Good morning Mr. Chairman and distinguished
members the House Energy and Commerce Subcommittee on Environment and Hazardous
Materials. I would like to thank you for the opportunity to speak about the
important issue of brownfields legislation.
My name is Grant Cope. I am an Environmental
Advocate for the United States Public Interest Research Group. U.S. PIRG is the
national office of the state Public Interest Research Groups (PIRGs). PIRGs are
nonprofit, nonpartisan environmental and consumer advocacy groups active across
the nation.
Today, I will address three issues: first, the
need to safely and expeditiously redevelop brownfields; second, the need to
strengthen or at least preserve the federal safety net under current law; and
third, the other critical issues that federal brownfields legislation should
address. In brief, federal brownfields legislation should ensure that heavily
contaminated sites are excluded from the definition of brownfields and ensure
that EPA has the authority to conduct an upfront review of state programs
to ensure they contain minimum, common sense criteria for protecting public
health and environmental quality.
I. THERE IS A GREAT NEED TO CLEAN UP AND SAFELY
REDEVELOP BROWNFIELDS
There is a serious need in thousands of
communities across our nation to safely and expeditiously clean up brownfields.
EPA defines brownfields as "abandoned, idled, or under-used industrial and
commercial facilities where expansion or redevelopment is complicated by real or
perceived environmental contamination." While there is no definite tally on
the number of contaminated sites across our nation, there may be as many as
600,000 such sites. These contaminated sites can contain numerous toxic
substances, including substances that cause cancer, birth defects and a variety
of other adverse health effects. Regardless of the ultimate number of sites, or
their levels of contamination, there is a clear consensus that the nation needs
to clean up and safely redevelop brownfields sites.
If this is not done correctly, the health of
women, men, and particularly children that live, work, or play near contaminated
sites will continue to be put at risk. In addition, developers will continue to
seek out greenfields, rather than helping to redevelop blighted inner-city areas
in need of reinvestment. Of course, this will exacerbate urban sprawl, which
contributes to numerous health and environmental problems, including increased
contamination of our nation's water resources, air pollution, and
fragmentation of wildlife habitat. Clearly, brownfields redevelopment that
protects public health and helps prevent sprawling development needs to occur
across our nation.
Brownfields redevelopment programs should include
commonsense criteria such as strong clean up standards, provisions to ensure
that polluters pay to clean up their contamination, and meaningful involvement
of citizens in clean up decisions. These provisions are essential to help combat
the real health dangers associated with contaminated sites.
The federal government can help facilitate these
types of programs by providing common sense criteria for state clean up programs
and federal funds to help spur beneficial redevelopment efforts.
Over the years, members in both the House and
Senate have put forward responsible bills that sought to address the brownfields
issue head on. Others bills have been drafted in such a way as
to weaken protections for public health and environmental quality. U.S. PIRG
would like to offer to assist the Committee, in any way possible, in
constructing the former type of legislation.
Of course, the environmental community remains
united in opposing bills that seek to roll back protections provided by
Superfund, and other statutes concerned with the remediation of toxics. Such
roll back efforts have included weakening the polluter pays principle, clean up
standards, and the federal safety net.
II. Need To Preserve The Federal Safety Net
A. Federal Government Should Preserve Protections
For Public Health
EPA's order authority under the Superfund
programs provides a vital federal safety net that is the last line of defense
for protecting public health and environmental quality. EPA's order authority
has a number of beneficial effects. For example, state clean up officials rely
on EPA's order authority to force intransigent parties to negotiate in good
faith, or risk involvement by federal authorities. 1 Similarly, concerned
citizens can go to the EPA and request that they facilitate clean up efforts. Additionally,
EPA' s order authority ensures that people have the choice to seek protections
from both the state and federal governments.
Proponents of barring or modifying EPA's order
authority under Superfund fail to present coherent arguments for such actions.
The main rationale generally given is the need to ensure developers get
"finality." However, the need for additional finality disappears after
considering five factors: 1) the benefits of a strong federal safety net for
public health; 2) the benefits of a strong federal safety net for reduced
transaction costs; 3) EPA's failure to credibly use its order authority; 4)
consensus liability provisions that provide broad relief for responsible
developers; 2 and 5) a growing market for environmental insurance.
