 
During such a time, it would operate as an organizational unit of the 
Department of Homeland Security. At all other times, DOE/NNSA would be 
responsible for organizing, training, equipping, and exercising 
authority and control over NEST, ARG, and the Consequence Management 
Teams. This arrangement is not ideal, but it makes sense in this case 
because the volunteer NEST and ARG experts are integrated with the 
nuclear design activities of the DOE/NNSA laboratories. It would not be 
possible, for example, to transfer the NEST/ARG functions to the 
Homeland Security Department on a permanent basis because the personnel 
who constitute those teams are full-time weapon scientists, engineers, 
and technicians.
    Consequently, it will be important to establish and exercise a 
clearly understood process for deploying the Nuclear Incident Response 
Team elements to avoid interagency conflicts over roles and 
authorities. The process should be designed to minimize the layers of 
federal offices involved in both management and deployment.
   science and technology development for homeland security missions
    The national laboratories of the NNSA are widely regarded as the 
premier science and technology laboratories in the federal government. 
These institutions have a long history of excellence in research and 
development in nuclear weapons and other national security 
applications. They are uniquely able to deploy multidisciplinary teams 
on complex problems in a way that integrates science, engineering, and 
design with product.
    In a world where threats are increasingly insidious--with worrisome 
developments in chemical and biological weapons, cyber warfare, and 
proliferation--it is important that the NNSA laboratories be major 
contributors in the national effort to address these threats. These 
national laboratories can provide enormous value to homeland security 
challenges. They are also the logical entities to perform technology 
evaluation on the many products and proposals that will inevitably be 
advocated to the Department of Homeland Security from countless 
vendors.
    Unfortunately, established bureaucratic structures and regulations 
that insulate agencies from one another will stand in the way of 
effective utilization of the NNSA laboratories for homeland security 
unless legislative action is taken to remove the barriers. As a first 
step, it would be helpful to explicitly authorize NNSA to carry out 
research and development for homeland security by adding that activity 
to the NNSA's authorized missions listed at Title 42, Section 2121 of 
the United States Code. Next, the Homeland Security Act should give the 
Department of Homeland Security the power to task the NNSA laboratories 
directly, just as the Science, Energy, Environmental, and other non-
NNSA offices of DOE are able to do. That authority would eliminate the 
bureaucratic red tape and additional costs associated with the Work-
for-Others (WFO) process that inhibits access and utilization of the 
laboratories by non-DOE sponsors.
    It will be important for the Homeland Security Department to have 
the authority to determine for itself how and where to make its 
research and development investments to support its mission goals. 
There will be some laboratories and institutions that will seek to be 
designated as homeland security laboratories or as centers of 
excellence for this or that homeland security mission area. The 
Department will need to look beyond labels to demonstrated capabilities 
and a track record of deliverables. Its research and development 
program should encourage a competition of ideas among many performers, 
including industrial firms, universities, and federal laboratories, and 
then fund the development of the best ideas based on considerations of 
technical merit and not on who the performer is. The Defense Advanced 
Research Projects Agency (DARPA) uses such an approach, and it may be 
an effective model for the Homeland Security Department to emulate.
    Under the President's bill, the research and development program 
for the entire Department would be directed by the Under Secretary for 
Chemical, Biological, Radiological, and Nuclear Countermeasures. 
Certainly that official will have formidable R&D challenges, but he or 
she must also be cognizant of the science and technology needs for the 
other mission areas of homeland security, including information 
analysis and infrastructure protection, borders and transportation 
security, and emergency preparedness and response. As an alternative, 
it may be useful to consider a chief scientist position reporting to 
the Secretary with authority for coordinating and directing the 
Department's overall research and development program. Each Under 
Secretary may benefit from a dedicated R&D element focused on the 
challenges peculiar to his mission.
                         summary and conclusion
    Sandia National Laboratories and the other NNSA laboratories 
constitute a broad, multidisciplinary technology base in nearly all the 
physical sciences and engineering disciplines. We are eager to leverage 
those capabilities to support the science and technology needs of the 
Department of Homeland Security when our capabilities can make 
significant contributions.
    Sandia possesses strong competencies in nuclear, chemical, and 
biological sensors and engineered systems suitable for transfer to 
industry and deployment in homeland security applications. We have been 
proactive in supporting our nation's first responders and addressing 
the challenges of infrastructure protection. We have a track record of 
anticipating emerging homeland security threats and investing in 
technology development to counter them through our Laboratory-Directed 
Research and Development program and sponsor-directed programs. We are 
one of the premier laboratories for working with industry to transition 
laboratory technologies into deployable commercial applications.
    Bureaucratic and regulatory roadblocks exist that limit access to 
the DOE/NNSA national laboratories by other federal agencies, and those 
obstacles should be removed by the homeland security legislation in 
order to facilitate direct access to those resources. The Homeland 
Security Department needs the authority to manage a research and 
development program that encourages competition of ideas among many 
performers--including industrial firms, universities, and federal 
laboratories--and then fund the development of the best ideas based on 
technical merit and applicability to mission needs.
    On behalf of the dedicated and talented people who constitute 
Sandia National Laboratories, I want to emphasize our commitment to 
strengthening United States security and combating the threat to our 
homeland from terrorism and weapons of mass destruction. It is our 
highest goal to be a national laboratory that delivers technology 
solutions to the most challenging problems that threaten peace and 
freedom.
    Thank you, Mr. Chairman. I would be pleased to respond to any 
questions you may have.

    Mr. Greenwood. Thank you, Mr. Nokes.
    Dr. Cobb for 5 minutes.

                      TESTIMONY OF DON COBB

    Mr. Cobb. Thank you, Mr. Chairman and members of the 
committee. It is a pleasure for me to be here and talk about a 
very important part of the establishment of the new Department 
of Homeland Security, namely, the part that's associated with 
the ability to respond to threats of weapons of mass 
destruction, terrorism against our own country.
    My name is Don Cobb. I'm the Associate Director for Threat 
Reduction at Los Alamos. I have about 30 years experience in 
dealing with various kinds of threats, working in arms control, 
nonproliferation, and counterterrorism. Over that period of 
time I have had experience in developing technologies, from 
radiation technologies to satellite-based technologies.
    Los Alamos, about one quarter of the laboratory, something 
over 20 percent of the laboratory, is involved in these kind of 
threat reduction activities across the board. As you know, Los 
Alamos is operated by the University of California for the 
Department of Energy; has been for the last 60 years. So we are 
uniquely, along with our brethren at the other labs, operated 
for the country to do major missions that are broad S&T-based, 
like the homeland security issue is today.
    What I want to do is confine my remarks to the Nuclear 
Emergency Research Team and try to elucidate some of the issues 
that I think are most important in the setting up of this new 
department to preserve the capability and hopefully enhance our 
nuclear response capabilities.
    First, let me say Los Alamos is involved in virtually every 
aspect of nuclear emergency response, from threat analysis, 
analyzing all source information to understand what the threat 
is, to fielding detection diagnostics, radiation sensors, and 
so forth, to neutralizing the threat, to making recommendations 
how to--how to safe the device, whatever it may be. This is a 
shared responsibility that I have primarily with the other two 
NNSA laboratories.
    The main point that I want to make, and I think General 
Gordon made it earlier, is--made it for me, is that the NEST 
tech base is not something that you can isolate as a piece and 
transfer it to the new department. It does not stand alone. 
It's the synergy of that tech base with the nuclear weapons and 
threat reduction program at the laboratories.
    For example, to give you the idea, there are over 100 
people at Los Alamos that work at the Nuclear Emergency Support 
Team. Only about seven of these are full-time people. The rest 
of them are nuclear weapon designers, they're nuclear weapon 
engineers, they're people who do radiological detection 
development for sensors and systems. And it's those skills, and 
also the specialized facilities that we have where you can 
actually make measurements and utilize nuclear materials, that 
make this a unique support capability. We need to keep that 
synergy in the transition.
    Let me talk to three specific issues that I think are 
important to us that will matter but that can be resolved, I 
think--or, perhaps not through legislation, but through just 
negotiating the right roles and responsibilities between the 
existing DOE, the laboratories, and the new Department of 
Homeland Security.
    First, about command and control relating to NEST. It has 
to be clear, when NEST is under the authority of the new 
Department of Homeland Security, under what conditions it 
remains under the authority of the DOE. For example, under a 
heightened threat condition, we may be deploying people or 
looking at threats as part of our NEST responsibilities; we 
will call people in to work on that. Under that condition, we 
need to understand whether we are reporting to the DOE or 
whether we are reporting to the Department of Homeland 
Security.
    Similarly, the RAP program, the Radiation Assistance 
Program, has similar kinds of response to maybe State and local 
responders. We need to understand whether they continue to do 
that under the DOE.
    So the roles and responsibilities, and to clarify under 
what conditions these various responsibilities will occur 
between the departments has to be worked out. And then we need 
to jointly do exercises and drills and practices so we can 
understand how this actually plays together in case and when 
these assets are needed and they are called upon. So that's 
one. The command and control structure needs to be clarified.
    The second one has also been previously mentioned, but I 
want to raise it again because it is very important. The R&D 
that generates the technology that goes into the NEST programs 
quite often comes from other programs, not necessarily directly 
through the NEST program. It relies on and leverages other 
investments that are being made in parallel that develop 
related technology. Heretofore the DOE has accepted that 
responsibility and understands that kind of relationship.
    If the NEST R&D is rolled over to the Department of 
Homeland Security as part of a total R&D package, it will sever 
some of that leveraging, and it would have to be done very 
carefully. I would argue in favor of keeping the R&D and the 
technology integration as part of the NEST package and keep 
that as part of the current DOE structure.
    Then the third one I want to mention is legal issues. We 
currently, working for the University of California, have clear 
indemnification and liability protection for our people and our 
institution in participating and supporting NEST activities. 
That's because of our M&O contractual relationship that's 
spelled out very clearly. If we move that over to the 
Department of Homeland Security, again, we would have to 
examine all those legal issues again, and at least they would 
have to be redone, preserved in another way.
    So my final comment is we currently work--when we are 
called out, we have a DOE lead person in the field who leads 
our NEST teams. That lead person for the DOE interacts with the 
lead Federal agency. It might be the FBI, depending on what 
kind of incident it is. So there is a clear mechanism for doing 
this. The Department of Homeland Security could easily be the--
could be the lead Federal agency in certain emergency 
situations, and we'd still have our DOE NEST team responding in 
similar fashion. If we do that, if that's the nature of the 
relationship that's set up, then I think all of the issues that 
I've raised here are pretty straightforward in terms of being 
able to handle them. If we don't, it's going to be much more 
complicated.
    So thank you. And I would be happy to answer questions.
    [The prepared statement of Don Cobb follows:]
 Prepared Statement of Don Cobb, Associate Director, Threat Reduction, 
                     Los Alamos National Laboratory
                              introduction
    Thank you Mr. Chairman and distinguished members of the House 
Energy and Commerce Subcommittee on Oversight and Investigations, for 
inviting me here today to discuss the important issue of the creation 
of the Department of Homeland Security and what its proposed role will 
be in terms of dealing with chemical, biological, radiological and 
nuclear emergency response activities.
    I am Don Cobb, Associate Director for Threat Reduction at the 
Department of Energy National Nuclear Security Administration's Los 
Alamos National Laboratory. Los Alamos is one of the three NNSA 
laboratories responsible for maintaining the nation's nuclear 
stockpile. At Los Alamos, I am responsible for all programs directed at 
reducing threats associated with weapons of mass destruction. I 
personally have more than 30 years experience working to reduce these 
threats.
    Today, I would like to discuss with you the emergency response 
activities at Los Alamos National Laboratory, focusing on our 
involvement and work with nuclear emergency response efforts, primarily 
the Department of Energy's Nuclear Emergency Support Team (NEST). In 
addition to NEST, I also will discuss Los Alamos' efforts in responding 
to biological threats and incidents, in particular the Biological 
Aerosol Sentry and Information System (BASIS). Responding to the 
biological threat is an area in which our national capability is not as 
mature as the capabilities that we have in dealing with the nuclear 
threat.
                 nuclear emergency support team (nest)
    Los Alamos plays an important role within the area of nuclear 
emergency response. The largest and the most well-known team in this 
area is the DOE-managed NEST team. NEST was created in 1975 in response 
to concerns over nuclear terrorism activity. Its effectiveness is due 
to well-established interagency relationships including significant 
Department of Defense and FBI collaboration. NEST is focused on 
responding to a threatened act involving radiological or nuclear 
materials or devices. Among the range of potential terrorist threats 
involving weapons of mass destruction, the nuclear response 
infrastructure and capabilities are the most mature and capable of 
addressing the threat. NEST includes the capabilities to search for, 
diagnose, and disable an improvised nuclear device.
    NEST depends on a team of highly dedicated individuals at the 
national laboratories and facilities throughout the DOE-complex who 
volunteer their expertise to this program. Los Alamos' NEST and related 
activities are funded at approximately $10 million in fiscal year 2002. 
More than 100 Los Alamos scientists and engineers are involved in 
various aspects of the NEST program. Nearly all are involved in other 
parts of the Laboratory's research in nuclear weapons or threat 
reduction. Many of the employees who work part-time on NEST are 
involved with more than one team within the NEST program.
    It is important to note that NEST is more than a group of 
scientists who stand at the ready with pagers on their belts, waiting 
to be contacted to respond to a crisis. NEST team members at the DOE 
and NNSA laboratories, including Los Alamos, are involved in a wide 
range of related activities including research and development into 
diagnostic tools, disablement techniques, and computer simulations and 
modeling; working with the intelligence and law enforcement communities 
on the analysis of threats and the development of analytical tools; 
training of employees from other government agencies in environments 
that allow hands-on work with the actual nuclear materials that they 
might encounter in the field; and providing subject-matter experts when 
required. Los Alamos has the lead within NEST for development of 
nuclear diagnostic tools to help determine the nature of the suspected 
threat device and for maintenance of what is called the ``home team,'' 
a group of experts parallel to those that would be deployed in the 
field who can provide analysis, advice and technical support.
    Los Alamos is involved to varying degrees in all aspects of the 
national NEST program. The activities of the national team, and Los 
Alamos' role, are as follows:

