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Subcommittee on Energy and Air Quality
April 18, 2002
09:30 AM
2123 Rayburn House Office Building
Mr. Chairman, members of the Subcommittee, I am
pleased to join you to testify on behalf of the Nuclear Regulatory Commission
(NRC) concerning the NRC's regulatory oversight role in the U.S. program for
management and disposal of high-level radioactive waste and spent nuclear fuel.
The Commission believes that a permanent geologic
repository can provide the appropriate means for the United States to manage
spent nuclear fuel and other high-level radioactive waste in a safe manner. We
also believe that public health and safety, the environment, and the common
defense and security can be protected by deep underground disposal of these
wastes. However, the Commission takes no position on whether such a repository
should be located at Yucca Mountain, Nevada. Our views on that question must be
shaped by the results of the Congressionally mandated licensing process.
As you know, Congress provided in the Nuclear
Waste Policy Act of 1982 (NWPA) and the Energy Policy Act of 1992 that the NRC
would serve as an independent regulator to ensure that any repository adequately
protects the public health and safety and the environment. I am pleased to state
that the NRC has consistently met the obligations established by these Acts. We
are now in the midst of preparations for an important transition - -
from the pre-licensing role defined for NRC in statute, to the role of regulator
and licensing authority - - if a decision is made to authorize the Department of
Energy (DOE) to submit a license application for Yucca Mountain.
The President's Recommendation
As you know, just weeks ago, President Bush
accepted the Secretary of Energy's recommendation that the Yucca Mountain site
be developed as a potential repository for the disposal of high-level nuclear
wastes and spent nuclear fuel. Also, on April 8th, Governor Kenny
Guinn of Nevada provided the Congress with the State's "Notice of
Disapproval of the Proposed Yucca Mountain Project." The President's
recommendation will become a final decision if, within 90 calendar days of
continuous session, Congress approves a resolution of siting approval. If the
President's recommendation becomes a final decision, it represents a
determination that DOE may apply to the NRC for a construction authorization. If
that is the case, several important steps must be taken before the Commission
can decide whether to authorize construction of a potential repository at Yucca
Mountain. First, DOE must submit a high-quality application. Second, our staff
at the NRC must conduct an independent safety review and issue a safety
evaluation report. Third, we must conduct a full and fair public hearing on the
DOE application. Only after these steps are complete, will NRC be in a position
to determine whether the DOE's license application complies with NRC
regulations. Our decision will be based on the information before us at that
time.
The Nuclear Waste Policy Act provides that it is
NRC's responsibility to establish licensing criteria for a potential
repository, to provide our preliminary views on the sufficiency of certain DOE
information collected during site characterization, and to comment, along with
other federal agencies, on the Environmental Impact Statement prepared by DOE
for Yucca Mountain. It is also the Commission's obligation to be prepared to
make a fair, informed, and timely licensing decision, if the Congress should
approve the President's recommendation. I will discuss each of these
activities in turn.
The Regulatory Framework
Under the Energy Policy Act of 1992, the
Environmental Protection Agency (EPA) was given the responsibility for
establishing dose-based environmental standards for Yucca Mountain. Congress
directed EPA to base these standards on the recommendations of the National
Academy of Sciences. The NRC was directed to modify its regulations to be
consistent with final EPA standards within one year of their issuance. Because
of the short period given to NRC to issue final implementing regulations, the
Commission initiated its own rulemaking in parallel with that of the EPA.
Immediately upon publishing our proposed
regulations at 10 C.F.R. Part 63 for public comment in February 1999, our staff
embarked on a series of public meetings to encourage involvement by members of
the public in Nevada. From these meetings, together with written submittals, we
received more than 1000 comments on our proposed criteria. The Commission
carefully considered and analyzed these comments, and last November promulgated
the health and safety regulations that will guide any licensing decision on
Yucca Mountain. Our regulations are consistent with the health and safety
standards established by the EPA. We are confident that any repository that can
be shown by DOE to comply with these demanding standards and regulations will
protect the people living near the proposed repository today and in the future.
DOE's Collection of Information
In forwarding his recommendation to the
President, Secretary Abraham included the Commission's preliminary comments on
DOE's examination of Yucca Mountain. As required by the NWPA, our comments
addressed ". . . the extent to which the at-depth site characterization
analysis and waste form proposal . . . seem to be sufficient for inclusion in [a
license application to the NRC]." 42 U.S.C. §10134(a)(1)(E). In offering
these comments, the NRC drew no conclusions about the suitability of the Yucca
Mountain site. Rather, we commented on whether sufficient information will exist
to begin a potential licensing review, if the President's
recommendation becomes a final decision and if DOE submits an application. To
evaluate the adequacy of DOE's information for this purpose, the NRC staff
reviewed all major program documents for Yucca Mountain, as well as the
available supporting technical documents. Our staff's reviews of DOE's
program documents and technical material were performed over many years of
extensive pre-licensing interactions with DOE staff and various stakeholders,
including the State of Nevada, Indian Tribes, affected units of local
government, representatives of the nuclear industry, and interested members of
the public.
Based on our technical reviews and pre-licensing
interactions, we believe that sufficient information can be available at the
time of a license application. The DOE and NRC have reached and documented
numerous agreements regarding additional information that will be needed for a
licensing review. Approximately two-thirds of these agreements call for DOE to
document the bases for assumptions or conclusions. The remainder oblige DOE to
perform specific tests or analyses, to document prior tests or studies, or to
provide other information. As DOE completes the actions necessary to fulfill
these agreements, NRC will review the results promptly and notify DOE of our
findings. Based on these agreements, we are confident that DOE can assemble the
information necessary for an application that NRC can accept for review.