1. Federal Safety Net Helps State Programs Meet
Minimum Protections For Public Health
The federal safety net can assist state voluntary
clean up programs (VCP) provide minimum protections for public health and the
environment. This is important because state programs provide widely differing
levels of protection. 3 Unfortunately, social, political and economic factors
can contribute to inadequate state environmental protection programs,
particularly for state brownfields programs. 4 For example, because states
constantly compete with neighboring states in attracting business and
residential development, some states may relax clean up standards and liability
systems. 5 This could initiate a race to the bottom on protections that
ultimately ends with an increase in threats to human health. 6 Therefore, it is
vital that state programs meet minimum standards, to ensure the long-term
protection of human health. The federal safety net can help states meet these
minimum standards.
a. State and EPA MOA Process Provides A Tool For
Protecting Human Health
The current Memorandum of Agreement Process (MOA)
between State Voluntary Clean Up Programs and EPA, while not a formal review
process of a delegated program, provides a surrogate for such a process. 7 Under
this program, EPA provides increased certainty to developers who operate under
state programs that have an MOA. Under this process, a state and EPA agree to an
MOA if the state VCP meets six minimum criteria. 8 These baseline criteria
include requirements that state programs provide opportunities for meaningful
community involvement; ensure that voluntary response actions are protective of
human health and the environment; and have adequate resources to ensure that
clean up are conducted in appropriate and timely manner. 9
Unfortunately, the State of Ohio is an example of
a poor state clean up program that lacks an MOA (see discussion in III. D.
below) For example, an initial report on Ohio's program raises serious
concerns regarding the program's ability to protect public health. 10 However,
citizens are urging the State of Ohio to improve its VCP so that the program can
enjoy the increased certainty associated with an MOA, and people can enjoy
minimum protections under the state program.
b. Federal Safety Net Gives Public Choice Between
State and Federal Protections
In addition to helping to develop better state
clean up programs, the federal safety net provides people with a choice between
seeking protection from the state or federal government. This protection is
critical because, at a minimum, developers will make mistakes during some clean
ups. However, state programs also provide varying levels of protections. In
fact, some states may bend to parochial considerations and choose to expedite
their state's clean up process by weakening standards, cutting the public out
of the clean up process, and seeking to protect industrial and redevelopment
interests from federal enforcement efforts. 11 When combined with state releases
from liability, this can create a dangerous combination of ill-planned and
unprotective cleanups with little or no incentives that development protect
public health.
Therefore, the federal government should maintain
the ability of the public to choose between state and federal protections. At a
minimum, we should retain the ability of citizens to request swift federal
protection. Changing this protection could lead to burdensome litigation over
new legal standards. This choice goes to the very heart of the benefits of a
federal system of government, where states can choose to innovate and go beyond
protection provided by the federal government.
c. Federal Safety Net Provides Important
Deterrent Effect
The federal safety net also provides an important
deterrent effect against inappropriate clean ups. This deterrent effect can
benefit state VCPs, reduce transaction costs and conserve limited public
resources. For example, EPA's order authority assists state regulators in
forcing intransigent parties into good faith negotiations at clean ups or during
revisions to a program's regulations. 12 Parties are less likely to negotiate
in bad faith with state entities if they know such action will result in the
Federal government assisting state efforts to ensure compliance with applicable
laws. 13 This increases the efficacy of state VCPs, decreases the possibility
that businesses may have to negotiate with multiple parties, and allows federal
and state agencies to better target and coordinate resources.
2. Federal Safety Net Can Help Reduce Transaction
Costs
Ensuring state voluntary clean up programs
incorporate minimum protections can increase consistency and certainty for
businesses wishing to redevelop contaminated sites. 14 This consistency can
decrease transaction costs for business and the government in a variety of ways.
This is particularly true for good actors that do not want bad actors to
financially benefit by being allowed to cut corners.
Importantly, states retain the flexibility to
develop and negotiate innovative programs within the MOA process. 15 For
example, states can respond to business concerns by targeting federal funds to
certain parties and geographic regions. Alternatively, states can use tax
incentives and federally funded state informational systems (e.g. databases and
geographic information systems) to help spur safe redevelopment efforts.
3. There Is No Evidence That EPA Has Abused Its
Enforcement Authorities
The force behind weakening the Federal Safety Net
is filled with more hyperbole than fact. Put simply, overfilings are a very rare
occurrence. 16 ("Overfiling" refers to a situation where the EPA
conducts an enforcement action against the same entity and for the same
violation as a state enforcement official.) The Environmental Council of the
States (ECOS) conducted a state-by-state survey regarding EPA's use of its
overfiling authorities. 17 This survey used an extremely broad definition of
"overfile," which included instances where EPA brought an action for
violations that a state had failed to address, rather than just instances where
EPA brought an action for violations that a state had claimed to already have
addressed. Even under this expansive definition of "overfiling," the
survey demonstrated that EPA overfiles in a fraction of one percent of all
cases under numerous environmental laws. In fact, states reported that EPA
overfiling accounted for just 0.3 percent of all Federal enforcement actions
during fiscal years 1992-1994, and, during fiscal year 1994-1995, EPA overfiled
on about 0.1 percent of all state enforcement actions. 18 Based on these
numbers, it is clear that EPA almost never uses its enforcement authority,
indeed, it appears that EPA only overfiled against the worst violators or in the
most inadequate state programs.