<bullet> Search activities--Los Alamos is primarily involved in 
        research and evaluation of detectors used for search.
<bullet> Joint Tactical Operations Team (JTOT)--JTOT is a partnering of 
        DOE and DoD expertise that provides advice or direct assistance 
        to render safe a suspect malevolent employment of a nuclear 
        device by terrorists or others and to perform a nuclear safety 
        assessment for the eventual safe disposition of the device. Los 
        Alamos plays a major role in the JTOT mission and is involved 
        in maintaining management oversight, render-safe capability, 
        diagnostics capability, emergency response home team 
        capability, a watchbill (a group of experts who are on call 24 
        hours a day, seven days a week, year-round), communications 
        support and deployable equipment, and contingency planning.
<bullet> Accident Response Group (ARG)--ARG is responsible for dealing 
        with incidents involving a U.S. weapon, commonly referred to as 
        a ``Broken Arrow.'' Los Alamos has experts on the ARG roster 
        who may be called upon if their particular set of knowledge is 
        necessary to deal with the given situation.
<bullet> Disposition--These assets support both the JTOT and the ARG 
        team, making decisions about the ultimate disassembly and 
        disposition of a device after it has been made safe to move and 
        ship to a remote location.
<bullet> Consequence Management--Following an incident, this team is 
        involved in the immediate monitoring of any potential 
        radiological dispersal and in monitoring and forecasting that 
        can advise responders on issues of evacuation and treatment.
<bullet> Attribution--This area involves drawing upon capabilities from 
        the U.S. weapons testing program to analyze samples and draw 
        forensic inferences about a threat device.
<bullet> Radiological Assistance Program (RAP)--Related to but separate 
        from NEST, DOE and Los Alamos maintain response plans and 
        resources to provide radiological assistance to other federal 
        agencies; state local, and tribal governments; and private 
        groups requesting such assistance in the event of a real or 
        potential radiological emergency. The Los Alamos RAP 
        organization provides trained personnel and equipment to 
        evaluate, assess, advise, and assist in the mitigation of 
        actual or perceived radiological hazards or risks to workers, 
        the public, and the environment. This Los Alamos capability 
        supports associated activities throughout RAP Region Four: 
        Kansas, Oklahoma, Texas, Arizona, and New Mexico.
                     biological emergency response
    The biological science and medical communities responded to the 
challenge posed by the fall 2001 anthrax attacks. Los Alamos has been 
involved in responding to the attacks from the beginning, providing DNA 
forensics expertise to assist federal law enforcement agencies in the 
anthrax investigation. Our bioscience experts played an advisory role 
in the decontamination of the Senate Hart Office Building after the 
attacks, providing a strategy and advice for decontaminating the 
building so it could be restored to its regular function.
    Although more work and attention is needed in terms of biological 
emergency response, significant progress has been made through research 
efforts, many of which reside in DOE NNSA's Chemical and Biological 
National Security Program (CBNP). For instance, Los Alamos and Lawrence 
Livermore National Laboratory have been involved in research and 
development of bio-detection systems as part of CBNP. One such system 
to detect a biowarfare attack was demonstrated by Los Alamos and 
Livermore at the Winter Olympics in Salt Lake City. The system, called 
the Biological Aerosol Sentry and Information System (BASIS), provides 
public health officials with early warning of a potential bioterrorist 
attack.
                       emergency response issues
    The following issues related to transferring emergency response 
authority and responsibility to DHS should be addressed.

<bullet> NEST command and control--It must be clear when NEST is under 
        the authority of DHS and when it is under the authority of DOE. 
        For example, continuous monitoring and surveillance looking for 
        threats could be under either department. Once authorities 
        under various options are clear, it will be important to 
        establish joint training to exercise the various options.
<bullet> NEST research and development and technology integration--
        Heretofore, DOE has fulfilled the responsibility for NEST R&D 
        and technology integration. It is important to determine 
        whether this responsibility will continue in DOE or be 
        transferred to DHS. This is the underpinning for the continued 
        and improved effectiveness of NEST. Similarly, the ability to 
        respond to future biological threats depends on synergy with 
        the biological and health sciences.
<bullet> NEST legal issues--Legal issues related to liability and 
        indemnification for those that respond to emergency incidents 
        need to be sorted out and resolved. Individuals and contracting 
        entities responding to these incidents at the direction of the 
        federal government need clear legal protections.
<bullet> Biological Emergency Support Team (BEST)--The establishment of 
        a national BEST, perhaps modeled after NEST, should be 
        considered. Just as NEST relies on nuclear weapons and threat 
        reduction experts, a BEST will need to maintain close contact 
        with the biological and medical sciences communities.
                               conclusion
    At Los Alamos, we will continue to work with DOE NNSA and the other 
national laboratories to support the nation's ability to respond to 
emergencies involving weapons of mass destruction. We will work with 
the new DHS to ensure the continued effective function of these 
emergency response capabilities.

    Mr. Greenwood. Thank you, Dr. Cobb.
    Dr. Stringer, for 5 minutes.

             TESTIMONY OF LLEWELLYN W. STRINGER, JR.

    Mr. Stringer. Mr. Chairman, members of the committee, thank 
you for inviting me here today. I was here in October talking 
about how emergency responders at local, State, and Federal 
Governments were affected and what we needed. Well, I'm back 
again today. I'm going to talk about how the homeland----
    Mr. Greenwood. You did such a good job in October, we 
wanted a repeat performance.
    Mr. Stringer. Thank you, sir.
    I'm going to talk about how this could affect local and 
State governments, and how it could affect the national medical 
response system and OEP.
    In talking to my local, Federal and State cohorts, I really 
think we could put all of this together and call it the need 
for interoperability on a day-to-day basis.
    It's part of my job with the State looking at grants, how 
do we apply for them, trying to get the local and States to 
understand the stakeholders, what we are going to need to do to 
get them, and then all the many pots of money that are sort of 
dangled at us at the State level for locals and State from CDC, 
OEP, FEMA and many more. They all have different rules. They 
all have different time tables, they all have different things 
that we have got to try to understand and then explain to 
others in the State to be successful in getting the grant and 
using it. That's a real problem.
    In North Carolina, we are trying to develop a single 
unified terrorist plan, bringing the local and the State 
entities together to develop strategies for equipping, 
planning, training and exercising, so we have one plan, 
wherever it may be in the State, whatever city it may be in. 
This is very important. The planners in emergency management 
need one standard set of grant guidelines provided by one 
unified department for all WMD grants.
    I want to compliment the Department of Health and Human 
Services for the recent bio-state grant program. That was 
something that was--we could live with and it was really 
enjoyable to work with, believe it or not. I would recommend 
that other agencies copy this.
    We need funding assigned for program management and 
equipment maintenance allowances. Most State agencies, local 
emergency management, and public health agencies are bare-
boned. We have limited funds for planning and managing our 
daily activities, much less new initiatives. I would suggest 
that 10 to 20 percent of the grant funding be assigned for 
program management and equipment maintenance. Unfortunately, 
Federal programs have provided funds for training, planning, 
and purchasing, but it stops there. If the Department of 
Homeland Security doesn't follow through with a program that 
assists the locals and the States with this managing and 
planning, I'm afraid several years from now it will be like the 
old civil defense disaster package hospitals, sitting somewhere 
rotting, unable to be used.
    Unfortunately, terrorism is not going to go away, and we 
need to have continued support to organize a program and to 
manage it. We need grants that are awarded at 100 percent, not 
matching funds. I've heard rumors that FEMA's 2003 grants for 
WMD are going to be on a 75/25 basis. I can tell you that in 
North Carolina, and I suspect many other States, we can't 
support this. We are having troubles on a day-to-day basis.
    For the National Disaster Medical System and the Public 
Health Service Office of Emergency Preparedness, it's finally 
been recognized by Congress in the bioterrorist bill, and I 
really want to thank you all for that support. It really was 
greatly needed.
    Until recently, NDMS has had little funding, has inadequate 
staffing and accountability and minimum recognition from DHHS 
on a regular basis. In years past, some snidely referred to 
NDMS as the No Damned Medical System. This is no longer true, 
sir. NDMS responds to help local and State governments when 
they are overwhelmed with many crises, natural and man-made. 
Hurricanes, floods, earthquakes, air crashes, animal events, 
the recent avian influenza, and terrorism. The network of 
volunteers who step up to the plate and become part-time 
employees of the U.S. Public Health Service in a crisis has 
really been helpful.
    I have a problem right now, an example with the Federal 
Team, a WMD issue, which is my team, which is the National 
Medical Response Team-East, housed in North Carolina, just 
received one-sixth of our operating budget for 2001/2002. It--
to actually get the money appropriated by Congress, I had to 
get assistance from my Congressman to get HHS to turn the money 
loose. We were borrowing the money from a non-profit 
organization to support a Federal team for basic operating 
expenses. Eight months into the Federal fiscal year, I 
considered canceling planned training activities because we 
just could not afford to continue supporting a counterterrorist 
type team. And if it's not important after 9/11, when will it 
be?
    In closing, you have got to have support for planning and 
training and maintenance. We need to consider natural and man-
made disasters that overwhelm a State or local government. We 
need not to reinvent a wheel. The FEMA's Federal response plan 
has been around a while, and it's taken a good while for 
everybody, including the Federal Government, to fully 
understand it. It's got a counterterrorist or a terrorist annex 
since PDD 39 came about, and I believe everybody started going 
along with it now. Now, if we start something totally new and 
try to reinvent a wheel, it's going to be another 3 or 4 years 
at best before it's understood, and we will again have the same 
problem on a day-to-day basis with interoperability not 
present; and then in a crisis, whether it be by electronic or 
face-to-face, we will have a problem.
    This needs to be fixed. And I want to thank you for paying 
attention to it.
    [The prepared statement of Llewellyn W. Stringer, Jr. 
follows:]
  Prepared Statement of Llewellyn W. Stringer, Jr., Medical Director, 
 North Carolina Division of Emergency Management, Department of Crime 
                      Prevention and Public Safety
    Mr. Chairman and Members of the Committee, thank you for inviting 
me here today to discuss the issue of the establishment of a Department 
of Homeland Security. I am Dr. Lew Stringer, Medical Director of the 
North Carolina Division of Emergency Management, Department of Crime 
Prevention and Public Safety. I have a long history of emergency 
management experience that ranges from services as a local EMS Medical 
Director for 28 years, Director of the Special Operations Response 
Team-a disaster organization in North Carolina and involvement with the 
National Disaster Medical System through the Office of Emergency 
Preparedness, USPHS since 1990. In October, 2001 I spoke to this 
committee on WMD issues as it affected the local, state and federal 
response community.
    I am back today to address the issue of how a single homeland 
security department could affect local and state governments and the 
Office of Emergency Preparedness/ National Disaster Medical System. 
During the preparation of my statement and in discussions with my 
local, state and federal cohorts, this focus become the issues of 
``interoperability''.
    I have focused on chemical, biological and radiological response 
activities, as I know them to be, and have chosen 3 areas of focus: 1. 
Grants and funding; 2. Preparedness and planning at all levels; and 3. 
Response efforts.
    In my position in North Carolina, I have been involved for several 
years in the ``Grant Process'' which includes: applying for grants, 
explaining the grant requirements to state and local stake-holders, and 
trying to manage the many different ``pots of money'' dangled in front 
of my state by CDC, FEMA, OJP, DHHS and others. (They) all have 
different requirements, different time tables, different folks to meet 
with, and different ways to figure out how to be successful. In North 
Carolina, we are striving to develop a SINGLE, UNIFIED terrorist plan 
that must bring all the varied state and local agencies together by 
developing, planning, equipping, training, and exercising strategies 
into a single unified plan.
    Planners in emergency management need a standard set of guidelines, 
provided by one unified department, for all WMD grants. I want to 
compliment the DHHS on the presentation of requirements for the recent 
Bioterrorism state grants--others may wish to adopt their guidelines.
    We need funding assigned for program management and equipment 
maintenance allowances. MOST state agencies--local emergency management 
and public health agencies--are ``bare boned''. We have limited funds 
to plan or manage our day-to-day activities; much less manage new 
entities. I would suggest that 10-20 % of the grant funding be assigned 
for program management and equipment maintenance. Unfortunately, 
federal programs have provided money for terrorist planning/training 
and purchase of equipment but have stops there. Otherwise, Homeland 
Security planning will follow the same path as the old Civil Defense 
Packaged Disaster Hospital Program--nonfunctional, and useless--if 
needed in several years. Unfortunately, the need for terrorist 
preparedness will not go away and support for preparedness must be on 
going.
    We need grants awarded at 100% and not require matched funding. I 
have heard rumors that the 2003 FEMA Domestic Preparedness grants will 
be at awarded at matching 75/25%. I can tell you that in North 
Carolina, and I suspect many other states, we can not afford that type 
of ``support''.
    The National Disaster Medical System (NDMS) and the Public Health 
Office of Emergency Preparedness (OEP) have recently been officially 
recognized by Congress in the Bioterrorism bill signed on June 12th. I 
want to thank you on this committee for your efforts. Until recently, 
NDSM had little funding, inadequate staffing and accountability, and 
minimal recognition from DHHS. Some snidely referred to NDMS as No Damn 
Medical System. This is no longer the case. NDMS responds to help state 
and local governments when the locals become overwhelmed by natural or 
man-made disasters--hurricanes, floods, earthquakes, air crashes, 
animal events such as the avian influenza outbreak and terrorist 
events. The network of volunteer personnel who become temporary 
employees of the USPHS and respond has been gratifying, especially 
since September 11.
    Let me give you an example of my funding distribution problems:
    My Federal WMD team, Nation Medical Response Team-East, housed in 
North Carolina, has just now received the first \1/6\ of our operating 
budget for 2001-2002. To actually get the money, appropriated by 
Congress for OEP, I had to request assistance from my Congressman to 
get the DHHS moving. My Federal team had to use the monies of a non-
profit organization, Special Operations Response Team's emergency 
contingently funds, for a federal team's basic operating expenses. 
Eight months into the federal physical year, I considered canceling 
planned training because of the lack of released funding. Since 9/11 
certainly, this type of team has never been more needed.
    Now that you (Congress) have officially recognized OEP/NDMS and 
created an Assistant Secretary for Public Health Preparedness, who will 
direct OEP/NDMS, I am hopeful that such funding distribution issues 
will be resolved. Moving Public Health Preparedness, OEP and NDMS into 
the Department of Homeland Security should improve these funding 
distribution issues.
    I suspect that others, involved in response, are also looking 
forward to 100% coordination of efforts--for planning, funding and 
direction from individuals who are tasked by Congress and our 
President--to be 100% sure that services are 100% ready to make secure 
our homeland.
    We, in state government, need be confident in knowing that a 
coordinated, unified Federal response to natural or man-made disasters 
will continue under the Department of Homeland Security. The ground 
work was begun years ago by FEMA with what is called the Federal 
Response Plan, (FRP). Federal departments, offices and other Federal 
entities come under, or are responsible for various emergency support 
functions, when the Stafford Act is declared. As you know, the Federal 
Response Plan has a Terrorist Annex since PDD 39, which further defines 
the functions of crisis and consequence management roles. This plan is 
fairly well understood by states and is followed by federal, state and 
local governments.
    If the primary consequence offices and agencies, as well as some of 
the law enforcement entities, are moved from the departments where they 
now function and are placed under the steadfast management of the 
Department of Homeland Security, this should improve efficiency, 
simplify the annual budget process, and reduce redundancies and 
interagency competition.
    A downside for a Department of Homeland Security could be a failure 
of a service formally provided by the old agency plan not to be honored 
under the new department plan. For example, when OEP requests from DHHS 
the temporary assignment of USPHS Commissioned Corp personnel, will 
that request be honored by DHHS when OEP is no longer under DHHS?
    It is critical that in the new department, there must be a 
prominent health care focus. Many of the critical services needed in 
man-made or natural disaster are health care issues. There needs to be 
an adequate physician presence-not just a health care administrative 
presence ``to guide the Secretary in health care issues at all levels 
of department operation.
    In closing, I would like to speak about the critical need for 
communication ``interoperability'', which has become a ``buss word'' in 
Washington and in the state governments. In any emergency, first 
responders need to be able to communicate with other first responders, 
i.e. fire with medical, ambulance with police, and all with other 
agencies who become involved. Mutual aid and the federal response 
compounds the communication problem by brings more folks who need to 
talk with each other together. Communications issues have been 
mentioned in every disaster after-action report I have seen for years. 
These communication issues involve cost for locals. This will be a huge 
planning and funding issue that the Department of Homeland Security 
must address.
    I sincerely hope the new Department of Homeland Security will 
resolve or, at best, improve many ``interoperability'' issues existing 
today. The task will be daunting. In these difficult times, the aim 
should be to make all of us successful.