It is important to note that NRC is as concerned
about the quality of documentation supporting the recommendation of the
Yucca Mountain site as about the quantity of information. Over the course of our
pre-licensing interactions we have discussed with DOE the need to verify the
quality of the documents it has generated to support the site recommendation. We
are aware that DOE performed extensive reviews of this documentation, including
dedicated reviews to determine the root causes of any errors. We acknowledge DOE's
intention to qualify all data, software, and models fully if they are to be used
to support a license application. Quality management continues to be a
challenging program area for DOE, one which the NRC staff routinely monitors.
DOE's Final Environment Impact Statement
As required by the NWPA, Secretary Abraham
included a final Environmental Impact Statement (EIS) with his recommendation to
the President along with the comments agencies on the final EIS, including those
of NRC. Our comments were developed on the basis of reviews of DOE's draft EIS
for Yucca Mountain, the supplement to the draft EIS and the final EIS. Like the
sufficiency comments I discussed earlier, our reviews were supported and
informed by extensive pre-licensing interactions with DOE, the State of Nevada,
Indian Tribes, affected units of local government, representatives of the
nuclear industry, and interested members of the public.
As a result of our reviews, we believe that the
final EIS contains sufficient information about the environmental impacts of the
proposed action to provide a foundation for a site recommendation. The analyses
provided in the EIS appear to bound appropriately the range of environmental
impacts. We expect that DOE's commitment to refine the repository design and
define transportation modes and routes will allow for more precise estimates of
impacts and possibly result in future revisions to the National Environmental
Policy Act analyses. We expect that any such additional reviews will be
completed in support of a license application. If the President's
recommendation becomes a final decision, NRC will, of course, continue
interactions with DOE and other interested stakeholders, to resolve outstanding
technical and environmental issues, as needed.
NRC Preparations for Licensing
As part of our overall pre-licensing strategy,
our staff has applied the experience gained in the reviews of DOE documents and
pre-licensing interactions to the preparation of a Yucca Mountain review plan
that will eventually guide the NRC's review of any license application. The
NRC staff recently published a draft of the review plan for public comment. As
our preparation for possible licensing progresses, NRC will continue to conduct
public technical exchanges between members of the NRC and DOE technical staffs
and with NRC's Advisory Committee on Nuclear Waste.
In addition, our Atomic Safety and Licensing
Board Panel has begun to evaluate hearing-related aspects, including location,
and the development of the automation tools necessary to meet the time
restrictions imposed by the Nuclear Waste Policy Act. These activities include
development of an electronic hearing docket to expedite a possible hearing and
completion of an Internet-based Licensing Support Network (LSN) that will
provide access to all the key documents. Noting delays in entering key licensing
documents due to security concerns after the events of September 11, it is
important that DOE, which is the stakeholder with the most documents, enters its
documents into the system as soon as possible. The NRC staff also is working to
provide guidance to DOE on developing an electronic High Level Waste repository
license application.
Safety and Security of Spent Fuel Transportation
Federal regulation of spent fuel transportation
safety is shared by the U.S. Department of Transportation (DOT) and the NRC. DOT
regulates the transport of all hazardous materials, including spent fuel, and
has established regulations for shippers and carriers regarding radiological
controls, hazard communication, training, and other aspects. For its part, NRC
establishes design standards for the casks used to transport licensed spent
fuel, and reviews and certifies cask designs prior to their use. Further, cask
design, fabrication, use and maintenance activities must be conducted under an
NRC-approved Quality Assurance program.
NRC also conducts an inspection and enforcement
program, and reviews and approves physical security plans for spent fuel
shipments. These plans provide information on how shippers and carriers comply
with NRC spent fuel shipment protection requirements, including advance
notification of each shipment to Governors and to federally recognized Native
American Tribes, the establishment of redundant communication capability with
the shipment
vehicle, the arrangement of law enforcement
contacts along the route, and provision of shipment escorts.
The Nuclear Waste Policy Act requires DOE to
utilize NRC-certified casks for spent fuel shipments to a repository, follow NRC's
advance notification requirements, and to provide emergency response training
along shipment routes. NRC has reviewed and certified a number of package
designs intended to be used for transport of spent fuel to a repository, and has
additional designs under review.
The NRC believes the safety protection provided
by the current transportation regulatory system is well established.
Nonetheless, we continually examine the transportation safety program. In FY
2000, NRC reevaluated its generic assessment of spent fuel transportation risks
to account for the fuel, cask and shipment characteristics likely to be
encountered in future repository shipping campaigns. Over two years ago, NRC
began the Package Performance Study to study cask performance under severe
impact and fire accident conditions. The study plan calls for full-scale testing
of a cask to confirm computer models of cask response to severe accident
conditions. NRC is also supporting a study by the National Academies' Board on
Radioactive Waste Management that will examine radioactive material
transportation, with a primary focus on spent fuel transport safety. As a part
of its evaluation, the NRC staff is analyzing appropriate national
transportation accidents, such as the 2001 train accident in Baltimore,
Maryland, to determine if lessons learned from that event should be included in
our transportation requirements or analyses. Finally, NRC is sponsoring a study
to update its evaluation of cask response to acts of sabotage. NRC plans to
utilize the results of these studies as input into its comprehensive review of
security in light of the events of
September 11. These studies should be available
at the time possible licensing is being considered.
Conclusion
The Commission believes that deep geologic
disposal is appropriate for high-level radioactive wastes and spent nuclear
fuel. We take no position, however, on whether the site recommendation for a
Yucca Mountain repository should be approved. Our role is to put in place a
licensing system that will ensure adequate protection of public health and
safety and the environment and to review and evaluate any license application
submitted, to ensure its compliance with regulatory requirements. As I believe
this statement makes clear, we take that obligation very seriously.
I will be pleased to answer any questions you may
have.
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