The findings of the ECOS state-by-state survey
are mirrored in a survey of 42 states' voluntary cleanup programs funded by
the National Association of Homebuilders. 19 This state survey reports that
"virtually all of the states [confirmed] that U.S. EPA is not involved
or only minimally active in monitoring the state's [voluntary clean up
programs]." 20 A few states reported that while they have a close working
relationship with EPA, the agency does not extensively monitor the state
program, but rather provides funds and program support. 21
There are a variety of reasons for the
exceedingly low level of federal oversight of state programs. Some reasons
include limited federal resources, the discretionary nature of enforcement
actions, EPA respect for the cooperative federalism structure of environmental
regulation, and the political repercussions of such overfiling. 22
4. Consensus Liability Exemption Already Exists
That Would Gives Responsible Developers Finality
Over the course of many years, bills in both the
House and the Senate have contained consensus liability exemptions that provide
expansive relief from liability for responsible developers. These provisions
include limitations on the liability of prospective purchasers, innocent
landowners and contiguous landowners. 23 Innocent landowners language protects
people that purchased land prior to the enactment of the legislation and who
took steps to protect public health from contamination found on their property.
Prospective purchasers language limits the liability of people that purchase
property after enactment of the legislation and who take steps to protect public
health from contamination found on their property. Contiguous landowner language
protects people whose property has been contaminated by a nearby property, so
long as the landowner takes steps to protect public health from that
contamination. All three of these liability limitations protect responsible
developers, while maintaining disincentives for irresponsible developers who
desire quick profits at the expense of public health.
a. Developers Also Enjoy Broad Liability
Limitations Under State Law
In addition to enjoying a negligible amount of
federal oversight, developers also enjoy broad liability protection under state
laws. A 1999 study funded by the National Association of Homebuilders found that
most state voluntary clean up programs offer "Covenants Not to Sue" or
"No Further Action Letters" to developers that complete the clean ups
under state programs. 24 By issuing these documents, states largely foreclose on
their ability to make developers civilly liable for future clean ups costs. As
described below, EPA provides similar assurances under federal brownfields
initiatives.
5. Insurance Policies Also Provide Developers
With Protection
There is an already established and growing
environmental insurance market for brownfields redevelopment. The Northern
Kentucky University and The E.P Systems Group, Inc. published a 1999 report of
such products that is based, in part, on a survey and interviews with insurance
carriers and brokers, including AIG Environmental and Kemper. 25 The report
found that developers already widely use such policies; further, the types of
coverage, occurrences covered, dollar limits, and coverage periods of polices
are expanding, while costs and preconditions to coverage are decreasing. The
report quotes one insurance carrier representative, "The market now
provides very broad coverage, which it didn't five years ago." 26
These insurance policies, which are no different
from any other type of real estate insurance coverage, provide real estate
buyers and developers with certainty. These policies cap liability, thereby
enabling buyers and developers to better assess the impacts of market forces.
Ultimately, these market forces dictate when, where, and how redevelopment
occurs.
B. Federal Safety Net In Under Other Federal
Statutes
A number of federal statutes give EPA the ability
to protect public health using their enforcement authorities. 27 These
authorities also provide a plethora of protections for public health. To weaken
one of these provisions invites a downward spiral of weakening protections, and
the benefits inherent in those protections. 28 For example, requests for
"finality" have led to calls for rolling back protections under a host
of statute, such proposals have also suggested language that bars criminal fines
and penalties. U.S. PIRG strongly urges the government to uphold EPA's ability
to protect public healt h and environmental quality, rather than eroding it in
this fashion.
1. Numerous Statutes Provide People With
Protection Against Particular Contaminants
EPA and other federal agencies rely on their
order authorities to protect public health under a variety of circumstances. For
example, EPA currently uses its order authority under the Resource Conservation
and Recovery Act to protect children from lead based paint. Similar provisions
also exist under the Toxic Substances Control Act (TSCA). TSCA and RCRA orders
also apply to polychlorinated biphenyls, dioxin and a variety of other highly
toxic substances. There is no justifiable reason to weaken EPA's authority
with respect to such dangerous substances.