    Mr. Greenwood. We thank you, Dr. Stringer, for your 
testimony again.
    Mr. Plaugher.

                 TESTIMONY OF EDWARD P. PLAUGHER

    Mr. Plaugher. Good afternoon, Mr. Chairman, and members of 
the committee. I am Edward Plaugher, chief of the Arlington 
County Fire Department in Virginia. I appear today on behalf of 
the Washington, DC Area National Medical Response Team, of 
which I am its executive agent.
    I would like to begin by thanking the committee for having 
me here today. Issues related to terrorism and related 
preparedness efforts have taken on a new meaning in our Nation. 
Our region has been engaged for the previous 5 years prior to 
the events of September 11 in educating Federal policymakers as 
to the role of fire and emergency services in mitigating acts 
of terrorism. The men and women of my fire department were 
joined by thousands of others from the Washington, DC and New 
York metropolitan areas in demonstrating that role last fall. I 
believe we owe it to them and to the public safety good to move 
forward as quickly as possible in fashioning the most rational 
and workable national terrorism preparedness policy as soon as 
possible. The public safety and the memory of 343 fallen 
firefighter colleagues in New York City demand no less.
    Since its inception, the Office of Emergency Preparedness, 
U.S. Public Health Service, Department of Health and Human 
Services, has provided an invaluable contribution to the first 
responder community within our Nation. Creating and supporting 
the Disaster Medical Assistance Teams, DMATs, the Metropolitan 
Medical Response System, and the National Medical Response 
Teams, has provided not only financial support, but leadership 
and direction in the most critical aspects of disaster 
response, that is, the aspect of emergency medical care. It 
goes without saying that without this program, our Nation would 
not be as prepared as we are today to deal with both man-made 
and natural disasters.
    Long-range relation ships have been developed, and they are 
vital to the success of the program. As we found on September 
11, it is the upfront work that pays dividends during the 
emergency event.
    In addition, the last 6 years has seen the development of 
both public and local assets under the direction of OEP. These 
local assets, the Metropolitan Medical Response System, are 
designed to deal with the consequence of weapons of mass 
destruction incidents. Each NMRS has an order to get OEP 
funding that's been required to develop these very critical 
pre-incident relationships, bringing to the table disciplines 
who routinely do not work together, but during a disaster or 
terrorist event must not only work together, but they must do 
so in a seamless manner. Sacrificing any part of this long-term 
relationship building and seamless response to medical 
emergency management must not be allowed to vanish.
    Hence, my position on moving OEP to the new Department of 
Homeland Security is somewhat tied to building upon a well-laid 
foundation and not allowing this foundation to erode.
    I have seen the vast matrix of Federal programs, that is, 
the good, the bad, and the ugly. Direct relationship-building 
and financial support for local asset-building has produced 
outstanding results for emergency medical preparedness. OEP's 
and NMRS' system has provided this focus and is good.
    I have also seen the Department of Defense via the Weapons 
of Mass Destruction Act of 1996 provide training and exercises 
but fail to develop lasting relationships within a community or 
a city. That is bad. And it continues to miss the mark now as a 
Department of Justice program.
    The ugly that I am referring to is the State and local 
assistance program currently under way at the Department of 
Justice. Even though well intended by Congress and meaningful 
in amounts, over $100 million a year since Federal fiscal 1999, 
almost none of the support has reached the first responder 
community. Utilizing the States as a funding mechanism has not, 
and I believe will not, work as intended. As the police chief, 
my colleague in Arlington County, Edward Flynn, relates, 
terrorism is a global act with local response.
    Back to the concept of transferring OEP to homeland 
defense. If the transition of the relationship-building 
cornerstone crumbles, the transition is a giant step backwards. 
Local response is built on managing a wide array of assets, 
which is best accomplished in an atmosphere of trust.
    On the other hand, if more direct assistance is provided to 
local first responders with the State in the loop to provide 
uniformity between States and within States but not as a 
controlling element or as a barrier to assistance, then 
homeland defense and OEP could benefit from a single 
departmental alignment.
    Again, I want to thank the committee for giving me this 
opportunity to testify, and I look forward to your questions.
    [The prepared statement of Edward P. Plaugher follows:]
Prepared Statement of Edward P. Plaugher, Fire Chief, Arlington County, 
                                Virginia
    Good Morning/afternoon, Mr. Chairman and members of the Committee, 
I am Edward Plaugher, Chief of the Arlington County Fire Department. I 
appear today on behalf of the Washington, D.C. area National Medial 
Response Team (NMRT).
    I would like to begin by thanking the Committee for having me 
today. Issues related to terrorism and related preparedness efforts 
have taken on new meaning in our nation. Our region was engaged for 
five years prior to the events of last September in educating federal 
policy makers as to the role of the fire and emergency services in 
mitigating acts of terrorism. The men and women of my fire department 
were joined by thousands of others from the Washington, DC, and New 
York metropolitan areas in demonstrating that role last fall. I believe 
we owe it to them and to the public safety to move forward as quickly 
as possible in fashioning the most rational and workable national 
terrorism preparedness policy as is possible. The public safety and the 
memory of 343 fallen firefighters in New York demand no less.
    Since its inception, the Office of Emergency Preparedness, U.S. 
Public Health, Department of Health and Human Services has provided an 
invaluable contribution to the first responder community within our 
nation. Creating and supporting the Disaster Medical Assistance Teams 
(DMATS) and the National Medical Response Teams (NMRTs) has provided 
not only the financial support but the leadership and direction in the 
most critical aspect of disaster response emergency medical care. It 
goes without saying that without this program our nation would not be 
as prepared as we are to deal with both man-made and natural disasters. 
Long range relationships have been developed and are vital to the 
success of the program. As we found on September 11th it is the up 
front work that pays dividends during an emergency event.
    In addition the last six years has seen the development of public 
and local assets under the direction of OEP. These local assets, the 
Metropolitan Medical Response Systems are designed to deal with the 
consequences of weapons of mass destruction incidents. Each MMRS has, 
in order to get OED funding, been required to develop these very 
critical pre-incident relationships. Bringing to the table discipline 
who routinely to not work together but during a disaster of 
``terrorist'' event must not only work together but must do so in a 
seamless manner. Sacrificing any part of this long-term relationship 
building and seamless response to medical emergency management must not 
be allowed to vanish. Hence my position on moving OEP to the new 
department of Homeland Security is somewhat tied to building upon a 
well-laid foundation and not allowing this foundation to erode. I have 
seen with the vast matrix of federal programs ``the good, the bad and 
the ugly''. Direct relationship building and direct financial support 
for local relationship building has produced outstanding results for 
national medical preparedness without this the ability of the first 
responder community is greatly diminished. I have also seen the 
Department of Defense via the ``Weapons of Mass Destruction Act of 
1996'' provide training exercise and expertise but fail to develop 
lasting relationships within a community or city. That is bad and it 
continues to miss the mark now as a Department of Justice program. The 
ugly I am referring to is the State & local assistance program 
currently under way in the Department of Justice. Even though well 
intended by Congress and meaningful in amounts, over 100 million a 
year, almost none of the support has reached the first responder 
community. Utilizing the states as the funding mechanism has not, and I 
believe will not, work as intended. As the police chief in Arlington 
County, Edward Flynn relates ``Terrorism is a global act with local 
response''.
    Back to the concept of transferring OEP to Homeland Defense; if in 
the transition the relationship building cornerstone crumbles, the 
transition is a giant step backwards. Local response is built on 
managing a wide array of assets, which is best accomplished in an 
atmosphere of trust. On the other hand, if more direct assistance is 
provided to local first responders, with states in the loop to provide 
uniformity between states and within states, but not as a controlling 
element or as a barrier to assistance, then Homeland Defense and OEP 
could benefit with a departmental alignment.
    I want to thank the committee for giving me the opportunity to 
testify and look forward to your questions.