Any attempt to modify EPA's enforcement
authorities under numerous statutes is fraught with peril. Different statutes
apply differing standards to a variety of regulatory requirements that pertain
to hundreds of highly toxic substances. Modifying EPA's authority under
numerous statutes risks not only creating massive confusion, but also an
across-the-board weakening of EPA ability to protect public health and
environmental quality.
The same is true when modifying EPA's order
authority under one statute. For example, EPA's order authority under RCRA
includes the ability to enforce a variety of different requirements at different
types of sites regulated under the program. Varying standards provide
flexibility while protecting human health. Modifying this structure would create
an adverse ripple effect across the RCRA program.
C. Strong Federal Enforcement Benefits Business
and Public Health
In addition to the benefits of retaining the
federal safety net described above, a host of other benefits also inure to
government, business interests, and the public through consistent and vigorous
enforcement of environmental laws. First, consistent enforcement efforts ensure
that members of the business community are treated fairly. This fact is
reflected in the findings of a 1996 General Accounting Office report (GAO),
which reiterated the findings of a 1991 GAO report, that "penalties play a
key role in environmental enforcement by deterring violators and by ensuring
that regulated entities are treated fairly and consistently so that no one gains
a competitive advantage by violating environmental regulations. [The GAO also
found that] environmental statutes have been violated repeatedly when penalties
have not been applied." 29
Vigorous enforcement of environmental laws,
particularly hazardous waste, can also provide incentives to increase pollution
prevention efforts. In fact, 96 percent of respondents to a 1995 Price
Waterhouse survey identified enforcement pressure as one of the most important
drivers of pollution prevention among both large and small businesses. 30 Within
the context of brownfields cleanups, enforcement actions can help to ensure that
current regulated entities do not create future brownfields sites. This means
that the by retaining the federal safety net, we both prevent harm and preserve
future options for land and groundwater use.
D. There Is a Need For Increased Oversight Of
State VCPs
While there is no need to weaken the federal
safety net, there appears to be a need for stepped up federal enforcement and
oversight of state environmental programs. While this testimony goes into more
detail below (See Section III. D.), a brief recitation of concerns regarding
state enforcement of environmental laws is provided here. Both governmental and
non-governmental studies document a consistent lack of state enforcement efforts
against even significant violators of environmental laws. 31 This deficiency
stretches across environmental programs, and therefore raises concerns regarding
weak state oversight and enforcement in voluntary clean up programs. Indeed,
initial assessments of some state programs provide reason for such concerns. 32
However, without modifications to budgetary priorities and political
predilections, such protections will likely remain illusive. Therefore, at a
minimum, the federal government should preserve or strengthen the federal safety
net.
E. Conclusion
With consensus on broad forms of liability
relief, an insignificant risk of federal intrusion in state programs, and bars
on state civil liability for future clean up costs, developers could enjoy broad
guarantees of "finality," so long as they do one simple thing: ensure
that cleanups adequately protect public health. Indeed, the only people that
would need additional "assurance" are developers that do an inadequate
job of cleaning up contamination. Importantly, this is the very situation where
the federal government should retain -unencumbered- its ability to protect
public health.
There is an old saying, "If it ain't
broke, don't fix it." Nowhere is this adage more true than with the
fundamental protection for public health that is currently embodied in EPA's
order authority.
III. CRITICAL ISSUES THAT FEDERAL BROWNFIELDS
LEGISLATION SHOULD ADDRESS
There are a number of issues that are critical to
redressing the problem of brownfields redevelopment. In this testimony, I would
address two of the more prominent and contentious issues. First, I will address
the need to ensure that heavily contaminated sites are excluded from the
definition of brownfields. Second, I will address the need for an upfront review
of state programs prior to getting any federal funds. In this section, I will
also outline some of the commonsense criteria that state programs should
include. The need for this federal review and for the inclusion of only sites
with low levels of contamination is that state programs provide disparate levels
of protection. Therefore, an upfront review process would ensure minimum levels
of protection that also precludes a race-to-the-bottom between state clean up
programs.
A. Brownfields Legislation Should Only Apply To
Sites With Low Levels Of Contamination
Many state clean up programs incorporate expanded
liability relief under state law and varied clean up standards without adequate
oversight or long-term assurances of protection. Therefore, state programs
should only include sites with low levels of contamination.
This is vitally important because some
legislative proposals have called for state clean up programs to include heavily
contaminated sites. This is danger given that such federal legislation also
calls for vastly increased funding. According to the National Conference of
Mayors, lack of funding for redeveloping brownfields is the number one factor
inhibiting redevelopment. 33 However, such money should not be used to fuel
inadequate and inappropriate state programs. Rather, federal funds should be
appropriately focused on thoroughly cleaning up brownfields, preserving and
promoting parks and open spaces, and meaningfully incorporating the local
community in clean up decisions.
B. Brownfields Legislation Should Incorporate An
Upfront Review Of State Programs
Federal legislation should include an upfront
review of state clean up programs prior to funneling federal resources to those
programs. This review process should ensure that state programs include
commonsense criteria to protect public health and integrate citizens into the
clean up process. The lack of a review process could result in federal funds
increasing the capacity, but not the quality, of state clean up programs. This
could dramatically accelerate ill-planned and unprotective redevelopment
activities. If this occurs, our nation could face a new public health crisis in
the coming decades. After all, lead, arsenic, and mercury will be toxic long
after the last developer leaves a brownfields site and the first homeowner moves
in. Therefore, it is vital that states ensure developers thoroughly clean up
sites.
Put another way, prevention is the best approach
when protecting public health and environmental quality. Therefore, U.S. PIRG
strongly supports an upfront federal review of state programs prior to the
distribution of any federal funds or transfer of oversight authorities. A
front-end review process is a preventative measure that helps to ensure peoples'
lives are not put at risk by inadequate and unprotective state programs.
1. Elements Of State Clean Up Programs
The following issues are criteria that state
should incorporate in their clean up programs. This is not meant to be a full
vetting of the issues, but rather a brief highlight of the main components for
such programs.
a. Highly Protective Clean Up Standards
State clean ups must protect human health,
welfare, and the environment. Programs should completely remediate both soil and
groundwater. State programs must monitor and track all contaminated sites in a
public database. If a "remediated" site may endanger public health or
the environment, the State must, with public input, reassess the site remedy and
rectify any problems.
b. Safeguards on the use of Institutional
Controls
State programs use institutional controls (e.g.
deed and zoning restrictions) if they decide to allow developers to leave
contamination on-site. Institutional controls are "non-engineered
instruments such as administrative and other legal controls that minimize the
potential for human exposure to contamination by limiting land or resource use.
State use of institutional controls to limit exposure to toxic substances must
protect public health-including the most vulnerable in our society- and the
environment, incorporate multiple layers of institutional controls that rely on
different parties for enforcement, by supported by the community, and include a
publicly available database. 34 Additionally, all entities must use the database
prior to conducting any work on or near a site.
c. Site Surveys and Assessments
State programs must survey their state for
contaminated sites, assess the risks posed by each site to humans and the
environment, and list all known or suspected sites in a publicly available
database.
d. Appropriate Sources of Stable Funding
State programs must not use taxpayer funds to
finance the program. States must provide a stable, long term source of funding
based on the polluter pays principle (e.g. taxes or fees on polluting
industries) to finance clean up programs. This funding must pay for all program
costs, including the clean up of orphan sites (sites for which there are no
liable parties).
e. Liability System Based On Polluter Pays
Principle
Clean ups must be primarily funded by strict,
joint and several, and retroactive liability, or with revenue derived from
funding as described in paragraph "d." The only acceptable defenses to
this liability system are for "innocent landowners," "bona fide
prospective purchasers" and "contiguous property owners."
f. Citizen Enforcement Of Clean Up Plans
All states must give citizens the right to file
citizen suits for contamination resulting from such sites and provide citizens
with a fees for winning any such suit in court.
g. Redevelopment Should Decrease Sprawl and
Increase Preservation of Open Space
State clean up programs should focus their
programs on devising smart growth plans that decrease sprawl and revitalize
urban areas. This includes preserving existing parks, open spaces and greenways,
as well as promoting the creation of such areas.
h. Meaningfully Involve The Public In Clean Up
Decisions
State programs must meaningfully involve all
citizens in clean up decisions. This includes making all clean up related
documentation and correspondence publicly available, providing for public
notice, comment, and a hearing, and giving citizens the right to appeal the
results of that hearing. Clean up activities must not occur until the community
is satisfied with the protectiveness of the clean up. This includes assurances
that state clean up programs and individual clean up plans act to remedy any
pattern of industrialization that has created pockets of contamination and
contaminated lands. 35 Further, state programs should provide communities with
resources (both technical and financial) to fund citizen boards that provide an
avenue for meaningful public input in the construction of the clean up plan.
i. Assure The Public's Right To Know About
Toxics In Their Community
State programs must ensure all citizens have the
right to know about all toxics in their community. This includes ensuring that
citizens are made aware of any past, current, or ongoing releases, the name of
the company responsible for the release and responsible for cleaning up the
release, as well as health effects associated with the chemicals being released
(including any cumulative or synergistic effects, if known).