    Mr. Greenwood. The Chair thanks the gentleman. And, for 
your information, that is not a national alert; that is an 
indication that we have a series of votes on the floor. For the 
benefit of the members of the committee, what we will try to do 
is in the next 15 minutes allow each of the three of us to ask 
questions, and then we will be able to excuse this panel; and 
then we will take a brief recess until the next panel comes up.
    And let me ask a question, and I would ask, starting with 
Mr. Plaugher and going to my left, with the exception of Ms. 
Heinrich, because I have another question for her, this 
question:
    How ready do you think the labs and NDMS teams are today, 
and the other Federal response assets are, to respond to a true 
radiological or nuclear incident such as a dirty bomb? Are we 
sufficiently prepared and adequately organized to handle the 
threat now? And will the new proposal help improve such 
preparedness? So if somebody detonated a dirty bomb in 
Arlington, Virginia tomorrow morning and you had dead bodies 
and you had people wounded and you had people potentially 
exposed to radiological materials, how ready are we today, Mr. 
Plaugher, and how do you see that improving with this 
legislation?
    Mr. Plaugher. I think we are very far off the mark as far 
as for preparedness for a dirty bomb. I think we have focused 
most of our energy on chemical, and we are now starting to 
focus on biological. We have yet to begin the preparedness of 
the nuclear program, and it's just been a matter of assets and 
resources. We had to start somewhere. I personally chose to 
focus on chemical attack because of the incident in Tokyo, 
Japan, and the similarities between our system and their system 
and what we thought was the likelihood of event.
    We have also done a great deal of preparedness for 
conventional weaponry. So if it's dirty bomb with conventional 
weaponry, we will have some resources and capability to manage 
that piece of it. But as far as for the other levels of 
preparedness, we still have a long way to go.
    Mr. Greenwood. Does this bill help us get there?
    Mr. Plaugher. I think this bill will provide us with more 
focus, which I think is much needed. Coalescing these long-term 
relation ships, I've heard wonderful testimony today about the 
NEST teams and about their ability. I do have a relationship 
with a NEST team in the area, the one out of Andrews Air Force 
Base.
    So there is some capacity and some response capability. 
But, remember, I'm in the 4-minute business. I've got to make 
changes in the first 4 to 10 minutes of that incident scene, so 
I need that equipment and training and capability there 
immediately.
    We just received recently some new radiological monitoring 
from the Commonwealth of Virginia. So, I mean, we are working 
in that direction, but we still have a ways to go.
    Mr. Greenwood. Briefly, Dr. Stringer.
    Mr. Stringer. From a local and State standpoint, we've got 
a long way to go. As far as the NMRTA is concerned, I think 
being under the Homeland Security will allow some 
interopability and get to know the folks better, and I think 
that should help us in any type of response, bringing in 
Federal assets to assist a local government.
    Mr. Greenwood. Dr. Cobb.
    Mr. Cobb. Two quick comments. One, NEST has been focused 
since its inception on prior information, and also focused more 
on the higher-end threat, namely, a stolen or improvised 
nuclear device. That's one point.
    The second point is that while it's recognized that the 
bolt-out-of-the-blue could happen, and we are moving in that 
direction, something called the Triage program, I think 
discussing that capability would be better in a different 
environment.
    Mr. Greenwood. Very well.
    Mr. Nokes?
    Mr. Nokes. Let's see. One answer is the Operation America 
that Sandia conducted in Portsmouth, Virginia last month, where 
we had about 100 first responders, including many from the 
Washington, DC area, teaching them advanced bomb dismantlement 
techniques. So if the device had not exploded, perhaps the 
folks who had that training would have an advantage trying to 
render it safe. If it had already detonated, the effects are 
variable. They go from almost nothing to very tragic. And so it 
depends a lot on what the effects were. But, as Don said, the 
labs have been practicing for the very serious end of that 
experience, a nuclear weapon, and mostly radiation devices are 
within that envelope of practice.
    Mr. Greenwood. Dr. Vantine.
    Mr. Vantine. Mr. Chairman, if an RDD went off in Arlington 
yesterday, we've already failed. I think the new department can 
help in two ways: It can help regulate the materials at the 
source, and it can help detect the materials before this event 
ever happens.
    Mr. Greenwood. Ms. Heinrich, very quickly. Do you think we 
need better coordination between bio, the HHS and this new 
department in order to be prepared for this kind of an event?
    Ms. Heinrich. I think that the proposal for the most part 
is broadly stated, and I think that we have to have 
clarification on, as we have heard here before, the roles and 
responsibilities. It's not always clear what the control 
command relationships are. So, I think we need more 
information.
    Mr. Greenwood. Thank you. The gentleman from Florida, for 5 
minutes.
    Mr. Deutsch. Thank you, Mr. Chairman. And I'm going to just 
ask one question, and yield to my colleague from Colorado just 
not to have to keep you around for about another 45 minutes.
    Chief, you seem quite satisfied with your relationships 
with HHS and FEMA. Except for the possibility of getting more 
money, is there any reason to move these emergency response 
activities into a new department?
    Mr. Plaugher. Well, one of the things that the fire 
services has said repeatedly to Congress is that we need a 
national strategy, we need a national focus. And the coalescing 
of that--and that is all of its subparts--into a single agency 
has tremendous benefit to first responders in the development 
of a national strategy. I'd just ask, as this goes forward, 
that you allow the first responders to have some opportunities 
for dialog and input into that national strategy. I mean, we 
are the folks that are going to be there, we are the folks that 
are going to have to manage the incidents.
    So I think it does have some solid purpose and benefit, 
because we have seen the absence of a national strategy because 
of the splintered approach to date from the Federal agencies.
    Mr. Deutsch. Thank you. I'd yield to Ms. DeGette.
    Ms. DeGette. Thank you very much for yielding.
    Mr. Plaugher, let me just comment on what you are saying, 
because I had a meeting in my district, which is Denver, with 
the local first responders and the representatives of the 
State, and they even have a difficult time figuring out who 
should be giving them directions between the State and the 
local first responders, much less coordination in urban areas 
like my district between all the counties that are involved. 
And I think you are right, there needs to be some kind of 
directions, so long as it's not, you know, just another 
bureaucratic layer. I really appreciate what you are saying.
    I just have a couple quick questions for Mr. Nokes and Drs. 
Cobb and Vantine about the labs. First of all, how will the new 
Department of Homeland Security make the deployment of the 
technologies that the labs are developing easier to deploy in 
the field?
    Mr. Vantine. I think what happens is that when DHS starts 
funding the program and putting it together, they are going to 
work the whole issue of the systems issue. And so when the 
technology goes to field, it's going to be already coordinated 
with local response, regional response, and national response. 
It's going to be an integrative package. It's going to be 
vetted at the national laboratories to make sure that it works. 
It's going to have the best technology. So it will be a package 
that we put out in the field rather than pieces.
    Ms. DeGette. And you think under the current structure of 
the Department of Homeland--or, of what's happening now, it's 
just in pieces? It's not coordinated?
    Mr. Vantine. I think right now we rely on largesse of other 
programs. They do R&D in their areas, we take that and try to 
apply it to this problem, but we don't have the resources to 
put the technology that we really need on the problem.
    Ms. DeGette. So you envision that what this department 
would do, then, would be to take that technology and bring it 
all together?
    Mr. Vantine. Exactly. That's exactly right.
    Ms. DeGette. The other two, any additions?
    Mr. Nokes. I would make one comment, and that is, right 
now, as you well know, no one owns the problem and so everybody 
has a piece of it, and so we have a very tactical fragmented 
approach of applying technology to the issues. And I would hope 
that the new department is able to pull together the 
requirements across the--what are now different agencies and 
put together a coherent program, so you have good security that 
is uniform across the country and that would be the best thing.
    Ms. DeGette. We haven't achieved that yet, have we?
    Mr. Nokes. No.
    Mr. Cobb. Just a quick answer, over the past several months 
we have been working with NNSA anticipating the possibility 
that they'd be the lead Federal agency, or they'd have a major 
role in integrating the technologies. I think much of that is 
being transferred to the new department, that concept. We now 
have a lead Federal agency to develop the R&D, so that focus 
will help.
    Ms. DeGette. Has this coordination that you all think is so 
essential, and so do I, and is that part of a specific proposal 
that you have seen or is that just your hope for what the new 
agency would show?
    Mr. Cobb. There has been discussion, but I don't think it 
is in the framework of a specific proposal. Obviously, the 
legislation is very broad so the details still have to be 
worked.
    Ms. DeGette. Right, and I think that is all of our issues 
here today. And without, you know--without asking you specific 
details of how this would work, do you expect you will be 
consulted on how this coordination can be implemented in a 
plan?
    Mr. Vantine. I guess I would answer that I think we are in 
a negotiation stage right now as to how that is going to work. 
We are trying to talk to Congress and to the different agencies 
in trying to put together the package of how it is going to 
work. As you have issues with it, I think we have issues with 
it too. We don't see the details and I think they will be 
worked out over time.
    Ms. DeGette. That is always true when you're talking about 
a big bureaucracy, the devil is in the details.
    Mr. Nokes. I think, one more comment, as I look at the 
legislation, I see that science and technology is in the 
infrastructure under the Secretary's office, and the other 
Under Secretaries don't appear to have a science or technology 
advocate. So I think you might want to have a chief scientist, 
or somebody at the top that looks down at all of the technology 
requirements and makes resource allocation and priority 
judgments.
    Ms. DeGette. That was very helpful and now we have to go 
vote.
    Mr. Greenwood. The Chair thanks the gentlelady and the 
Chair thanks each of our witnesses for lending your expertise 
to this most vital effort and thank you again. You are excused. 
The Chair would note that we do have series of votes and the 
committee will recess until 1:35 and then we will bring forward 
the fourth panel.
    [Brief recess.]
    Mr. Greenwood. The committee will come to order, and we 
thank our witnesses, and they are Mr. Philip Anderson, Senior 
Fellow at the Center for Strategic and International Studies, 
Dr. Ronald Atlas, President-elect of the American Society for 
Microbiology and Dr. Tara O'Toole, Director of the Center for 
Civilian Biodefense Studies at Johns Hopkins University and 
thank each of you for being with us this morning and for your 
forbearance in waiting for us. You are aware that this is an 
investigative hearing and that when holding an investigative 
hearing, it is the practice of this committee to take testimony 
under oath. Do any of you have objection to giving your 
testimony under oath? The Chair would also then advise you that 
pursuant to the rules of this committee and the House, you are 
entitled to be represented by counsel. Do any of you require or 
ask to be represented by counsel. In that case if each of you 
would stand and raise your right hand.
    [Witnesses sworn.]
    Mr. Greenwood. Thank you. You are under oath, and Mr. 
Anderson we will start with you, and you're recognized for 5 
minutes to give your opening statement.

    TESTIMONY OF PHILIP ANDERSON, SENIOR FELLOW, CENTER FOR 
     STRATEGIC AND INTERNATIONAL STUDIES; RONALD M. ATLAS, 
 PRESIDENT-ELECT, AMERICAN SOCIETY FOR MICROBIOLOGY; AND TARA 
  O'TOOLE, DIRECTOR, CENTER FOR CIVILIAN BIODEFENSE STUDIES, 
                    JOHNS HOPKINS UNIVERSITY

    Mr. Anderson. Good afternoon, Mr. Chairman, and members of 
the committee. It is an honor to be with you today to provide 
my views on vulnerabilities and response capability at the 
Federal, State and local levels for consideration in addressing 
the President's proposal to establish a Department of Homeland 
Security. The slide behind me depicts an area of contamination 
in the District of Columbia resulting from a detonation of a 
radiological dispersion device, an RDD, a dirty bomb, detonated 
on the National Capital Mall area in the area of the Air and 
Space Museum.
    CSIS conducted in-depth research and developed this 
realistic cross-jurisdictional crisis scenario with the purpose 
of helping to frame the planning requirement for the 
Metropolitan Washington Council of Governments, led crisis 
planning effort by identifying some of the key issues and 
friction points that needed to be addressed. The exercise 
portrayed the complexity associated with command control and 
communications between Federal, State and local government and 
the private sector and the general public.
    The exercise participants included mid to upper level 
decisionmakers and regional planners from the District of 
Columbia and other local jurisdictions as well as 
representatives from FEMA and the FBI. The results of this 
research effort and the scenario were also presented to the 
senior leadership of the New York City Police Department. The 
scenario that was employed involved an explosive dispersal 
device laced with radioactive Cesium 137. The scenario included 
expected casualty rates, critical infrastructure damage 
assessments, and effects across critical key infrastructure.
    The addition of a radiological event pushed the recovery 
portion of the scenario well beyond the scope of the exercise, 
but it did generate additional thought with respect to future 
planning. It's important to note that nowhere else in America 
do the people charged with addressing emergency response and 
recovery face a more daunting challenge than in the District of 
Columbia. Nonetheless, the presence of radioactivity was an 
issue that the participants were clearly not prepared to deal 
with. This would seem to indicate that the greater Washington 
region could be prepared for unconventional terrorist attacks 
involving materials that have the potential of contaminating 
large areas.
    In the absence of well-developed plans and given the 
complex multi-layer jurisdictions within the greater Washington 
area, the actions of the Federal, State and local governments 
could combine to reduce the efficiency and effectiveness of 
emergency preparedness and response, particularly for 
unconventional attacks. If you were to ask most Americans to 
describe their greatest terrorism fears, chances are that they 
would suggest cataclysmic scenarios involving weapons of mass 
destruction, nuclear biological or chemical devices.
    These views have been reinforced by the media and by the 
administration's recent spate of gloomy warnings. However, at 
present, there are significant financial and technical 
obstacles to terrorists obtaining and deploying effective 
weapons of mass destruction. There is, however, another 
category of attack that deserves at least equal attention from 
government, the private sector and public alike. Not just the 
high consequence, but very low probability weapons of mass 
destruction-type attacks or attacks on the opposite end of the 
spectrum involving a much higher probability, perhaps, a lone 
shooter or suicide bomber, but yet another category involving 
attacks that fall somewhere in the middle.
    In retrospect, this mid-level space is where September 11 
belonged and it is the space in which future terrorists will 
likely operate. Terrorist attack scenarios in this category 
typically involve unconventional tactics or weapons that 
include dirty bombs like that in the scenario we developed. 
From the terrorist perspective they assume widespread death and 
destruction is an unattainable goal. So they seek long-term 
disruption similar to that realized by the September 11 
attacks.
    Other examples include a well-coordinated attack involving 
multiple near simultaneous suicide bombings nationwide or 
targeting unsecured highly visible, nonnuclear aspects of 
energy infrastructure, very soft targets like oil refineries, 
petroleum or liquid natural gas terminals or perhaps tanker 
trunks. These types of unconventional attacks are achievable 
now and indeed well developed plans along these lines are 
probably already on the shelf.
    Most importantly, although they represent real 
possibilities, their impact in many cases is far more 
psychological than real, real in terms of loss of life and 
injury. Facing up to these threats must not mean giving into 
fear. Even as a Nation develops defensive technologies from 
radiation and chemical and biological sensors to bomb sniffing 
devices, citizens must be equipped with the tools to protect 
themselves psychologically. An intensive program to create 
public awareness can help avert the panic and paralysis attacks 
like these aim to inspire. With the arrest last week of 
Abdullah al Muhajir, Jose Padilla, the would-be dirty bomber, 
the importance of educating our first responders and the public 
in general about the new dangers we face is more apparent than 
ever.
    The response clean-up and recovery effort that would be 
required following a radiological attack for example, 
synchronized decisions at the Federal, State and local levels, 
as well as in the private sector must be fully thought through 
and incorporated in the comprehensive contingency plans. It is 
also important that long-term economic recovery plans be 
developed considering the implications of unconventional attack 
scenarios. The means to develop greater public awareness and 
acceptance of risks should be considered. As such scenarios 
that can be employed in table-top exercises and simulations 
should be designed and incorporated into the development and 
testing of plans to address the possibility of unconventional 
attacks.
    While we would all like to believe that the dirty bomb 
scenario represents a remote possibility, the evidence points 
to the contrary. How real a possibility that a terrible event 
like this could happen remains to be seen, but it is clear that 
adequate preparation for unconventional attack is essential. 
Addressing all the possible terrorist attacks is a daunting 
challenge, but it is important to keep in mind that from a 
terrorist perspective, the challenges are far greater. To kill 
large numbers of Americans and destroy significant portions of 
critical infrastructure is extremely difficult. The terrorist 
must depend on psychological impact to achieve his objectives, 
disrupting the economy, breaking our spirit and reducing our 
confidence in our government.
    By focusing on the most likely threats, increasing 
situational awareness and empowering first responders in the 
public with the knowledge they need, we weaken the terrorist 
arsenal as we strengthen our own.
    Mr. Chairman, over the long term, considering this new and 
very dangerous environment, the President's proposal must be 
acted upon to ensure unity of effort and clear lines of 
authority, responsibility and accountability at every level to 
effectively address the enormous complexity of securing the 
homeland. The road ahead remains fraught with challenges yet to 
be addressed, and we at the Center for Strategic and 
International Studies are ready and willing to help. Organizing 
effectively to ensure the security of American homeland is 
essential to the safety of our country's citizens and to our 
prosperity as a Nation. We appreciate the committee's 
leadership on this issue and we look forward to helping in any 
way we can. Thank you very much.
    [The prepared statement of Philip Anderson follows:]
  Prepared Statement of Philip Anderson, Senior Fellow and Director, 
 Homeland Security Initiative, Center for Strategic and International 
                                Studies
                            i. introduction.
    Good morning Mr. Chairman--Members of the Committee. It's an honor 
to be with you today, to present my views on ``Creating the Department 
of Homeland Security: Consideration of the Administration's Proposal . 
. . focusing on chemical, biological, and radiological response 
activities proposed for transfer to the Department of Homeland 
Security.'' Let me begin by saying that the statement I am about to 
give represents my views and in no way should be taken as the 
institutional view of CSIS. Before beginning though, let me provide you 
with some background on the work we are doing at CSIS.
    CSIS has completed a number of homeland security projects both 
prior to--and since the tragic events of September 11. In January 2001, 
CSIS released a report on the results of an eighteen-month study, 
Homeland Defense: A Strategic Approach. In June 2001, CSIS co-directed 
Dark Winter, a high-level simulation of a smallpox attack originating 
in Oklahoma City. In the immediate aftermath of September 11, CSIS 
convened an internal task force on terrorism, the results of which were 
published in To Prevail: An American Strategy for the Campaign against 
Terrorism. In March 2002, CSIS completed extensive research on the 
impact of a ``dirty bomb'' detonated on the National Capitol Mall. This 
in-depth research led to the development of a crisis-planning scenario 
which served as the basis for the Council of Governments led ``Greater 
Washington Crisis Planning Workshop'' which was held on March 21, 2002. 
The results of this research effort and the scenario were also 
presented to the senior leadership of the New York City Police 
Department on May 1, 2002.
    Currently CSIS is completing a White Paper on the challenges 
associated with the creation of a Department of Homeland Security that 
will provide actionable recommendations for decision makers for 
consideration in this critically important debate. CSIS is also working 
on a simulation exercise, patterned after our Dark Winter effort, to 
focus on the vulnerability of U.S. energy infrastructure. Rather than 
consequence management, this simulation exercise will focus on the less 
understood--and explored--scenarios in which policymakers must decide 
on whether and how to act in the case of a credible threat against 
critical energy infrastructure.
                             ii. overview.
    With the President's proposal to establish a Department of Homeland 
Security, there seems to be a renewed sense of urgency in Washington. 
When considering the number of threats we face from terrorists intent 
on doing us harm, this would certainly seem appropriate. The Nation is 
at war--a war that is occurring in many ways beyond the public's view. 
There can be no greater public recognition of this fact than the 
President's proposal to establish a Department of Homeland Security.
    I was asked to address response capability at the federal, state 
and local levels for consideration in addressing the President's 
proposal. In this new and very dangerous environment, it appears that 
if enacted, the President's proposal would greatly simplify management 
processes and unify the efforts of the 46 federal agencies that, to 
varying degrees, have responsibility for Homeland Security. In 
addition, the President's proposal would seem to represent an effective 
starting point to ensuring the means to effective communication and 
coordination between the federal, state and local governments to ensure 
unity of effort and clear lines of authority, responsibility and most 
importantly, accountability.
                          iii. the challenges.
    CSIS conducted in-depth research and developed a realistic crisis 
scenario to address a plausible--large--cross-jurisdictional crisis in 
Washington, DC. The overall purpose was to help frame the planning 
requirement for the Metropolitan Washington Council of Governments 
(COG) led crisis-planning effort by identifying some of the key issues 
and friction points to be addressed. The exercise portrayed the 
complexity associated with command, control and communications between 
federal, state and local government and the private sector/general 
public. CSIS facilitated discussions focused on how to resolve lines of 
communication, authority, and responsibility in an unconventional 
crisis environment.
    The exercise was designed to present participants with a large-
scale terrorist attack on downtown Washington, D.C. in order to 
facilitate discussion and identify questions to be addressed by a 
coordinated response plan. The exercise participants included mid to 
upper level decision-makers and regional planners from the COG task 
force working groups as well as from the District of Columbia and other 
local governments and from relevant agencies of the federal government 
to include FEMA and the FBI.
    The participant's role was to assimilate the events unfolding and 
operate within their own committee framework to discuss and determine 
the actions/recommendations they would take forward to superiors in 
addressing the regional response to mitigate near term and long-term 
risks. The exercise was not designed to be a decision driven war game 
where actions/decisions were analyzed or critiqued against some ideal 
or textbook solution.
    The comprehensive scenario that was employed involved an explosive 
dispersal device laced with radioactive Cesium 137. The scenario 
included expected casualty rates, critical infrastructure damage 
assessments, and effects across key critical infrastructure. The 
addition of a radiological event pushed the recovery portion of the 
scenario well beyond the scope of the exercise, but did generate 
additional thought with respect to future planning. The scenario was 
presented in three segments with the following questions providing the 
framework for discussion: What are the key decisions that have to be 
made? Who will make those decisions? What additional information do you 
need? Where do you propose to get this information? What are the 
critical interdependencies? Who will be the authoritative voice for the 
public? How will you communicate risk to the public?
    During the first segment, the participants were not made aware of 
the radiation associated with the scenario and appeared to be 
comfortable with near-term response procedures for dealing with a 
conventional explosion and the resulting crisis. Overall, emergency 
response procedures and coordination requirements were familiar at this 
level, due in part to the events of September 11.
    The necessity of having coordinated response procedures in place 
became clearer during the second segment of the scenario that provided 
the participants with the news that the bomb was in fact a ``dirty 
bomb''' that contained Cesium-137. The presence of radioactivity was an 
issue that the participants were clearly not prepared to deal with. 
Issues that the participants felt were critical to address at this 
stage were whether to shelter in place or evacuate the city, the 
requirement for the President to declare Martial Law, the possibility 
that METRO might be forced to shut down due to contamination, the role 
of the media, the presence of radiation, emergency personnel 
augmentation, and protective gear requirements.
    The long-term implications of a radiological attack became 
increasingly clear and overwhelming as the third segment was 
introduced. The scenario presented participants with reports of 
deserted D.C. streets and hotels, workers refusing to return to work, 
and parents refusing to send their children back to schools that had 
conducted field trips to D.C. on the day of the attack. These reports 
were indicative of the deep, long-lasting psychological impact that a 
radiological attack could have. The public has an inherent fear of 
radiation, even though there is almost no danger of dying from exposure 
to this type of isotope--only the potential for long-term health 
implications in the form of increased cancer and cataract rates. The 
participants felt that issues associated with long term economic impact 
and recovery were critical to address in advance of this type of 
attack.
    It is important to note that nowhere else in America do the people 
charged with addressing emergency response and recovery face a more 
daunting challenge than in Washington, D.C. Nonetheless, the presence 
of radioactivity was an issue that the participants were clearly not 
prepared to deal with. This would seem to indicate that the greater 
Washington region could be unprepared for unconventional terrorist 
attacks involving materials that have the potential of contaminating 
large areas. In the absence of well developed plans--and given the 
complex, multi-layered jurisdictions within the greater Washington 
region--the actions of the federal, local and state governments could 
combine to reduce the efficiency and effectiveness of emergency 
preparedness and response, particularly for unconventional attacks.
                      iv. general recommendations.
    At the heart of any effort to establish a Department of Homeland 
Security is the requirement to address the likely threats. However, 
defining likely threats in this new environment is problematic in that 
they will likely derive from multiple sources with different objectives 
and various means to do us harm. Defining the threat is risky but 
absolutely necessary for developing plans to organize and allocate 
resources to address the myriad vulnerabilities that exist.
    Later this summer, the White House Office of Homeland Security has 
said it will unveil a comprehensive national strategy to secure the 
United States from future terrorist attacks. Governor Ridge has 
emphasized that the strategy will be guided by a risk management 
philosophy, ``focusing our resources where they will do the most good 
to achieve maximum protection of lives and property.'' A risk 
management approach is essential--but defining the threat, identifying 
critical vulnerabilities, and developing effective capabilities to 
address them are a daunting challenge.
    With the arrest last week of Abdullah al Muhajir, the would-be 
``dirty bomber,'' the importance of educating our first responders and 
the public in general about the new dangers we face is more apparent 
than ever. If you asked most Americans to describe their greatest 
terrorism fears, chances are they would suggest cataclysmic scenarios 
involving weapons of mass destruction--nuclear, biological, or chemical 
devices. These views have been reinforced by the media and by the 
administration's recent spate of gloomy warnings. However, there are 
significant financial and technical obstacles to obtaining and 
deploying effective weapons of mass destruction (WMD). But since the 
consequences of a successful terrorist attack using such weapons would 
be devastating the government is correct to focus significant resources 
toward preventing these gruesome possibilities. There is, however, 
another category of attack that deserves at least equal attention from 
government, the private sector and the public alike: not just high 
consequence but very low probability WMD attacks or the less severe 
consequence but much higher probability suicide bomber attacks, but 
those attacks that fall in the middle. In retrospect, this mid-level 
space is where September 11 belonged, and it is the space in which 
future terrorists will likely operate.
    Terrorist attack scenarios in this category are typically 
unconventional and include ``dirty bombs'' like the one described 
herein which employed conventional explosives laced with radioactive 
Cesium-137--which can easily be found in industry, hospitals and 
medical labs. Or terrorists could develop a well-coordinated attack 
involving multiple near-simultaneous suicide bombings nationwide. They 
could also target unsecured, highly visible, non-nuclear aspects of 
energy infrastructure--``soft'' targets like oil refineries, petroleum 
or liquid natural gas terminals. These types of unconventional attacks 
are achievable now; indeed well developed plans along these lines are 
probably already on the shelf. But although they represent real 
possibilities, their impact in many cases is far more psychological 
than real--in terms of injury and loss of life. Facing up to these 
threats must not mean giving in to fear. Even as the nation develops 
defensive technologies--from radiation and chemical and biological 
sensors to bomb sniffing devices, citizens must be equipped with the 
tools to protect themselves psychologically. An intensive program to 
create public awareness can help avert the panic and paralysis attacks 
like these aim to inspire.
    The response, clean up, and recovery effort that would be required 
following a radiological attack for example--that synchronize decisions 
at the federal, state, and local levels as well as in the private 
sector--must be fully thought through and incorporated into 
comprehensive contingency plans. It is also important that long-term 
economic recovery plans be developed considering the implications of 
unconventional attack scenarios. The means to develop greater public 
awareness and acceptance of risks should be considered. As such, 
scenarios that can be employed in tabletop exercises and simulations 
should be designed and incorporated into the development and testing of 
plans to address the possibility of unconventional attacks. While we 
would all like to believe that the scenario described herein represents 
a remote possibility, the evidence points to the contrary. How real the 
possibility that a terrible event like this could happen remains to be 
seen but it is clear that adequate preparation for unconventional 
attack is essential.
    Addressing all the possible terrorist attack scenarios is a 
daunting challenge, but it is important to keep in mind that from the 
terrorist perspective, the challenges are far greater. To kill large 
numbers of Americans and destroy significant portions of critical 
infrastructure is extremely difficult. The terrorist must depend on 
psychological impact to achieve his objectives--disrupting the economy, 
breaking our spirit, and reducing our confidence in our government. By 
focusing on the most likely threats, increasing situational awareness 
and empowering first responders and the public with the knowledge they 
need, we weaken the terrorist arsenal as we strengthen our own.
                             v. conclusion
    Mr. Chairman, over the long term, considering this new and very 
dangerous environment, the President's proposal must be acted upon to 
ensure unity of effort and clear lines of authority, responsibility and 
most importantly, accountability at every level to effectively address 
the enormous complexity of securing the homeland.
    Mr. Chairman, the road ahead remains fraught with challenges yet to 
be addressed. The Center for Strategic and International Studies is 
ready and willing to help. Organizing effectively to secure the 
American Homeland is essential to the safety of our country's citizens 
and to our prosperity as a nation. We appreciate the Committee's 
leadership on this issue, and we look forward to helping in any way we 
can.

    Mr. Greenwood. Thank you, Mr. Anderson.
    Dr. Atlas for 5 minutes. You need to push the button on 
your microphone, sir.