C. Upfront Review is Commonplace Under Other
Programs
An upfront review is commonplace in other
environmental programs, including the Resource Conservation and Recovery Act and
the Clean Air and Water Acts. 36 Despite this type of review, experience with
these programs demonstrates that states are extremely varied in their ability
and commitment to strongly enforce these laws that protect public health and
environmental quality. 37 Simply put, some states do a better job of protecting
public health than do others. However, because there are minimum standards,
citizens can both work to ensure their states meet these minimal standards and,
realizing the true benefits of federalism, push their states to go beyond these
minimal protections.
D. Upfront Review Is Needed Because Some States
Have Inadequate Clean Up Programs
It is clear that not all state clean up programs
are alike. However, some broad themes are evident from the available data. For
example, initial data on state clean up programs demonstrates that some states
do an inadequate job of protecting public health, meaningfully involving the
public in clean up decisions, ensuring that polluters pay to clean up
contamination, enforcing the law, managing contained sites over the long-term,
funding their clean up programs, and retaining and developing sufficient
technical expertise to remediate very contaminated sites.
The following failings highlight the need to
ensure that state programs meet minimum, commonsense criteria that protect
public health and environmental quality.
1. Some States heavily Rely On Institutional
Controls To Decrease Human Exposure, Rather Than Cleaning Up Contamination
For example, one of the most controversial issues
regarding the clean up of contaminated sites is the use of institutional
controls to decrease human exposure to toxic substances that are left on-site
after clean up activities are complete. (Institutional controls are legal
instruments, such as a deed restriction, that restricts the use of land as a way
of controlling exposure to toxic substances.)
In 1997, the Association of State and Territorial
Solid Waste Management Officials (ASTSWMO) conducted a survey of 40 states to
determine how they used institutional controls when remediating toxic waste
sites. 38 The survey found that 31 states required the use of institutional
controls, while 8 states allowed them as an option in clean ups. Of the 40
states, only 16 states required public notification or participation when there
is a restriction put on the use of the land and only 11 required public
notification and involvement when the there was restriction placed on the use of
contaminated groundwater.
Importantly, limiting the use of land or
groundwater in an area can adversely impact a community. For example, cleaning
up areas to only industrial or commercial standards may decrease the amount of
residential development in a neighborhood, while vastly increasing the amount of
industrial development. This could increase pollution, depress property values
and degrade the residential quality of nearby communities. These types of issues
affect the entire community; therefore, states should reach out and attempt to
integrate the public into the decision-making process for cleaning up
contaminated sites.
The ASTSWMO study also surveyed states about
their enforcement of institutional controls. 39 Only 9 states provided for fines
or penalties for a failure to comply with institutional controls. Further, many
types of institutional controls rely on local government for enforcement.
However, 20 states noted that local governments generally lack adequate funding
to enforce institutional controls. 40 The ASTSWMO survey also found problems
with enforcing institutional controls, as well as raft of problems that inhibit
the successful use of these controls.
Another study, by the Environmental Law
Institute, examined the effectiveness of institutional controls at Superfund
sites. 41 This study found problems with enforcement at a local level, even at
these highly contaminated sites. One problem noted was the failure to implement
some institutional controls, as required in clean up plans. Other failures
included the lack of a public education program regarding the dangers of waste
left on-site and the failure to pass local regulations restricting the use of
contaminated sites. The study also documents instances of possible human
exposure to contaminated waste as a result of noncompliance with institutional
controls.
Importantly, a report published by
Northeast-Midwest Institute in 2000 found that states are encouraging
residential development on brownfields. 42 For example, California reported that
5,200 new housing units had been built on brownfields, and Colorado reported the
construction of 2,855 such units. The report goes on to site numerous incentives
that states have implemented to encourage residential development on brownfields.
Particularly at residential sites, of developers use institutional controls, it
is vital that the controls are effective.
However, even if a site is initially cleaned up
and developed for commercial or industrial development, it is still vital that
authorities monitor for any changing land use and the adequacy of protections
over the long term. Land use is a dynamic process of economic and social growth,
not static endpoint. Commercial developments can hold day care centers and
industrial areas can be transformed into housing developments. Therefore, it is
essential that authorities monitor the adequacy and enforce the requirements of
institutional controls.