                  TESTIMONY OF RONALD M. ATLAS

    Mr. Atlas. Chairman Greenwood, members of the subcommittee, 
we would like to thank you for inviting the American Society 
for Microbiology to testify on issues related to the 
administration's proposal to create the Department of Homeland 
Security. The ASM has submitted a written statement which I 
will briefly summarize. The ASM, which has particular expertise 
in biomedical research and public health protection, supports 
the establishment of a Department of Homeland Security that 
would have oversight, coordination and leadership functions for 
biodefense activities. We agree that the Department of Homeland 
Security should be established to serve the important function 
of integrating threat analysis and vulnerability assessments 
and to identify strategic priorities for preventative and 
protective steps that can be taken by other Federal agencies.
    We believe that the Department of Homeland Security would 
be able to work with the Department of Health and Human 
Services and the National Institute of Allergy and Infectious 
Diseases to pursue highly managed rapid paced and even 
classified research and development projects, which are needed 
to defend against the threat of biological weapons. ASM thinks 
that having a strong science and technology component within 
the Department of Homeland Security is essential and would help 
provide critical linkage among the numerous mission agencies 
charged with science development.
    By having a strong science component, the Department of 
Homeland Security would be able to play a vital role in 
coordinating, reviewing and evaluating scientific and technical 
programs relating to human animal and plant life. We need to 
recognize, however, that biodefense research is part of the 
continuum of the breadth of biomedical research aimed at 
protecting the Nation aimed at infectious diseases. This field 
is different than many other areas because of its duality and 
the high degree of overlap with the public health and 
biomedical research activities of the Nation.
    We do not want to create a duplicative system. Rather, we 
want a seamless, integrated and highly coordinated biodefense 
response system. Therefore, ASM believes that it is critical 
that a scientific health organization, namely HHS, continue to 
prioritize and conduct Federal research relating to civilian 
human-related, biological, biomedical and infectious diseases. 
We feel it is important to distinguish between policy and 
planning guidance, which would be well served by the Department 
of Homeland Security and the responsibility and/or authority 
for the direction, control and conduct of scientific research, 
which should remain within HHS.
    HHS and the National Institutes of Health are best 
qualified to establish biomedical research and development 
programs and to prioritize scientific opportunities and 
research. The National Institute of Allergy and Infectious 
Diseases bring to bear all aspects of biomedical research and 
full capability of science to achieve scientific advances and 
biodefense. The ability to build on the body of scientific 
knowledge underpins the capability of the United States to 
combat bioterrorism.
    Because it is difficult to distinguish an introduced 
infectious disease from a naturally occurring one, the 
strategies to protect against either event in terms of new 
scientific and technical approaches are the same. Since 9/11, 
National Institute of Allergy and Infectious Diseases has 
rapidly accelerated work to protect the Nation against the 
threat of bioterrorism. This acceleration has occurred across 
the spectrum of scientific activities from basic research in 
microbial biology to the development of vaccines and 
therapeutics to research related to diagnostic system.
    We fear that the proposal to transfer responsibility for 
biodefense research to the Department of Homeland Security 
could create unpredictability and loss of momentum for these 
research programs, would very likely divert money from research 
and would not be the optimum way to obtain the integrated work 
of the best scientific minds. It is clearly not the aim of the 
administration's proposal. We, therefore, feel that the HHS, in 
consultation and coordination with the Department of Homeland 
Security, should retain primary responsibility for accelerated 
biodefense research and development programs.
    ASM also would leave primary responsibility for planning 
for such emergencies for the Centers of Disease Control and 
prevention. We do not want to create a separate public health 
system for biodefense. A public health emergency arising from 
biological causes public health authorities must determine the 
nature of the organism, distinguish between a bioterrorism 
attack and a natural event, and respond rapidly to the health 
threat.
    Regarding the select agent registration program, the 
administration bill would transfer this and the enforcement 
programs of HHS to the new department. HHS currently has the 
scientific and institutional knowledge and expertise relating 
to dangerous biological agents, biosafety and biosecurity to 
administer the program, and ASM continues to believe that the 
CDC should be responsible for the select agent registration 
program, which is key to the development of the Nation's 
biodefense capability.
    Further, the administration bill does not appear to 
transfer the select agent registration and enforcement programs 
newly assigned to the Department of Agriculture. ASM believes 
that coordination and the registration programs for agriculture 
and human agents is critical as was recognized in H.R. 3448. 
The proper administration of the select agent program must 
balance public concern for safety with the need to not unduly 
encumber legitimate research and diagnostic testing. We need an 
integrated program that adds protection against misuse of 
microbial resources.
    Therefore, ASM is recommending that an interagency group 
with the involvement of scientific societies address the 
advisability of removing the select agent program from HHS 
authority. Finally, ASM's full testimony touches upon a number 
of other specific issues. These issues include management and 
oversight of the National Pharmaceutical stockpile and response 
to infectious disease outbreaks, be they natural or intentional 
and provisions relating to research programs and activities of 
the USDA and DOE.
    Each of these specific areas merits careful review by this 
committee. In closing, I want to reaffirm ASM's commitment to 
working with the administration and the Congress to achieve the 
most effective and most efficient system in the world for 
research control and response to the threat posed by biological 
agents.
    [The prepared statement of Ronald M. Atlas follows:]
   Prepared Statement of Ronald M. Atlas, President Elect, American 
                        Society for Microbiology
                              introduction
    The American Society for Microbiology (ASM) is pleased to testify 
before the House Energy and Commerce Subcommittee on Oversight and 
Investigations hearing on creating the Department of Homeland Security: 
Consideration of the Administration's Proposal with a focus on 
chemical, biological and radiological response activities proposed for 
transfer to the Department of Homeland Security (DHS). The ASM is the 
largest life science society with over 40,000 members and its principal 
goal is the study and advancement of scientific knowledge of 
microbiology for the benefit of human welfare.
    The ASM has worked with the Administration, the Congress and 
federal agencies on measures to protect against biological weapons and 
bioterrorism. Most recently, ASM provided expert advice on provisions 
to expand the Biological Weapons Statute in the USA Patriot Act and on 
Title II of the Public Health Security and Bioterrorism Preparedness 
and Response Act of 2002, which expands controls on certain dangerous 
biological agents and toxins. ASM members are involved in research and 
public health initiatives aimed at eradicating the scourge of 
infectious diseases, which daily end the lives of thousands of 
Americans and tens of thousands around the world. Infectious diseases 
remain the major cause of death in the world for those under the age of 
45 and particularly for children. They are the third leading cause of 
death in the United States.
    The ASM considers it critical that the proposed DHS build upon 
existing science and technology programs that hold promise in the 
defense against bioterrorism and in the effort against deadly 
infectious diseases. We would like to focus our comments on issues that 
Congress should consider on how best to achieve this goal.
            the role of the department of homeland security
1. Role of science and technology in Homeland Security is Critical
    The terrorist events of September 11 and the anthrax biocrimes 
reveal the need and complexity of homeland defense. The ASM, therefore, 
supports oversight, coordination and leadership for biodefense 
activities in a Department of Homeland Security (DHS). Given that 
science and technology will play a vital role in the biodefense of the 
nation, the ASM believes it is essential to establish a strong science 
and technology function in the DHS. This science component will provide 
the necessary linkage between the Secretary of Homeland Security and 
the numerous mission agencies charged with science and technology 
development.
2. The Department of Homeland Security has an important role to play in 
        defending the nation against biological threats.
    The DHS will have an important role in developing the nation's 
defenses against, and responses to, biological threats. The role of DHS 
should be to integrate threat analysis and vulnerability assessments 
and to identify priorities for preventive and protective steps to be 
taken by other federal agencies to protect the American public. The DHS 
can coordinate, review, and evaluate scientific and technical programs 
related to human, animal, and plant life. The DHS will be a proper 
governmental vehicle to coordinate and to integrate the expanded roles 
of mission agencies in bioterrorism related research. The important 
role of the United States Army Medical Research Institute for 
Infectious Diseases (USAMRIID) should be recognized and strengthened 
and it should interface with the proposed DHS.
    It will be important to define the boundaries between DHS and the 
mission agency with major responsibility for protecting the nation's 
health, HHS. An appropriate coordination office or position should be 
established within DHS. One approach, for example, would be for DHS to 
establish a position or appoint a person with the appropriate 
scientific background who would report to both the DHS Secretary and 
the HHS Secretary. That person would also work with the National 
Institutes of Health (NIH) and National Institute of Allergies and 
Infectious Diseases to ensure integration of threat and vulnerability 
analysis about bioterrorism. The goal, of course, would be mutually 
agreed upon research priorities that address threatening biological 
agents.
    Other mechanisms and/or functions may be needed for HHS and DHS to 
serve the vital role of coordinating the pursuit of an integrated 
research and development agenda for counter-terrorism, including highly 
directed, high risk, fast-paced, classified projects, and to manage 
between research results and applications to develop and evaluate 
specific technologies and for procurement. For example, NIH/NIAID has 
already accelerated basic and clinical research related to bioterrorism 
to focus on ``Category A'' agents considered by CDC to pose the highest 
threat. Last fall, the NIAID conducted a study to show that existing 
stocks of smallpox vaccine could be diluted at least 5-fold to provide 
immediate protection in case of a smallpox attack. NIAID also 
accelerated screening of antiviral compounds for activity against 
smallpox and related viruses and accelerated development of a ``new 
generation'' bioengineered anthrax vaccine and a promising Ebola virus 
vaccine. It has launched seven new fiscal year 2002 initiatives to 
expedite biodefense research.
3. ASM recommends that HHS continue to be responsible for the 
        prioritization, direction, and conduct of federal research 
        efforts related to civilian, human, health-related biological, 
        biomedical, and infectious diseases.
    Pathogenic microbes pose a threat to national security whether they 
occur naturally or are released in a bioterrorism attack. Biodefense 
research is part of the continuum of biomedical research aimed at 
protecting the nation and the world against infectious diseases. The 
capability to develop countermeasures and interventions is directly 
related to information generated by biomedical research on pathogenic 
microbes and the host response to these microbes. Therefore, it is 
critical that federal research efforts related to civilian human 
health-related biological, biomedical, and infectious diseases should 
be prioritized and conducted by, and at the direction of, the 
Department of Health and Human Services (HHS).
    It is important to distinguish between oversight functions such as 
policy and planning guidance and coordination, which would be served by 
the DHS and the responsibility and authority for the direction, control 
and conduct of scientific research. ASM recommends that HHS, a public 
health and biomedical research agency of unparalleled success, should 
continue to be responsible for the conduct and direction of scientific 
research.
    The Administration's Bill recognizes the necessity that HHS conduct 
the research and development programs related to infectious diseases. 
Section 303(a)(1) of the Bill provides that the Secretary of DHS shall 
carry out responsibilities related to civilian human health-related 
biological, biomedical, and infectious diseases through HHS and the 
Public Health Service ``under agreements with the Secretary of Health 
and Human Services, and may transfer funds to him in connection with 
such agreements.'' Section 301(2) of the Administration's Bill, 
however, gives DHS primary authority and responsibility for the conduct 
of national scientific research including ``directing, funding, and 
conducting research and development'' related to biological threats. 
Additionally, at Section 303(a)(2), the Bill provides that DHS, in 
consultation with HHS, ``shall have authority to establish the research 
and development program, including the setting of priorities.'' The ASM 
believes that the proposed restructuring of program authorities in the 
Administration's bill will create unpredictability for research 
programs, will divert monies from research and will not be the best 
approach to achieving the goal of civilian biodefense, which requires 
the involvement of the best scientific minds and the support of 
excellent science based on merit review.
    The HHS, the federal agency with the major mission for protecting 
the public health, is best qualified to establish biomedical research 
and development programs, identify scientific opportunities and the 
research approaches for ensuring that biodefense needs are met in the 
best way possible. The National Institute of Allergy and Infectious 
Diseases (NIAID) is best able to bring together all aspects of 
biomedical research and the full capability of science to ensure 
breakthroughs and advances of high quality for biodefense. The ability 
to build on the body of scientific knowledge underpins the capability 
of the United States to combat bioterrorism. For example, the national 
response mounted by NIH/NIAID to AIDS demonstrates the capability of 
science to respond to a threat. The response was based on years of 
accumulated scientific knowledge and biomedical research that had been 
well supported by Congress. The response to bioterrorism will require 
the same long-term dedication of financial resources and scientific 
talent.
    The NIAID, working with the DHS, has the knowledge about scientific 
capabilities to respond to threats and vulnerabilities related to the 
biological sciences. It can identify the science and infrastructure 
relevant to the most pressing issues and take advantage of the most 
highly leveraged opportunities for research that can contribute to 
counter-terrorism solutions. Because it is difficult to distinguish an 
introduced infectious disease from a naturally occurring one, the 
strategies to protect against either event in terms of new scientific 
and technical approaches, including surveillance, prevention and 
response, are the same. There will be dual benefits for public health 
in that investment in research to develop new therapeutics, vaccines, 
antivirals, genomics, diagnostics, sensitive detection devices and 
innovative surveillance approaches for biological agents will carry 
over to public health breakthroughs for all infectious diseases.
    The nation has already seen the ability of HHS to respond to 
bioterrorism. In the months since September 11, 2001, the NIAID has 
rapidly accelerated work to protect the nation against the threat of 
bioterrorism. This acceleration has occurred across the spectrum of 
scientific activities from basic research in microbial biology to the 
development of vaccines and therapeutics to research related to 
diagnostic systems. It is critical that this work continue to develop 
rapidly and efficiently without delay, disruption or loss of momentum.
    A scientific health agency, HHS, rather than the nonscientific, 
nonpublic health DHS should have the principal authority for developing 
and prioritizing scientific and health related programs. Essentially, 
therefore, the ASM suggests reversing the responsibilities identified 
in Section 303(a)(2) of the Administration's Bill. HHS, in consultation 
and coordination with DHS, should retain responsibility for accelerated 
research and development programs, including prioritizing such projects
                the public health system for biodefense
    The ASM is also concerned that the nation not create a separate 
public health system for biodefense. Therefore, the ASM would leave 
primary responsibility for planning for public health emergencies 
arising from biological causes with the HHS and Center for Disease 
Control. At the earliest possible moment after the outbreak of a 
contagion, it is critical to determine the nature of the organism and 
to distinguish between a bioterrorism attack and a natural event. Then, 
public authorities must respond rapidly and appropriately to the health 
threat that either one would present. The ASM believes CDC should be 
charged with these tasks.
    Section 505(a)(2) of the Administration's Bill requires DHS to 
carry out these functions under agreement with HHS. Again, the ASM 
believes the important and appropriate role for DHS is to coordinate 
planning and development of programs and to lend technical assistance 
to the responsible agency. It is entirely appropriate for HHS to 
coordinate and consult with DHS. As with the direction and control of 
research, however, the primary duty and authority should remain with 
the scientific agency with the existing knowledge, experience, and 
expertise to fulfill the critical mission. A scientific person within 
the DHS with the appropriate public health background and reporting to 
both the DHS Secretary and HHS Secretary could work closely with the 
CDC Director to achieve mutually agreed upon public health priorities 
for bioterrorism preparedness and response.
  administration and enforcement of the program for registration for 
                  possession and use of select agents
    Agriculture, the food supply, and the environment are potential 
targets of bioterrorism along with humans. It is important, therefore, 
to integrate and coordinate programs related to human, animal, and 
plant agents. Section 302(a) of the Administration Bill transfers to 
DHS the select agent registration and enforcement programs of HHS. 
However, it does not transfer the select agent registration and 
enforcement programs of the Department of Agriculture to the DHS. 
Subtitle C of the Public Health Security and Bioterrorism Preparedness 
Act of 2002 mandated coordination of activities of HHS and the 
Secretary of Agriculture regarding ``overlap agents''--that is, agents 
that appear on the separate lists prepared by HHS and Agriculture. 
Without doubt, such coordination must occur. Bioterrorism research and 
surveillance extends and applies to infectious disease and select agent 
research. The ASM believes that integration of the select agent 
registration program inevitably will assist in the creation of an 
efficient registration process thereby expediting registration.
    The proper administration of the select agent program is key to the 
development of the nation's biodefense capability and response and must 
balance the concerns for public safety with the need to not unduly 
encumber legitimate scientific research and laboratory diagnostic 
testing. The ASM continues to believe that HHS has the scientific and 
institutional knowledge and expertise related to dangerous biological 
agents, biosafety, and biosecurity in microbiological and biomedical 
laboratories and that it is best qualified to achieve the goal of 
protecting the public health and safety without interfering with 
research, and clinical and diagnostic laboratory medicine. Transferring 
this program to DHS raises many questions with regard to the 
administration of this program which must be carefully considered by 
Congress, which recently enacted new legislation and additional 
requirements for select agents. The ASM, therefore, requests that a 
review be done by an interagency group with the involvement of 
scientific societies to assess the advisability of removing the select 
agent program from HHS authority.
 each transfer of a scienific fundtion should be specifically reviewed
    Some additional specific measures in the Administration Bill 
require further consideration and comment by the ASM. The ASM continues 
to study the Administration Bill to evaluate the best approach to 
achieving expedited research that advances the defense against 
bioterrorism but does not dilute the continuing, critical battle 
against naturally occurring infectious diseases. The ASM suggests 
expeditious review of the appropriateness of each transfer of a 
facility or responsibility related to biological organisms from an 
existing agency. Similarly, the proposed transfers within the USDA 
should be carefully reviewed, in particular the justification should be 
considered for transferring Plum Island which addresses animal diseases 
but not incorporating the equivalent functional unit that addresses 
plant diseases.
    For example, as noted above, the defense against bioterrorism must 
be fully integrated into the nation's public health system that is led 
by the Centers for Disease Control and Prevention. Currently, CDC would 
use the national pharmaceutical stockpile in response to infectious 
disease outbreaks--both natural and intentional. Sections 501(3)(B) and 
502(6) would transfer the Strategic National Stockpile to DHS. Such 
transfer should be reviewed carefully during further consideration of 
the Bill. HHS should be responsible for developing the materials in the 
stockpile. Therefore, it seems appropriate for HHS to continue 
management of the stockpile. The ASM, however, understands the 
coordination and oversight function envisioned for DHS, and the final 
resolution of the management of the stockpile ultimately must depend 
upon the resolution of the scope and role of DHS responsibilities and 
activities. At this time, we also recommend that there be an external 
review of the CDC to ensure optimal preparedness for public health 
emergences and bioterrorism and to ensure appropriate integration with 
existing programs.
                               conclusion
    We appreciate the opportunity to present this testimony. The ASM is 
committed to working with Congress and the Administration to achieve 
the most efficient and effective system in the world for research, 
control, and response to the threat posed by biological agents.

    Mr. Greenwood. Thank you, Dr. Atlas.
    Dr. O'Toole for 5 minutes.

                    TESTIMONY OF TARA O'TOOLE

    Ms. O'Toole. Thank you, Mr. Chairman. I am a physician and 
a public health professional by training, so I am going to 
restrict my remarks to those aspects of the proposed new agency 
related to bioterrorism activities. First, I would like to say 
that I support the President's call for a new agency dedicated 
to homeland security. We are also extremely admiring of the 
President's and the administration's initiatives on 
bioterrorism, particularly over the past year. I think that the 
R&D initiative situated in NIH as well as the funds now going 
to State and local health departments for public health 
preparedness reflect the President's recognition of the 
importance of the bioterrorism threat as well as the unique 
nature of this threat and the necessary response.
    That said, however, I think the proposed reorganization as 
it pertains to bioterrorism functions raises several serious 
issues, and I would like to suggest some of them to you today. 
As I look at the proposed new agency, it appears to be a tiny 
island of bioscience, public health and medical functions 
around bioterrorism concerns within a very large ocean of more 
traditional national security and law enforcement functions. 
This worries me.
    First of all, my understanding is that the rationale for 
consolidating many of these other border security type 
functions into a single agency is to improve coordination, 
cooperation and collaboration amongst similar functions and to 
get them all under one roof. In the case of bioterrorism 
programs, however, we would not be consolidating public health 
and bioscience research functions, we would be splitting them 
out to a new agency. This raises the specter of either, as Dr. 
Atlas suggested, having to create redundant parallel programs 
in homeland security in order to have enough leadership to 
figure out what to do in these areas and do it properly, or 
leaving one of the other agencies, either HHS or homeland 
security with insufficient robustness and expertise to carry 
out these important and difficult tasks.
    The second problem that is raised by the proposed 
reorganization is the question of talent. The Hart-Rudman 
report talked quite eloquently about the crisis of competence 
that the Federal Government is facing, and it noted that in 
particular, we have failed to attract people with science and 
technology backgrounds into the Federal service. This is a 
problem we should confront now. Whoever belongs to this new 
agency, I think the Congress would do the country a great 
service if you could figure out ways to attracting young 
people, particularly with scientific backgrounds into Federal 
service.
    I don't see that in the new bill as of yet. I would like to 
list five things that I think are essential elements of any 
department, whatever we name it, or whatever it is that has to 
lead the Nation's biodefense and biopreparedness efforts. First 
of all, as I said, they must have adequate expertise and 
personnel. I believe the crisis of competence is already 
afflicting the Federal agencies. And whether or not 
bioterrorism programs move to homeland security, we must, we 
must hire many new, I would say, at least 100 professionals to 
deal with bioterrorism programs in CDC, HHS or homeland 
security. This is for the medical and public health parts of 
bioterrorism.
    Second, one of the critical aspects of success in 
bioterrorism prevention and preparedness is liaison with local 
authorities. The core of bioterrorism response is going to 
reside in hospitals, in clinics and in State health agencies. 
The Federal Government has to enable those entities to work 
properly. I am concerned that the programs already underway, 
particularly the public health preparedness programs initiated 
by the administration in February, are going to be disrupted 
with this move or even the threat of this move. These programs 
are getting started. The money is on the ground in the States.
    Whatever we do, however we do it, we should ensure that 
that progress is not thwarted. We will also, if we create a 
homeland security agency as the home for bioterrorism 
preparedness programs, be creating a two-stop shopping problem 
for local authorities. They will go to CDC for traditional 
infectious disease help and guidance. They will go to homeland 
security, should we move the bioterrorism programs there. I 
understand we are going to try to have tight coordination 
between those agencies, but again, we seem to be splitting 
rather than consolidating functions. That could be a real 
problem for local agencies which have limited resources to 
interact with the Federal Government.
    Third, I am worried about sustained support. However we 
configure bioterrorism programs, we are going to have to put 
resources into these programs for many years to come. If we 
move bioterrorism preparedness programs into homeland security, 
we may lose the opportunity to build dual use programs, that is 
bioterrorism response capabilities and systems that serve 
routine organizational purposes in the medical and public 
health field. That is not necessarily the case, but again, 
moving it to a new agency threatens to create parallel systems 
rather than one integrated system.
    Fourth, we have to have a robust biodefense research and 
development program. The President recognized this by granting 
NIH the greatest budget increase in history in the past year. 
We ought not to build this program from scratch, but we are 
starting from very far back in the field. NIH does not now do 
production and development of technologies. No one in the 
government does it well. However we go forward with biodefense 
R&D, we must engage the universities and the private sector in 
this enterprise. That is where the real talent in bioscience 
research lies in this country, not in the government.
    The government, aside from NIH, actually has very few 
bioscientists who are expert in R&D. So the new agency, whoever 
it is, has got to be able to engage industry and the university 
researchers and biodefense R&D.
    Finally, I think that it is critically important that 
bioterrorism and biodefense be seen as a top national security 
priority. Coming from the Hopkins Center for Biodefense 
Strategies, I am, as you might imagine, deeply worried about 
this threat. I believe that this threat will grow considerably 
in the next few years because the power and the diversity of 
biological weapons is linked to advances in the life sciences 
and these advances which will have great booms for human kind 
are moving very, very quickly. That said, should we decide to 
leave bioterrorism preparedness programs in HHS, we must make 
sure that those programs don't get left behind and left out of 
the national security policies planning and strategies. It has 
taken several years to get national security experts to 
recognize that it is essential to have public health and 
medical people at the table making decisions about these 
issues, and we should not lose that progress in the new move to 
the new agency should we decide to go in that direction. Thank 
you, Mr. Chairman.
    [The prepared statement of Tara O'Toole follows:]
   Prepared Statement of Tara O'Toole, Director, Center for Civilian 
            Biodefense Strategies, Johns Hopkins University
    Mr. Chairman, my name is Tara O'Toole. I am a physician and public 
health professional by training, the Director of the Johns Hopkins 
Center for Civilian Biodefense Strategies, and a faculty member of the 
Bloomberg School of Public Health. From 1993-97 I served as Assistant 
Secretary of Energy for Environment Safety and Health, and prior to 
that was a senior analyst at the Congressional Office of Technology 
Assessment. It is a privilege to come before you today to discuss the 
implications of President Bush's proposed bill to create a Department 
of Homeland Security. I shall confine my remarks to those aspects of 
the bill which deal with bioterrorism preparedness and biodefense 
activities.
    I strongly support the formation of a federal department of 
Homeland Security as outlined by the U.S. National Commission on 
National Security in the 21st Century (the ``Hart-Rudman report''). It 
makes great sense, as President Bush has advocated, to consolidate some 
of the many departments and agencies that share similar functions 
pertaining to border security, customs procedures, etc. in order to 
achieve greater collaborative power, efficiency and accountability.
    There are some potential advantages to be gained from placing 
bioterrorism preparedness and biodefense research and development 
activities in a new federal agency. The activities dealing with the 
biodefense mission are profoundly important to the nation's security 
and deserve the attention and support the new agency is likely to 
command in the coming years. If biodefense activities do not reside in 
the Homeland Defense Department, there is some peril that these crucial 
functions will be neglected. It is also important that the operational 
public health and medical biodefense functions are integrated with 
national security objectives and that biodefense experts be full 
participants in national security policymaking and strategic planning.
    I do, however, have serious concerns about the implications of 
moving bioterrorism preparedness programs and biodefense activities 
into the new agency, at least in the form presently envisioned.
    A bioterrorist attack would be unlike any other type of terrorist 
assault. This would not be a ``lights and sirens'' event with 
firefighters, police and emergency rescue teams rushing to the scene of 
attack. We will know we have been attacked with a biological weapon 
when victims become ill and report to doctors' offices and emergency 
rooms. The ``first responders'' to bioterrorism will be physicians and 
public health professionals from state and local health agencies. The 
center of action will be hospitals, clinics and laboratories. 
Bioterrorism response activities--which will involve actions needed to 
treat the sick and perhaps stem the spread of contagious disease--are 
quite different from the emergency response to other types of 
catastrophic terrorism or to natural disasters.
    Allowing for the inevitable transition period of confusion and 
adjustment, it is likely that the new agency will be more successful in 
instilling work habits of cooperation and collaboration to the extent 
that the agency's mission is coherent and tightly interconnected. It is 
not clear to me how or whether simply combining highly diverse 
functions from dozens of existing agencies under a single department 
results in better coordination or operational accountability. The 
description of the new department seems to envision an agency that is 
largely dedicated to security functions--border protection and control, 
vulnerability assessments of critical infrastructures, etc. The 
bioterrorism related programs and the scientific research and 
development aspects of the proposed department seem strikingly 
different from everything else the agency would handle.
    President Bush exercised admirable leadership this winter when he 
greatly increased funding for bioterrorism preparedness programs in 
Centers for Disease Control and Prevention (CDC) and initiated a 
significant investment in bioterrorism research and development to be 
administered through the National Institutes of Health (NIH). The 
anthrax attacks of 2001 revealed that considerable improvement is 
needed in the nation's ability to respond to such attacks. In the past 
six months, notable progress has been made by the DHHS Office of Public 
Health Preparedness (OPHP). The OPHP has set sound goals for upgrading 
local medical and public health response capabilities, and the 
``critical benchmarks'' it has demanded state health authorities 
achieve will provide clear indications of progress. We should consider 
disassembling and transferring this successful effort to the new 
department only after careful deliberation of what might be lost in the 
process. A recent poll reports that most Americans would seek and trust 
the advice of CDC during a public health emergency. It is unclear if 
such public confidence would transfer to the new department.
    Part of the rationale behind the formation of a Homeland Security 
agency, as I understand it, is to combine similar functions--such as 
border control, customs services and immigration policy, etc.--within a 
single department, thereby enhancing program focus, fostering 
cooperation and collaboration and improving operational effectiveness. 
Yet moving bioterrorism programs from the Department of Health and 
Human Services (DHHS) to the proposed new agency will likely impede all 
these goals. Instead of consolidating similar programs, the proposed 
agency would split bioterrorism preparedness programs from the related 
but more encompassing mission of public health protection which is 
DHHS' main objective.
    Rather than producing organizational coherence the proposed move 
would require that parallel capacities be created in both DHHS and the 
new agency. Homeland Security could not hope to lead the development of 
an effective bioterrorism response capability unless it were staffed 
with health officials and scientists having considerable expertise and 
experience in infectious disease, epidemic control, laboratory 
diagnosis, etc. Again, the country would be forced to create parallel 
workforces: one in Homeland Security for bioterrorism preparedness and 
another in DHHS for ``normal'' public health functions.
    Moving bioterrorism programs to Homeland Security would disturb the 
existing relationships between DHHS bioterrorism programs and the state 
and local public health departments and health care facilities which 
are the central core of bioterrorism response. This is an especially 
important consideration right now, when the federal grants to state 
health departments are just hitting the streets and programs to upgrade 
response capacities at the city, county and state level are getting 
started. Changing the federal partner for these path-breaking grants 
will almost inevitably slow progress in this critical arena.
    Moving bioterrorism preparedness and response activities out of 
DHHS may also sacrifice opportunities to construct dual use programs. 
Ideally, one would design bioterrorism response systems that also serve 
routine organizational purposes. There is a real danger that by 
sequestering bioterrorism programs in Homeland Security, they will be 
treated as ``emergency use only'' functions or seen as such, reducing 
the efficiency of preparedness efforts, and quite possibly compromise 
response effectiveness.
    Bioterrorism is, arguably, the type of terrorism with which the 
country is least familiar and for which the United States is least well 
prepared. A bioterrorist attack could be calamitous, killing many 
thousands of people in the initial assault. The consequences would be 
sustained and the crisis could continue for weeks or months, especially 
if the weapon used were a contagious disease. The economic and social 
disruption would be significant--as was seen in the aftermath of the 
2001 anthrax attacks when only 22 people were infected with a disease 
treatable with antibiotics. According to the Defense Science Board, we 
currently have countermeasures of some effectiveness (vaccines, drugs) 
for only 13 of the 50 pathogens most likely to be used as bioweapons. 
In addition, the institutions and infrastructures which would be at the 
core of bioterrorism response--health care organizations and the public 
health system--are financially frail, highly stressed, and have almost 
no capacity to contend with a sudden surge in demand for care.
    These factors make it imperative that we make significant headway 
quickly in our capacity to manage bioterrorist threats. If one looks at 
the description of the proposed department, bioterrorism-related 
activities appear to be a tiny island of bioscience, medical and public 
health functions within a gigantic ocean of security and border control 
operations. I am skeptical that such an odd coupling can be made to 
work, particularly in the short term when there is such need for rapid 
progress.
    I am especially worried about the fate of science and technology 
within the proposed department. Although there is clearly value in 
linking national security needs to research and development priorities, 
it is a very tall order to ask a single agency to develop national 
security strategy and implement operations on the scale envisioned for 
Homeland Security AND create a sophisticated scientific research and 
development capability over a broad range of disciplines and 
technologies.
    Furthermore, we should have no illusions that creating a viable 
biodefense R&D capability is merely a matter of transferring or 
consolidating existing capabilities and programs. Regardless of how 
biodefense R&D programs are structured, the US government will have to 
build its capacity in these areas far beyond our present state. This 
nation has tremendous talent in bioscience and biotechnology--but the 
majority of talent lives in universities and the private sector, not in 
government. Any successful biodefense strategy must find ways to engage 
top scientists and young scientists in these sectors. Creating a robust 
biodefense R&D capability should be a top national security priority 
however we eventually design the architecture of biosecurity functions.
    Bioterrorism must be considered a special category of terrorist 
threat. The potential power of bioweapons is easy to lose sight of in 
the aftermath of the thankfully limited anthrax attacks of 2001. But it 
is important to keep in mind that bioterrorism occupies a special 
category of terrorist threat that deserves careful scrutiny. The Hart-
Rudman Commission noted in its first volume of analysis that
        ``. . . the most serious threat to our security may consist of 
        unannounced attacks on American cities by sub-national groups 
        using genetically engineered pathogens.'' [US Commission on 
        National Security/21st Century, Sept. 15, 1999]
    As we design programs to prevent and respond to bioterrorist 
attacks we must proceed carefully, especially so since these weapons 
are largely unfamiliar to policy experts. However we decide to proceed 
in organizing federal bioterrorism activities, the nation's ability to 
respond to mass casualty situations and to effectively contain spread 
of contagious disease remains a grave concern. We must use our 
prodigious talent in bioscience to create the vaccines and therapies 
needed to respond to the bioweapons of today and of the future. We 
cannot afford a pause or loss of momentum in accomplishing these tasks.