2. The Effectiveness of States Clean Up Programs
Vary
A wealth of data indicates a variety of problems
with states' clean up programs.
a. Ohio
Public notice and involvement in cleanup
decisions is critical for ensuring the long-term protection of public health,
particularly when contamination is left on-site. When the public is informed
about the risks of a site and understands the tools used to decrease those
risks, they are uniquely situated to help enforce those controls, whether by
telling children not to play in certain areas or by informing new residents or
businesses not to undertake certain actions. 43
However, a study by the Northeast-Midwest
Institute on Ohio's Voluntary Action Program (VAP) found that the public might
not be notified of a clean up plan until after a cleanup occurs and the state
has issued a covenant not to sue. 44
A coalition of groups recently reviewed Ohio's
VAP. 45 Their findings are rather disturbing. Under Ohio's VAP, if the Ohio
EPA agrees that a site meets the standards set forth in the VAP, Ohio EPA will
issue a Covenant Not to Sue, which releases the owner from state civil
liability. By releasing developers from liability, the state largely forecloses
its primary tool to ensure that landowners or developers pay to clean up
dangerous contamination left on-site. This means that taxpayers may bear the
costs of any future clean ups.
The report lists a number of other disturbing
findings regarding Ohio's VAP. For example, Ohio provided financial incentives
for some sites to participate in the VAP, but the sites were never cleaned.
Additionally, the report notes that the VAP process did not address offsite
contamination concerns, as required by Ohio statutes, and that "[s]ome
sites were located on or near critical resource aquifers, wells, and/or
municipal water supplies. On- and offsite [contamination] threatened these
critical resources, [and] potentially [threatened] human health." 46
The VAP program also strongly relies on
institutional or engineering controls as a form of clean up, rather than
requiring contamination to be remediated or removed. For example, deed
restrictions on land use or groundwater use, the most common form of
institutional control employed, were applied at 49.5 percent of the 111 surveyed
sites. Additionally, Ohio's program has an Urban Setting Designation that
allows developers to avoid cleaning up contaminated groundwater. Thus far, the
Ohio Program has issued 57 "Covenants Not to Sue " at VAP sites; of
these sites, 17,526 acres of groundwater have been defined as Urban Setting
Designators, while another 525 acres of groundwater and 828 acres of land have
also been restricted through institutional controls.
Other problems continue to crop up with Ohio's
clean up program. For example, The Columbia Dispatch recently reported that that
only 10 sites within Ohio have been completely cleaned up since the program
began over a decade ago. 47 Additionally, owners of contaminated property
recently won a suit that bars Ohio EPA from publicly listing contaminated sites.
48
Currently, citizens across Ohio are urging their
state government to improve their program by meeting EPA's standards that
would allow for a Memoranda of Agreement. Thus far, the state has failed to make
the required program improvements.
b. New York
Problems have also been found with New York's
state clean up program. In February 2001, the New York comptroller published an
audit of the state clean up program. 49 The audit found that since 1979, 167
sites have been taken off of the state contaminated site list. Of those sites,
only two met the goal of being as clean as they were before being polluted. Of
the 221 treated sites that were still on the list, 30 did not meet the state's
minimum standards for protecting public health. At five other sites, state
workers had failed to meet their own cleanup goals. At 141 other sites, the
comptroller found that state records did not demonstrate whether the state's
cleanup goals were met. The audit also noted that gaps in the system could have
left the public unaware of the continuing dangers or the restrictions on some
sites. Finally, the state administration has recently projected that the state
clean up fund will be exhausted by March, with a projected deficit of about $50
million.
c. California
In 1999, the California legislature failed to
reauthorize the state's Superfund cleanup law. 50 On November 19, 1998, a
state agency had to adopt emergency cleanup regulations, which were effective
for only 120 days.
In 1998, the Los Angeles Daily News reported that
at least nine Los Angeles schools were built on sites that school district
officials knew might be contaminated. 51 These findings came from a study
prepared by California's Joint Legislative Audit Committee.
d. Pennsylvania
The Philadelphia Inquirer reported that
"many states [including Pennsylvania], under the banner of so-called
brownfields, have dramatically loosened cleanup regulations and standards in
recent years to spur the development, or sales, of contaminated lands." 52
The story quotes Rick Gimello, assistant commissioner at New Jersey's
Department of Environmental Protection as stating, "I don't think any
state is as busy as we are. . . Our pace [of putting properties through the
program] is off the charts."
e. Washington
On April 16, 1999, the Seattle Post-Intelligencer
reported that the state fund which pays for the cleanup of toxic spills and
environmental contamination is facing a $5.9 million shortfall, about a seventh
of the program's annual budget. 53 The story noted that cleanup work could be
halted or delayed at a minimum of 12 highly contaminated, high-priority sites.
The shortfall could also severely limit monitoring and testing operations. The
paper referenced Jim Pendowski, manager of the state toxic cleanup program, as
stating that the "shortfall would compromise the department's ability to
detect emerging toxic problems in the environment and deal with existing
ones."
A series of reports by the same paper present
compelling evidence that the state's Department of Ecology failed to protect
635 Hispanic migrant workers from drinking contaminated groundwater, while
providing other (mostly Caucasian) people with bottled drinking water. 54 The
migrant workers lived for "several years at a camp with a well that had
ethylene dibromide levels 17 times higher than federal regulators considered
safe." The paper quotes agency memos from 1988 and 1989 that describe
agency debate about whether to provide bottled water to workers. The memos also
express concern about the public reaction if people learned that the agency was
providing water to white residents, but not Hispanic workers.
f. New Jersey
In a series of stories, the Bergen Record
reported that the Mayor of Secaucus, New Jersey failed to notify citizens and
city council members about the migration of contamination from a nearby
Superfund site, under the homes of nearby residents. 55 The paper also reported
that the Mayor ordered engineers to locate test wells on municipal property
where there was no requirement to notify the public. The Mayor stated that since
the waste did not pose a danger to the residents, release of the information
would have unnecessarily alarmed the public. While some city council members
agreed with the Mayor's decision, the paper reported that homeowners and other
city council members insisted that they should have been included in the
decision making process.
E. Problems May Be National In Scope
These problems do not appear to be relegated to
the few state programs highlighted above. A 1999 report by the National
Conference of Mayors surveyed officials in 231 cities across the nation. The
survey asked the officials to rank their state's voluntary clean up program.
56 Only 23% of the officials reported that their state programs were excellent,
while almost one out of every five officials reported that their state program
was not very good. Perhaps more troubling, 34% could not rank their states
program, pointing to a large gap in knowledge or a lack of any coherent efforts
at education, oversight, and implementation.
F. Inadequate State Clean Up Programs Threaten
Vital Public Resources
Recent EPA reports on the quality of our nation's
groundwater document the extremely high value of this resource and startling
statistics on groundwater contamination. 57 These reports find that groundwater
use is of fundamental importance to human life and is of significant important
to our nation's economic vitality. 58 Groundwater supplies drinking water to
half of the nation and virtually all people living in rural areas. Some states
obtain more than 50% of their total water supply from ground water. Groundwater
supports billions of dollars worth of food and industrial production. It also
supplies the majority of streamflow in large areas of the nation and provides
much of the water in our country's lakes and wetlands. 59
1. Hazardous Waste Sites Threaten Our Nation's
Groundwater Resources
A variety of agricultural, industrial,
commercial, and waste disposal practices contaminate our nation's
ground water supply. 60 Some of the most frequently cited major sources of
potential ground water contamination are landfills, hazardous waste sites,
impoundments, industrial facilities, and hazardous waste generators. 61
"Spills [of industrial contaminants] are a source of grave concerns among
states." 62 Unfortunately, because of existing data gaps, inaccurate data
submitted by states, and a lack of appropriate analytical tools, the problem of
groundwater contamination may be far worse than currently estimated. 63
2. More Vigorous Oversight and Enforcement Is
Needed To Clean Up Contaminated Ground Water
A wide variety of public health and environmental
concerns accompany groundwater contamination from hazardous waste sites. 64 Only
through the expense of millions of dollars to clean up contaminated groundwater
have "people [been protected] from exposure to ground water contaminants
released from sources such as hazardous waste sites and leaking underground
storage tanks." 65 However, despite these clean up efforts, the reports
recognize that more federal, state and local coordination is needed to prevent
future contamination and to clean up contaminated ground water resources. 66
G. Conclusion
Looking at clean up programs along a continuum,
upfront federal review protects public health by ensuring that state programs
meet common sense criteria, while the federal safety net protects public health
at the back end. Since prevention is often less costly, in terms of funds
expended and lives affects, than remediation, U.S. PIRG supports an upfront
federal review of state programs prior to giving these programs the resources to
ramp up their redevelopment activities. This position is supported by data that
indicates a wide disparity between the protections afforded by state programs.
IV. CONCLUSION
In conclusion, we look forward to working with
the committee to craft good brownfields legislation that both speeds much-needed
redevelopment of blighted inner city areas, while preserving and increasing
protections for public health. Of course, legislation that weakens protections
would certainly engender strong opposition from the environmental community. In
particular, this includes modification to federal safety new.