    Mr. Greenwood. Thank you, Dr. O'Toole.
    The Chair recognizes himself for 5 minutes for inquiry. Dr. 
Atlas, in your testimony on page 3 you said the role of DHS 
should be to interrogate threat analysis and vulnerability 
assessments and to identify priorities, and I underscore 
priorities for preventative and protective steps to be taken by 
other Federal agencies to protect the American public. DHS can 
coordinate, review and evaluate scientific and technical 
programs relating to human animal and plant life. It seems to 
me you support some role for the new Secretary with respect to 
public health R&D and preparedness grants, including in some 
instances having the Secretary set the priority for such 
activities. Can you explain the distinction you are proposing 
and some alternative models such as dual reporting?
    Mr. Atlas. Yes, in a couple of ways. We see a very 
important strategic role for the new Secretary. The new 
Secretary will bring more of the intelligence community of the 
overall government perception of threat to human health and 
services for incorporation into the Nation's R&D plan. We could 
well imagine that the Assistant Secretary that has been 
discussed by your subcommittee today having a dual reporting 
responsibility, and I know that is normally very difficult, but 
we are dealing with such a complex issue with such duality, 
such overlap that we think that perhaps such a unique solution 
of having an individual with the health background that we need 
being able to assist both the Secretary of HHS and the 
Secretary of DHS in this area.
    Mr. Greenwood. Let me ask a question of Dr. O'Toole. I 
understand that you support the increased flexibility in the 
administration's proposal for personnel-related decisions. You 
talked about the need to bring young scientifically trained 
people in the government, and to do it as quickly as possible. 
Why is it necessary, in your opinion, for there to be this 
civil service rule flexibility for this new agency?
    Ms. O'Toole. Well, I think it wouldn't be necessary if we 
were allowed to hire several thousand new FTEs into the Federal 
Government. But absent that, in order to get a new skill mix 
into the government, it has been my experience that it was 
necessary to be able to move people in and out in ways that 
were not permitted by the civil service regulations.
    Mr. Greenwood. Mr. Anderson, what additional measures to 
coordinate the Federal, State and local response to a nuclear 
attack have been implemented subsequent to the Air and Space 
Museum exercise?
    Mr. Anderson. In following conversations I have had with 
local first responders, public safety, public health folks, 
there seems to be a great deal of momentum. I am not convinced 
that we are anywhere near close to being able to solve this 
problem and address it effectively. But at least the situation 
awareness exists that didn't exist previously, and I think that 
is going to lead to effective processes and procedures and 
hopefully equipment procurement, and all of the coordination 
that has to occur between the 17 surrounding jurisdictions in 
order to effectively deal with this.
    Mr. Greenwood. Did this exercise exclusively look at the 
consequences to the post explosion, or did you look at 
questions at all as to the access to the Cesium, for instance?
    Mr. Anderson. We developed the back end of this thing 
completely. We selected Cesium as the radioactive material, 
simply because it is readily available and there's enough of it 
missing or unaccounted, for according to the NRC, that it's 
reasonable to believe that it could have fallen into terrorists 
hands right here in this country.
    Mr. Greenwood. What are the sources of it?
    Mr. Anderson. Medical research, cancer research, cancer 
treatment. It has industrial applications with various types of 
diagnostic equipment. It is out there in large amounts. It 
would take a pound and-a-half to do what the slide depicted. 
And that was a DOD model that just plugged in 1,043 curies of 
Cesium 137, or a pound and a half and 4,000 of TNT. We 
absolutely believe--well, when we began, we thought it was a 
very remote possibility.
    We only selected a dirty bomb because we were looking for a 
cross-jurisdictional crisis that would help in their planning 
effort. When we finished the research--and again it included 
all the back-end stuff like where are you going to get the 
materials and where are you going to get a school bus and all 
the rest. We absolutely believe this a real possibility. How 
real remains to be seen, but real enough that we need to think 
it through in terms of how we are going to respond.
    Mr. Greenwood. My time has expired. The gentleman from 
Florida for 5 minutes.
    Mr. Deutsch. Thank you, Mr. Chairman. Dr. O'Toole, 
obviously you listened to Mr. Anderson's testimony in terms of 
the threat of biological and chemical, which is not something 
that he discounts, but is describing as very far away. Would 
you characterize those the same way he did?
    Ms. O'Toole. No.
    Mr. Deutsch. Do you want to elaborate on that?
    Ms. O'Toole. I think it is quite possible there could be a 
large bioterrorism attack in this country. It is very easy to 
do. The materials are at least as available as those necessary 
for a dirty bomb, although I agree with Mr. Anderson that a 
dirty bomb is also quite feasible. It's also possible that 
several small or a medium-sized biological attacks could be 
levied upon the United States and we would have a very 
difficult time figuring out what was going on and how to 
respond to it. As we saw with the anthrax attacks, which is 
only 22 cases, it doesn't take thousands and thousands of 
people being killed in order to cause disruption and economic 
loss.
    Mr. Deutsch. Let me follow up with the issue at hand which 
is our responsibility in terms of the proposal of the 
Department of Homeland Security. You have expressed grave 
doubts about this new department that it will have the capacity 
to address bioterrorism and infectious disease outbreaks. How 
would you envision if you were writing the legislation, how 
would you structure the public health research and response 
system?
    Ms. O'Toole. Well, as I said, first of all, I would hire 
more people into the system with appropriate expertise. I think 
that we need to build a much more operational Federal public 
health capacity that is able to go into the field, figure out 
the epidemiology.
    Mr. Deutsch. Let me make my question clearer. The people on 
the appropriation side, we are the subcommittee that 
authorizes, but will be involved at a direct level in terms of 
actually structuring. The issue that we have talked about this 
whole day so far is how much is HHS doing now in basically 
biologicals with the component--and, you know, I have spent 
some time at CDC and talked to them and they seem to have an 
incredible, sophisticated, well-run operation now, but the 
concept is to take that out of HHS and CDC and bring it into 
homeland security.
    So the issue in front of us is there seems to be some 
that's coming out and some that's staying in. I mean, would 
your advice be keep it in one place, whether it is HHS or bring 
everything over to homeland security, or Dr. Atlas suggested--I 
will be honest with you. I heard what you said. I don't think 
it is possible. The whole point of doing this is you have two 
people responsible and no one is going to be responsible as 
creative as you want to be. So I think--and Dr. Atlas, I would 
be happy for you to respond. But Dr. O'Toole, you can just 
respond specifically about that issue.
    Ms. O'Toole. If I had a magic wand in hand, I would keep it 
in HHS and make it more robust. I would, however build in 
mechanisms to both coordinate activities between HHS and 
homeland security as well as to ensure that bioterrorism gets 
appropriate notice and someone is accountable for bioterrorism 
and HHS. I think the bioterrorism functions are basically 
medical and public health functions. It's going to be really 
hard to transplant them into this new security agency. It's 
possible maybe 10 years from now, it will be highly desirable. 
But in the near term, as I said, we run the risk of disrupting 
our capabilities in this area with this transplant.
    Mr. Deutsch. Would that mean there is no advantages of 
thinking about the sort of public health response from a 
terrorism basis or just a naturally occurring event basis. Do 
you gain anything about that in sort of the discovery process 
or treatment process or prevention process?
    Ms. O'Toole. No. What you would gain is focus and attention 
directed toward bioterrorism. It would clearly be a national 
security priority, and it would be funded that way. And the 
people dealing with bioterrorism would be part of the national 
security inner circle. Public health is not now at the Federal 
or State level on the hot water circuit. That presumably would 
change to some extent. But again, I think you would lose a lot 
of functional capacity, at least in the near term with the 
move.
    Mr. Deutsch. This is obviously a decision that Congress is 
making over the next several months, and I think your 
perspective--and all three of your perspectives are unique in 
terms of the panels we have had up to this point. Hopefully--I 
know our staffs are interacting with you. But clearly, the 
direction of everyone up to you and the direction that most of 
us are at least coming from, and I think we still have open 
minds and this is what this whole process is about is that we 
are really talking about taking it away or setting up a two 
tiered system. And again having some experience no where in the 
orders of magnitude your experience with this and I know you're 
being sincere with your belief and based on your background, I 
think it's something we need to take very seriously.
    If you could just work with us because all of us are trying 
to get to the same goal, but the opinions you are expressing 
really are a minority opinion which might be the correct 
opinion but I think if I could encourage you to interact with 
our staffs and with members directly because you know, I think 
we have the ability to influence it and shape it the correct 
way.
    And as strongly as you can be--this is not politically 
driven, it's not anything driven. It's just trying to come to 
the best outcome. And I hear exactly what you're saying. Dr. 
Atlas, if I could give you the opportunity to respond.
    Mr. Atlas. I suggested what may be even more complicated, 
one individual, an individual who could serve that coordinating 
function, that integration between two secretaries. Like Dr. 
O'Toole and the testimony clearly indicated that HHS should 
retain the authority over the biomedical research and the 
public health response, but clearly, there is this new function 
of homeland security. There is a real need for it. It brings 
other assets of the government to bear and it is somehow 
linking those that we are, I think, debating as we are going 
back on this, and I do see the possibility that appropriate 
high level individual who can walk back and forth between the 
two with great freedom would be a valuable asset in homeland 
defense.
    Mr. Deutsch. Mr. Chairman, if I could just, for 15 seconds, 
kind of follow up with my last comment. But having spent some 
time at CDC I think, Dr. O'Toole, what you are specifically 
talking about where there are people there who basically made 
their career there and they seem to be able to attract the best 
and brightest within their little world of doing this 
biological. And I agree with you completely, this is really an 
individual basis. I mean, you need some incredibly bright--the 
brightest of the brightest people in the world looking at this 
to understand it. And if we are going to create a culture where 
we are not going to be able to attract and keep those people, 
it is going to be a failure. There is going on within HHS. Is 
there is at least, from a laymen's perspective, there is a 
culture that has been able to attract the brightest of the 
bright, even if the salary structure is not as good as it could 
be, and even if we can do a lot more. But we have got some 
people there who really are the best of the best, and I guess 
my real concern, which I hear you saying a little bit is, if we 
move this over to a new agency without any history, without any 
culture without any understanding how--you just can't move the 
whole function and move it over.
    Ms. O'Toole. Could I clarify just a minute, Mr. Chairman. I 
think you can move it but you better prepare that ground. I 
also think that you have to significantly revamp the CDC 
operation and bring a lot more people than had been coming into 
CDC in to do bioterrorism work in the near future. Either way, 
I think that the bioterrorism functions deserve a lot of 
attention and consideration. But what you don't want to do is 
break the operations that are now beginning to work out of HHS. 
They are young. They are like new chutes. If you transplant 
them too early into hostile soil, it's not going to work.
    Mr. Greenwood. Chair thanks the gentleman. The gentlelady 
from Colorado is recognized for 5 minutes.
    Ms. DeGette. Thank you, Mr. Chairman. Dr. O'Toole, I really 
empathize with what you're saying, and I think part of the 
problem we have since the details of this proposal aren't 
completely fleshed out, it is hard for us to exactly see what 
would happen. But here's something that I kind of wanted to 
throw back at you, and if the gentlemen would like to answer 
it, that would be great, too.
    The problem with biological and also chemical warfare is 
that it really cuts across many agencies and many disciplines 
and the GAO's testimony today talked about--really highlighted 
the types of problems when you're dealing with competing 
authorities among different agencies. With the recent anthrax 
events that you referred to, for example, local officials were 
complaining that the FBI and the public health officials had 
competing priorities about handling specimens, and this proved 
problematic because the FBI was briefing FBI officials, and 
local health departments didn't know what was going on and 
first responders.
    I saw some of this in a town hall meeting--wasn't a town 
hall meeting, but a meeting with first responders talking about 
anthrax in Denver and the Postal Service employees in Denver 
got into a big argument with the State and with the FBI local 
offices there because the Postal Service couldn't get the FBI 
to test questionable specimens, and the Post Office didn't know 
what to do with them.
    And I hear what you're saying, but I wonder, does the 
solution of hiring more people really help resolve issues of 
how do you prioritize and how do you deal with these 
interdisciplinary issues, and maybe you have some idea and I 
would like to hear it, because I think it would help all of us.
    Ms. O'Toole. Hiring more people doesn't solve all problems. 
But I think some of the problems you mentioned would be at 
least alleviated to some extent if we had more realistic 
exercises so the people got used to working together and they 
had a better sense of what the protocols would be in an actual 
crisis. That was part of the problem in the anthrax response. 
It was sheer confusion. It was also lack of expertise. You had 
person A saying A and person B saying something else.
    So getting our acts together actually is going to be a real 
challenge, no matter where the bioterrorism functions lie 
within the Federal bureaucracy. So hiring people is not a one-
size-fits-all solution, but if you had more people, you could 
run more exercises and train more people. I think it would 
help.
    Ms. DeGette. How would you deal with the interdisciplinary 
issues that are such a problem right now?
    Ms. O'Toole. The interdisciplinary issues are always going 
to be there.
    Ms. DeGette. If you have one per--if you had a correctly 
structured agency where one person was in charge of saying 
here's the protocol for who's notified.
    Ms. O'Toole. You can do that no matter how you structure 
the organization. The problem is anticipating that we're going 
to have to be dealing with the Post Office, okay. There is an 
infinite number of scenarios that one can imagine for these 
nontraditional attacks and we need to create organizations that 
are expert enough and inventive enough and nimble enough to 
respond appropriately to things we never imagined before.
    Now all of the literature and all of the experience of 
emergency disaster personnel and scholarship shows that 
planning is the one thing that seems to help get people ready 
for the next unexpected disaster, not because you put together 
plans that you use, not because you generate protocols that you 
snap into place, but because people know each other and they 
work better, particularly when they have to invent th